Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Cathay General Bancorp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 217
- −3 vs. Q2 2023
- Shares held
- 54.5M
- +3.81M (+7.5%) vs. Q2 2023
- Total value
- $1.90B
- +$262.3M (+16.1%) vs. Q2 2023
- New holders
- 32
- 82 more added
- Sold out
- 35
- 69 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| NorthCrest Asset Manangement, LLC | 18,036 | $626.9K | 0.03% | −16,200−47.3% | Reduced |
| Royal Bank of Canada | 18,850 | $656.0K | 0.00% | +8,718+86.0% | Added |
| Affinity Investment Advisors, LLC | 18,873 | $656.0K | 0.42% | 00.0% | Unchanged |
| FMR LLC | 19,370 | $673.3K | 0.00% | −532,689−96.5% | Reduced |
| Arizona State Retirement System | 19,620 | $682.0K | 0.01% | +304+1.6% | Added |
| Edgestream Partners, L.P. | 21,295 | $740.2K | 0.06% | +21,295 | New |
| SummerHaven Investment Management, LLC | 21,450 | $745.6K | 0.55% | +21,450 | New |
| Oregon Public Employees Retirement Fund | 21,478 | $746.6K | 0.01% | +550+2.6% | Added |
| Captrust Financial Advisors | 23,176 | $805.6K | 0.00% | −198−0.8% | Reduced |
| Teachers Retirement System of the State of Kentucky | 25,130 | $873.0K | 0.01% | +11,986+91.2% | Added |
| M&T Bank Corp | 25,168 | $875.1K | 0.00% | −574−2.2% | Reduced |
| Russell Investments Group, Ltd. | 25,455 | $884.8K | 0.00% | −245−1.0% | Reduced |
| Maryland State Retirement & Pension System | 26,717 | $928.7K | 0.02% | +26,717 | New |
| Ensign Peak Advisors, Inc | 27,758 | $964.9K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 27,916 | $970.0K | 0.01% | −15,293−35.4% | Reduced |
| Teacher Retirement System of Texas | 27,936 | $971.0K | 0.01% | +9,876+54.7% | Added |
| Voya Investment Management LLC | 28,506 | $990.9K | 0.00% | −254−0.9% | Reduced |
| New York State Common Retirement Fund | 28,868 | $1.00M | 0.00% | +26+0.1% | Added |
| Citizens Business Bank | 14,520 | $1.01M | 0.24% | 00.0% | Unchanged |
| Amussen Hunsaker Associates LLC | 31,126 | $1.06M | 0.24% | 00.0% | Unchanged |
| Walleye Capital LLC | 30,687 | $1.07M | 0.02% | +30,687 | New |
| Mission Wealth Management, LP | 30,757 | $1.07M | 0.04% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 30,924 | $1.07M | 0.00% | +185+0.6% | Added |
| Cornercap Investment Counsel Inc | 31,026 | $1.08M | 0.20% | −450−1.4% | Reduced |
| Franklin Resources Inc | 32,340 | $1.12M | 0.00% | −319−1.0% | Reduced |
| Janus Henderson Group PLC | 32,502 | $1.13M | 0.00% | +30.0% | Added |
| ORG Partners LLC | 32,606 | $1.13M | 0.33% | −7,747−19.2% | Reduced |
| Two Sigma Advisers, LP | 32,800 | $1.14M | 0.00% | −30,300−48.0% | Reduced |
| Deutsche Bank AG | 33,111 | $1.15M | 0.00% | +3,597+12.2% | Added |
| Manufacturers Life Insurance Company, The | 34,743 | $1.21M | 0.00% | −43,922−55.8% | Reduced |
| First Republic Investment Management, Inc. | 34,750 | $1.21M | 0.00% | −198−0.6% | Reduced |
| Yousif Capital Management, LLC | 35,910 | $1.25M | 0.02% | +280+0.8% | Added |
| Price T Rowe Associates Inc | 36,039 | $1.25M | 0.00% | +4,123+12.9% | Added |
| BNP Paribas Arbitrage, SA | 36,110 | $1.26M | 0.00% | +17,142+90.4% | Added |
| Louisiana State Employees Retirement System | 36,900 | $1.28M | 0.03% | +15,700+74.1% | Added |
| MetLife Investment Management | 37,069 | $1.29M | 0.01% | −42,033−53.1% | Reduced |
| Alberta Investment Management Corp | 37,100 | $1.29M | 0.01% | 00.0% | Unchanged |
| American International Group, Inc. | 38,315 | $1.33M | 0.01% | −103,935−73.1% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 39,153 | $1.36M | 0.00% | +2,243+6.1% | Added |
| Ontario Teachers Pension Plan Board | 39,736 | $1.38M | 0.01% | −11,324−22.2% | Reduced |
| Legato Capital Management LLC | 41,314 | $1.44M | 0.21% | +7,273+21.4% | Added |
| Dean Capital Management | 41,314 | $1.44M | 1.08% | +7,273+21.4% | Added |
| Balyasny Asset Management LLC | 42,342 | $1.47M | 0.00% | +6,882+19.4% | Added |
| Rafferty Asset Management, LLC | 42,367 | $1.47M | 0.01% | −17,486−29.2% | Reduced |
| State of Alaska, Department of Revenue | 45,161 | $1.57M | 0.02% | +36,169+402.2% | Added |
| Omers Administration Corp | 46,436 | $1.61M | 0.02% | 00.0% | Unchanged |
| Putnam Investments LLC | 46,556 | $1.62M | 0.00% | −405−0.9% | Reduced |
| Macquarie Group Ltd | 47,800 | $1.66M | 0.00% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 48,408 | $1.68M | 0.01% | +6,688+16.0% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 48,494 | $1.69M | 0.01% | +13,431+38.3% | Added |
| SG Americas Securities, LLC | 52,672 | $1.83M | 0.02% | +52,672 | New |
| Virginia Retirement Systems Et Al | 53,000 | $1.84M | 0.02% | +3,700+7.5% | Added |
| State Board of Administration of Florida Retirement System | 53,391 | $1.86M | 0.00% | −6,763−11.2% | Reduced |
| Citigroup Inc | 53,760 | $1.87M | 0.00% | −19,508−26.6% | Reduced |
| Mercer Global Advisors Inc | 53,865 | $1.87M | 0.01% | −11,502−17.6% | Reduced |
| State of Tennessee, Treasury Department | 55,800 | $1.94M | 0.01% | +8,864+18.9% | Added |
| Algert Global LLC | 58,169 | $2.02M | 0.10% | 00.0% | Unchanged |
| Great West Life Assurance Co | 60,868 | $2.11M | 0.01% | +20,757+51.7% | Added |
| Texas Permanent School Fund | 61,604 | $2.14M | 0.02% | −438−0.7% | Reduced |
| Comerica Bank | 63,310 | $2.20M | 0.01% | +43,054+212.5% | Added |
| Thrivent Financial for Lutherans | 71,545 | $2.49M | 0.01% | +47,022+191.7% | Added |
| California State Teachers Retirement System | 76,264 | $2.65M | 0.00% | −5,295−6.5% | Reduced |
| Wedge Capital Management L L P | 76,834 | $2.67M | 0.05% | −62,373−44.8% | Reduced |
| Smith, Graham & Co., Investment Advisors, LP | 78,548 | $2.73M | 0.34% | −697−0.9% | Reduced |
| UBS Asset Management Americas Inc | 82,744 | $2.88M | 0.00% | −9,907−10.7% | Reduced |
| Envestnet Asset Management Inc | 82,876 | $2.88M | 0.00% | +29,513+55.3% | Added |
| Victory Capital Management Inc | 84,087 | $2.92M | 0.00% | +3,908+4.9% | Added |
| Public Sector Pension Investment Board | 89,654 | $3.12M | 0.02% | +89,654 | New |
| Barclays PLC | 94,676 | $3.29M | 0.00% | −20,623−17.9% | Reduced |
| Holocene Advisors, LP | 100,326 | $3.49M | 0.02% | −428,727−81.0% | Reduced |
| Alliancebernstein L.P. | 101,636 | $3.53M | 0.00% | −134,278−56.9% | Reduced |
| Dean Investment Associates, LLC | 103,150 | $3.59M | 0.59% | +17,751+20.8% | Added |
| Credit Suisse AG | 109,894 | $3.82M | 0.00% | −4,005−3.5% | Reduced |
| Prudential Financial Inc | 124,599 | $4.33M | 0.01% | +69,424+125.8% | Added |
| JPMorgan Chase & Co | 143,354 | $4.98M | 0.00% | −143,066−49.9% | Reduced |
| Swiss National Bank | 151,500 | $5.27M | 0.00% | +1,800+1.2% | Added |
| Nordea Investment Management AB | 154,133 | $5.32M | 0.01% | −2,667−1.7% | Reduced |
| New York State Teachers Retirement System | 158,597 | $5.51M | 0.01% | +976+0.6% | Added |
| Congress Asset Management Co | 160,099 | $5.57M | 0.05% | +219+0.1% | Added |
| Raymond James & Associates | 165,532 | $5.75M | 0.00% | −403−0.2% | Reduced |
| Canada Pension Plan Investment Board | 173,000 | $6.01M | 0.01% | +173,000 | New |
| National Bank of Canada | 177,000 | $6.06M | 0.01% | +177,000 | New |
| Brandywine Global Investment Management, LLC | 176,738 | $6.14M | 0.05% | −2,784−1.6% | Reduced |
| Wells Fargo & Company | 178,594 | $6.21M | 0.00% | −14,462−7.5% | Reduced |
| Legal & General Group Plc | 197,212 | $6.86M | 0.00% | +90,825+85.4% | Added |
| Cambria Investment Management, L.P. | 197,984 | $6.88M | 0.56% | +15,456+8.5% | Added |
| Bank of America Corp | 218,189 | $7.58M | 0.00% | −17,898−7.6% | Reduced |
| Hotchkis & Wiley Capital Management LLC | 233,275 | $8.11M | 0.03% | −95,260−29.0% | Reduced |
| Stieven Capital Advisors, L.P. | 235,591 | $8.19M | 2.13% | +235,591 | New |
| Rhumbline Advisers | 243,848 | $8.48M | 0.01% | −35,079−12.6% | Reduced |
| AQR Capital Management LLC | 264,381 | $9.13M | 0.02% | −54,183−17.0% | Reduced |
| Jupiter Asset Management Ltd | 334,678 | $11.6M | 0.13% | +246,622+280.1% | Added |
| Glenmede Trust Co NA | 423,914 | $14.7M | 0.08% | +107,888+34.1% | Added |
| Arrowstreet Capital, Limited Partnership | 443,277 | $15.4M | 0.02% | +339,573+327.4% | Added |
| Norges Bank | 640,764 | $22.3M | 0.00% | +9,107+1.4% | Added |
| Assenagon Asset Management S.A. | 723,197 | $25.1M | 0.09% | +723,197 | New |
| First Trust Advisors LP | 727,512 | $25.3M | 0.03% | +83,334+12.9% | Added |
| American Century Companies Inc | 738,787 | $25.7M | 0.02% | +83,370+12.7% | Added |
| Morgan Stanley | 823,889 | $28.6M | 0.00% | +260,073+46.1% | Added |
| Ameriprise Financial Inc | 840,415 | $29.2M | 0.01% | +133,287+18.8% | Added |