Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Cathay General Bancorp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 226
- +13 vs. Q3 2023
- Shares held
- 54.5M
- +34.0K (+0.1%) vs. Q3 2023
- Total value
- $2.43B
- +$536.0M (+28.3%) vs. Q3 2023
- New holders
- 35
- 64 more added
- Sold out
- 22
- 92 more reduced
4 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Truist Financial Corp | 14,110 | $628.9K | 0.00% | −436−3.0% | Reduced |
| Virtus Investment Advisers, Inc. | 14,116 | $629.1K | 0.47% | 00.0% | Unchanged |
| Handelsinvest Investeringsforvaltning | 14,284 | $637.0K | 0.26% | +14,284 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 14,338 | $639.0K | 0.00% | +2,425+20.4% | Added |
| Snowden Capital Advisors LLC | 14,453 | $644.2K | 0.02% | −272−1.8% | Reduced |
| Two Sigma Advisers, LP | 15,100 | $673.0K | 0.00% | −17,700−54.0% | Reduced |
| Cornercap Investment Counsel Inc | 15,337 | $683.6K | 0.11% | −15,689−50.6% | Reduced |
| Unison Advisors LLC | 15,361 | $684.6K | 0.07% | +147+1.0% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 15,677 | $698.7K | 0.01% | −32,817−67.7% | Reduced |
| Teacher Retirement System of Texas | 17,749 | $791.0K | 0.01% | −10,187−36.5% | Reduced |
| NorthCrest Asset Manangement, LLC | 18,036 | $803.9K | 0.03% | 00.0% | Unchanged |
| TD Asset Management Inc | 18,900 | $842.4K | 0.00% | +18,900 | New |
| SG Americas Securities, LLC | 18,960 | $845.0K | 0.01% | −33,712−64.0% | Reduced |
| Arizona State Retirement System | 19,271 | $858.9K | 0.01% | −349−1.8% | Reduced |
| Jane Street Group, LLC | 19,544 | $871.1K | 0.00% | +19,544 | New |
| BNP Paribas Arbitrage, SA | 19,933 | $888.4K | 0.00% | −16,177−44.8% | Reduced |
| Tower Research Capital LLC (TRC) | 20,085 | $895.2K | 0.01% | +16,753+502.8% | Added |
| Access Investment Management LLC | 20,260 | $903.0K | 0.34% | +20,260 | New |
| FMR LLC | 20,393 | $908.9K | 0.00% | +1,023+5.3% | Added |
| Pathstone Holdings, LLC | 20,495 | $913.5K | 0.00% | +20,495 | New |
| Oregon Public Employees Retirement Fund | 21,252 | $947.2K | 0.02% | −226−1.1% | Reduced |
| Assenagon Asset Management S.A. | 21,598 | $962.6K | 0.00% | −701,599−97.0% | Reduced |
| SummerHaven Investment Management, LLC | 21,697 | $967.0K | 0.62% | +247+1.2% | Added |
| Captrust Financial Advisors | 23,442 | $1.04M | 0.00% | +266+1.1% | Added |
| M&T Bank Corp | 24,629 | $1.10M | 0.00% | −539−2.1% | Reduced |
| Teachers Retirement System of the State of Kentucky | 25,130 | $1.12M | 0.01% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 26,156 | $1.17M | 0.01% | −22,252−46.0% | Reduced |
| Maryland State Retirement & Pension System | 26,404 | $1.18M | 0.02% | −313−1.2% | Reduced |
| Royce & Associates LP | 26,996 | $1.20M | 0.01% | +26,996 | New |
| Amalgamated Bank | 27,056 | $1.21M | 0.01% | −860−3.1% | Reduced |
| Voya Investment Management LLC | 27,757 | $1.24M | 0.00% | −749−2.6% | Reduced |
| Ensign Peak Advisors, Inc | 27,758 | $1.24M | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 28,306 | $1.26M | 0.00% | −562−1.9% | Reduced |
| Ontario Teachers Pension Plan Board | 28,428 | $1.27M | 0.01% | −11,308−28.5% | Reduced |
| Legato Capital Management LLC | 28,719 | $1.28M | 0.17% | −12,595−30.5% | Reduced |
| Dean Capital Management | 28,719 | $1.28M | 0.79% | −12,595−30.5% | Reduced |
| Russell Investments Group, Ltd. | 28,984 | $1.29M | 0.00% | +3,529+13.9% | Added |
| Citizens Business Bank | 14,520 | $1.29M | 0.29% | 00.0% | Unchanged |
| Macquarie Group Ltd | 30,000 | $1.34M | 0.00% | −17,800−37.2% | Reduced |
| Mission Wealth Management, LP | 30,757 | $1.37M | 0.05% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 30,778 | $1.37M | 0.00% | −146−0.5% | Reduced |
| Amussen Hunsaker Associates LLC | 31,126 | $1.39M | 0.28% | 00.0% | Unchanged |
| Franklin Resources Inc | 31,747 | $1.41M | 0.00% | −593−1.8% | Reduced |
| Janus Henderson Group PLC | 32,447 | $1.45M | 0.00% | −55−0.2% | Reduced |
| Royal Bank of Canada | 32,912 | $1.47M | 0.00% | +14,062+74.6% | Added |
| Deutsche Bank AG | 33,123 | $1.48M | 0.00% | +120.0% | Added |
| Manufacturers Life Insurance Company, The | 34,134 | $1.52M | 0.00% | −609−1.8% | Reduced |
| AQR Capital Management LLC | 35,713 | $1.59M | 0.00% | −228,668−86.5% | Reduced |
| Yousif Capital Management, LLC | 35,905 | $1.60M | 0.02% | −50.0% | Reduced |
| Louisiana State Employees Retirement System | 36,300 | $1.62M | 0.03% | −600−1.6% | Reduced |
| State of Tennessee, Treasury Department | 36,471 | $1.63M | 0.01% | −19,329−34.6% | Reduced |
| MetLife Investment Management | 36,532 | $1.63M | 0.01% | −537−1.4% | Reduced |
| Alberta Investment Management Corp | 37,100 | $1.65M | 0.02% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 37,501 | $1.67M | 0.00% | +1,462+4.1% | Added |
| American International Group, Inc. | 37,995 | $1.69M | 0.01% | −320−0.8% | Reduced |
| Susquehanna Portfolio Strategies, LLC | 39,858 | $1.78M | 0.03% | +39,858 | New |
| Illinois Municipal Retirement Fund | 40,486 | $1.80M | 0.03% | +40,486 | New |
| Mirae Asset Global Investments Co., Ltd. | 41,118 | $1.83M | 0.00% | +1,965+5.0% | Added |
| Edgestream Partners, L.P. | 41,139 | $1.83M | 0.13% | +19,844+93.2% | Added |
| State of Alaska, Department of Revenue | 44,694 | $1.99M | 0.02% | −467−1.0% | Reduced |
| Putnam Investments LLC | 45,127 | $2.01M | 0.00% | −1,429−3.1% | Reduced |
| Willner & Heller, LLC | 45,194 | $2.01M | 2.25% | +45,194 | New |
| UBS Group AG | 46,714 | $2.08M | 0.00% | +44,817+2,362.5% | Added |
| Susquehanna International Group, LLP | 48,787 | $2.17M | 0.00% | +35,335+262.7% | Added |
| Balyasny Asset Management LLC | 52,326 | $2.33M | 0.01% | +9,984+23.6% | Added |
| State Board of Administration of Florida Retirement System | 53,391 | $2.38M | 0.00% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 54,786 | $2.44M | 0.01% | +921+1.7% | Added |
| HSBC Holdings PLC | 55,651 | $2.49M | 0.00% | +55,651 | New |
| Great West Life Assurance Co | 57,931 | $2.58M | 0.01% | −2,937−4.8% | Reduced |
| Texas Permanent School Fund | 62,758 | $2.80M | 0.02% | +1,154+1.9% | Added |
| Thrivent Financial for Lutherans | 69,682 | $3.11M | 0.01% | −1,863−2.6% | Reduced |
| Smith, Graham & Co., Investment Advisors, LP | 71,253 | $3.18M | 0.37% | −7,295−9.3% | Reduced |
| California State Teachers Retirement System | 72,882 | $3.25M | 0.00% | −3,382−4.4% | Reduced |
| Envestnet Asset Management Inc | 81,270 | $3.62M | 0.00% | −1,606−1.9% | Reduced |
| Dean Investment Associates, LLC | 84,772 | $3.78M | 0.54% | −18,378−17.8% | Reduced |
| UBS Asset Management Americas Inc | 85,067 | $3.79M | 0.00% | +2,323+2.8% | Added |
| Comerica Bank | 86,114 | $3.84M | 0.02% | +22,804+36.0% | Added |
| Rafferty Asset Management, LLC | 96,924 | $4.32M | 0.02% | +54,557+128.8% | Added |
| Alliancebernstein L.P. | 98,486 | $4.39M | 0.00% | −3,150−3.1% | Reduced |
| Credit Suisse AG | 99,157 | $4.42M | 0.00% | −10,737−9.8% | Reduced |
| Victory Capital Management Inc | 103,285 | $4.60M | 0.00% | +19,198+22.8% | Added |
| Citigroup Inc | 108,997 | $4.86M | 0.01% | +55,237+102.7% | Added |
| Prudential Financial Inc | 123,013 | $5.48M | 0.01% | −1,586−1.3% | Reduced |
| Wedge Capital Management L L P | 130,240 | $5.80M | 0.10% | +53,406+69.5% | Added |
| Swiss National Bank | 135,800 | $6.05M | 0.00% | −15,700−10.4% | Reduced |
| New York State Teachers Retirement System | 147,214 | $6.56M | 0.01% | −11,383−7.2% | Reduced |
| Public Sector Pension Investment Board | 150,757 | $6.72M | 0.05% | +61,103+68.2% | Added |
| Congress Asset Management Co | 159,561 | $7.11M | 0.06% | −538−0.3% | Reduced |
| Raymond James & Associates | 162,925 | $7.26M | 0.01% | −2,607−1.6% | Reduced |
| Barclays PLC | 164,357 | $7.33M | 0.00% | +69,681+73.6% | Added |
| Wells Fargo & Company | 176,676 | $7.87M | 0.00% | −1,918−1.1% | Reduced |
| Nordea Investment Management AB | 178,450 | $8.00M | 0.01% | +24,317+15.8% | Added |
| Brandywine Global Investment Management, LLC | 195,623 | $8.72M | 0.07% | +18,885+10.7% | Added |
| Legal & General Group Plc | 196,166 | $8.74M | 0.00% | −1,046−0.5% | Reduced |
| JPMorgan Chase & Co | 204,525 | $9.12M | 0.00% | +61,171+42.7% | Added |
| Arrowstreet Capital, Limited Partnership | 206,906 | $9.22M | 0.01% | −236,371−53.3% | Reduced |
| Hotchkis & Wiley Capital Management LLC | 222,705 | $9.93M | 0.04% | −10,570−4.5% | Reduced |
| Cambria Investment Management, L.P. | 227,914 | $10.2M | 0.71% | +29,930+15.1% | Added |
| Stieven Capital Advisors, L.P. | 235,591 | $10.5M | 2.25% | 00.0% | Unchanged |
| Rhumbline Advisers | 243,149 | $10.8M | 0.01% | −699−0.3% | Reduced |