Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Cathay General Bancorp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 226
- +13 vs. Q2 2021
- Shares held
- 53.7M
- −860.7K (−1.6%) vs. Q2 2021
- Total value
- $2.22B
- +$75.4M (+3.5%) vs. Q2 2021
- New holders
- 31
- 76 more added
- Sold out
- 18
- 80 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Victory Capital Management Inc | 477,387 | $19.8M | 0.02% | −501,751−51.2% | Reduced |
| Ceredex Value Advisors LLC | 510,291 | $21.1M | 0.24% | +18,857+3.8% | Added |
| Citadel Advisors LLC | 516,930 | $21.4M | 0.02% | −373,707−42.0% | Reduced |
| Bank of Montreal | 604,918 | $25.4M | 0.01% | −25,130−4.0% | Reduced |
| Boston Trust Walden Corp | 653,968 | $27.1M | 0.24% | +13,727+2.1% | Added |
| Norges Bank | 727,776 | $30.1M | 0.01% | −59,762−7.6% | Reduced |
| Ameriprise Financial Inc | 775,978 | $32.1M | 0.01% | +8,982+1.2% | Added |
| Holocene Advisors, LP | 784,745 | $32.5M | 0.19% | +71,972+10.1% | Added |
| JPMorgan Chase & Co | 841,146 | $34.8M | 0.00% | +6,158+0.7% | Added |
| Invesco Ltd. | 976,491 | $40.4M | 0.01% | −17,976−1.8% | Reduced |
| LSV Asset Management | 1,001,000 | $41.4M | 0.07% | −25,000−2.4% | Reduced |
| Nuveen Asset Management, LLC | 1,001,664 | $41.5M | 0.01% | −97,199−8.8% | Reduced |
| GW&K Investment Management, LLC | 1,124,449 | $46.5M | 0.42% | −23,791−2.1% | Reduced |
| Bank of New York Mellon Corp | 1,224,472 | $50.7M | 0.01% | +37,381+3.1% | Added |
| Northern Trust Corp | 1,322,619 | $54.7M | 0.01% | +5,821+0.4% | Added |
| Geode Capital Management, LLC | 1,415,068 | $58.6M | 0.01% | −34,361−2.4% | Reduced |
| Principal Financial Group Inc | 1,461,656 | $60.5M | 0.04% | −247,231−14.5% | Reduced |
| Charles Schwab Investment Management Inc | 1,488,325 | $61.6M | 0.02% | +156,953+11.8% | Added |
| FMR LLC | 1,724,096 | $71.4M | 0.01% | +175,000+11.3% | Added |
| Massachusetts Financial Services Co | 2,098,896 | $86.9M | 0.03% | +78,453+3.9% | Added |
| Dimensional Fund Advisors LP | 2,902,943 | $120.2M | 0.04% | +12,524+0.4% | Added |
| State Street Corp | 3,343,957 | $138.4M | 0.01% | −383,628−10.3% | Reduced |
| Vanguard Group Inc | 7,277,436 | $301.2M | 0.01% | −118,566−1.6% | Reduced |
| BlackRock Inc. | 8,990,202 | $372.1M | 0.01% | −113,743−1.2% | Reduced |
| Newbridge Financial Services Group, Inc. | 2 | – | – | −815−99.8% | Reduced |
| Sofos Investments, Inc. | 1 | – | – | 00.0% | Unchanged |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −46,461−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −41,740−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −27,725−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −27,400−100.0% | Sold out |
| Quantitative Systematic Strategies LLC | 0 | $0 | 0.00% | −14,428−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −13,637−100.0% | Sold out |
| Blueshift Asset Management, LLC | 0 | $0 | 0.00% | −12,851−100.0% | Sold out |
| Exchange Traded Concepts, LLC | 0 | $0 | 0.00% | −12,720−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −11,670−100.0% | Sold out |
| GW Henssler & Associates Ltd | 0 | $0 | 0.00% | −9,471−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −9,421−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −6,500−100.0% | Sold out |
| Campbell & CO Investment Adviser LLC | 0 | $0 | 0.00% | −6,039−100.0% | Sold out |
| WESPAC Advisors SoCal, LLC | 0 | $0 | 0.00% | −6,000−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −5,297−100.0% | Sold out |
| Sciencast Management LP | 0 | $0 | 0.00% | −5,408−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −820−100.0% | Sold out |
| Arkadios Wealth Advisors | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Pictet Asset Management Ltd | – | – | – | – | Not filed |
| First Horizon Corp | – | – | – | – | Not filed |