Cathay General Bancorp
CATY- Exchange
- Nasdaq
- Industry
- State Commercial Banks
- SEC CIK
- 0000861842
In the last 90 days, Cathay General Bancorp insiders filed 0 open-market purchases and 5 sales; 305 institutions reported holding it in 13F filings for Q2 2026, worth $3.19B in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Cathay General Bancorp as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 215
- +4 vs. Q1 2021
- Shares held
- 54.5M
- −1.25M (−2.2%) vs. Q1 2021
- Total value
- $2.15B
- −$128.1M (−5.6%) vs. Q1 2021
- New holders
- 26
- 69 more added
- Sold out
- 22
- 86 more reduced
2 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CATY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 305 | $3.19B |
| Q1 2026 | 289 | $2.40B |
| Q4 2025 | 269 | $2.40B |
| Q3 2025 | 260 | $2.40B |
| Q2 2025 | 273 | $2.36B |
| Q1 2025 | 260 | $2.26B |
| Q4 2024 | 245 | $2.53B |
| Q3 2024 | 248 | $2.24B |
| Q2 2024 | 237 | $1.95B |
| Q1 2024 | 255 | $1.98B |
| Q4 2023 | 226 | $2.43B |
| Q3 2023 | 217 | $1.90B |
| Q2 2023 | 221 | $1.63B |
| Q1 2023 | 244 | $1.74B |
| Q4 2022 | 252 | $2.07B |
| Q3 2022 | 246 | $1.95B |
| Q2 2022 | 252 | $2.02B |
| Q1 2022 | 253 | $2.33B |
| Q4 2021 | 236 | $2.24B |
| Q3 2021 | 226 | $2.22B |
| Q2 2021 | 215 | $2.15B |
| Q1 2021 | 213 | $2.29B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Cathay General Bancorp; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Arizona State Retirement System | 20,532 | $808.0K | 0.01% | −1,498−6.8% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 20,600 | $811.0K | 0.00% | −72,000−77.8% | Reduced |
| Shell Asset Management Co | 21,353 | $840.0K | 0.02% | +1,150+5.7% | Added |
| First Republic Investment Management, Inc. | 21,572 | $849.0K | 0.00% | +11,061+105.2% | Added |
| M&T Bank Corp | 21,720 | $855.0K | 0.00% | −1,249−5.4% | Reduced |
| Captrust Financial Advisors | 22,743 | $895.0K | 0.01% | −29,004−56.0% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 24,949 | $982.0K | 0.01% | +15+0.1% | Added |
| Oregon Public Employees Retirement Fund | 25,394 | $1.00M | 0.01% | +629+2.5% | Added |
| ProShare Advisors LLC | 25,519 | $1.00M | 0.00% | −541−2.1% | Reduced |
| Ameritas Investment Partners, Inc. | 26,420 | $1.04M | 0.04% | −453−1.7% | Reduced |
| BNP Paribas Arbitrage, SA | 27,297 | $1.07M | 0.00% | −14,812−35.2% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 27,400 | $1.08M | 0.00% | +27,400 | New |
| ExodusPoint Capital Management, LP | 27,725 | $1.09M | 0.02% | +27,725 | New |
| Price T Rowe Associates Inc | 28,173 | $1.11M | 0.00% | +1,301+4.8% | Added |
| Citizens Business Bank | 14,520 | $1.14M | 0.15% | 00.0% | Unchanged |
| Dean Capital Management | 29,109 | $1.15M | 1.05% | −40,056−57.9% | Reduced |
| Great West Life Assurance Co | 30,526 | $1.20M | 0.00% | +97+0.3% | Added |
| Mission Wealth Management, LP | 30,757 | $1.21M | 0.06% | 00.0% | Unchanged |
| Amussen Hunsaker Associates LLC | 31,501 | $1.23M | 0.35% | 00.0% | Unchanged |
| Voya Investment Management LLC | 31,303 | $1.23M | 0.00% | −1,636−5.0% | Reduced |
| Advisor Group Holdings, Inc. | 32,624 | $1.28M | 0.00% | +251+0.8% | Added |
| Virginia Retirement Systems Et Al | 33,900 | $1.33M | 0.01% | +3,700+12.3% | Added |
| Metropolitan Life Insurance Co | 34,712 | $1.37M | 0.02% | +1,356+4.1% | Added |
| Macquarie Group Ltd | 36,231 | $1.43M | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 36,410 | $1.43M | 0.00% | +30,555+521.9% | Added |
| Eaton Vance Management | 37,962 | $1.49M | 0.00% | +25,527+205.3% | Added |
| Russell Investments Group, Ltd. | 39,381 | $1.55M | 0.00% | −14,033−26.3% | Reduced |
| Denali Advisors LLC | 39,631 | $1.56M | 0.60% | −56,600−58.8% | Reduced |
| Two Sigma Investments, LP | 39,920 | $1.57M | 0.00% | +39,920 | New |
| Assenagon Asset Management S.A. | 41,740 | $1.64M | 0.01% | +41,740 | New |
| Dean Investment Associates, LLC | 44,430 | $1.75M | 0.32% | −31,954−41.8% | Reduced |
| Mercer Global Advisors Inc | 44,690 | $1.76M | 0.01% | +82+0.2% | Added |
| D. E. Shaw & Co., Inc. | 46,314 | $1.82M | 0.00% | +5,501+13.5% | Added |
| California Public Employees Retirement System | 46,461 | $1.83M | 0.00% | −143,696−75.6% | Reduced |
| Schonfeld Strategic Advisors LLC | 50,000 | $1.97M | 0.02% | −131,997−72.5% | Reduced |
| Deutsche Bank AG | 51,665 | $2.03M | 0.00% | −69,320−57.3% | Reduced |
| Guggenheim Capital LLC | 52,039 | $2.05M | 0.01% | −5,690−9.9% | Reduced |
| Amalgamated Bank | 55,380 | $2.18M | 0.02% | +48,602+717.1% | Added |
| Envestnet Asset Management Inc | 55,615 | $2.19M | 0.00% | −13,657−19.7% | Reduced |
| Texas Permanent School Fund | 55,810 | $2.20M | 0.03% | −270.0% | Reduced |
| Rafferty Asset Management, LLC | 59,026 | $2.32M | 0.01% | +8,459+16.7% | Added |
| Citigroup Inc | 59,093 | $2.33M | 0.00% | −2,000−3.3% | Reduced |
| Ensign Peak Advisors, Inc | 59,858 | $2.36M | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 62,233 | $2.45M | 0.00% | +29,982+93.0% | Added |
| Susquehanna Fundamental Investments, LLC | 63,690 | $2.51M | 0.05% | −1,868−2.8% | Reduced |
| Wells Fargo & Company | 64,099 | $2.52M | 0.00% | −27,781−30.2% | Reduced |
| MetLife Investment Management | 64,752 | $2.55M | 0.02% | −4,181−6.1% | Reduced |
| First Quadrant L P | 65,400 | $2.57M | 0.30% | 00.0% | Unchanged |
| Mutual of America Capital Management LLC | 66,490 | $2.62M | 0.03% | −1,260−1.9% | Reduced |
| Cambiar Investors LLC | 72,829 | $2.87M | 0.09% | +1,280+1.8% | Added |
| Comerica Bank | 76,209 | $2.93M | 0.02% | −16,955−18.2% | Reduced |
| Cambria Investment Management, L.P. | 74,336 | $2.93M | 0.50% | +10,304+16.1% | Added |
| New York State Common Retirement Fund | 77,931 | $3.07M | 0.00% | −25,269−24.5% | Reduced |
| UBS Asset Management Americas Inc | 78,494 | $3.09M | 0.00% | −6,794−8.0% | Reduced |
| State Board of Administration of Florida Retirement System | 91,006 | $3.58M | 0.01% | 00.0% | Unchanged |
| Retirement Systems of Alabama | 97,565 | $3.84M | 0.01% | +130.0% | Added |
| Walleye Capital LLC | 99,090 | $3.90M | 0.14% | −6,605−6.2% | Reduced |
| Smith, Graham & Co., Investment Advisors, LP | 99,588 | $3.92M | 0.35% | −2,612−2.6% | Reduced |
| Credit Suisse AG | 100,963 | $3.97M | 0.00% | −6,398−6.0% | Reduced |
| California State Teachers Retirement System | 105,416 | $4.15M | 0.01% | −9,107−8.0% | Reduced |
| Legal & General Group Plc | 111,481 | $4.39M | 0.00% | −19,748−15.0% | Reduced |
| Prudential Financial Inc | 117,594 | $4.63M | 0.01% | −13,362−10.2% | Reduced |
| Manufacturers Life Insurance Company, The | 121,706 | $4.79M | 0.00% | −1,841−1.5% | Reduced |
| Morgan Stanley | 123,215 | $4.85M | 0.00% | −63,142−33.9% | Reduced |
| Barclays PLC | 131,585 | $5.18M | 0.00% | +8,369+6.8% | Added |
| Wedge Capital Management L L P | 133,074 | $5.24M | 0.06% | −26,446−16.6% | Reduced |
| Richard Bernstein Advisors LLC | 134,450 | $5.29M | 0.11% | 00.0% | Unchanged |
| Grantham, Mayo, Van Otterloo & Co. LLC | 135,900 | $5.35M | 0.03% | +700+0.5% | Added |
| Congress Asset Management Co | 142,179 | $5.60M | 0.05% | +21,790+18.1% | Added |
| New York State Teachers Retirement System | 156,872 | $6.17M | 0.01% | −8,100−4.9% | Reduced |
| Balyasny Asset Management LLC | 159,557 | $6.28M | 0.03% | +159,557 | New |
| Brandywine Global Investment Management, LLC | 163,991 | $6.46M | 0.05% | −6,172−3.6% | Reduced |
| Interval Partners, LP | 165,730 | $6.52M | 0.39% | +74,871+82.4% | Added |
| American Century Companies Inc | 166,340 | $6.55M | 0.00% | +22,746+15.8% | Added |
| Swiss National Bank | 166,500 | $6.55M | 0.00% | −6,400−3.7% | Reduced |
| Hotchkis & Wiley Capital Management LLC | 171,775 | $6.76M | 0.02% | +15,250+9.7% | Added |
| American International Group, Inc. | 174,966 | $6.89M | 0.03% | −3,849−2.2% | Reduced |
| Bank of America Corp | 178,265 | $7.02M | 0.00% | −125,036−41.2% | Reduced |
| Raymond James & Associates | 189,545 | $7.46M | 0.01% | −1,906−1.0% | Reduced |
| Nordea Investment Management AB | 199,224 | $7.84M | 0.01% | +17,074+9.4% | Added |
| Alliancebernstein L.P. | 259,020 | $10.2M | 0.00% | −1,270−0.5% | Reduced |
| Rhumbline Advisers | 264,564 | $10.4M | 0.01% | −10,355−3.8% | Reduced |
| Sapience Investments, LLC | 280,395 | $11.0M | 1.37% | −9,270−3.2% | Reduced |
| First Trust Advisors LP | 291,665 | $11.5M | 0.01% | −1,974−0.7% | Reduced |
| Hillcrest Asset Management LLC | 304,148 | $12.0M | 1.62% | −57,020−15.8% | Reduced |
| Parametric Portfolio Associates LLC | 320,195 | $12.6M | 0.01% | −1,750−0.5% | Reduced |
| Millennium Management LLC | 322,756 | $12.7M | 0.02% | +238,814+284.5% | Added |
| Goldman Sachs Group Inc | 375,358 | $14.8M | 0.00% | −154,320−29.1% | Reduced |
| Amundi | 390,016 | $15.4M | 0.01% | +390,016 | New |
| AQR Capital Management LLC | 399,462 | $15.7M | 0.03% | −93,279−18.9% | Reduced |
| Ceredex Value Advisors LLC | 491,434 | $19.3M | 0.22% | +117,200+31.3% | Added |
| Bank of Montreal | 630,048 | $25.0M | 0.01% | +148,131+30.7% | Added |
| Boston Trust Walden Corp | 640,241 | $25.2M | 0.22% | −24,000−3.6% | Reduced |
| Holocene Advisors, LP | 712,773 | $28.1M | 0.17% | +81,089+12.8% | Added |
| Ameriprise Financial Inc | 766,996 | $30.2M | 0.01% | −114,523−13.0% | Reduced |
| Norges Bank | 787,538 | $31.0M | 0.01% | −61,553−7.2% | Reduced |
| JPMorgan Chase & Co | 834,988 | $32.9M | 0.00% | −434,371−34.2% | Reduced |
| Citadel Advisors LLC | 890,637 | $35.1M | 0.04% | −163,117−15.5% | Reduced |
| Victory Capital Management Inc | 979,138 | $38.5M | 0.04% | +139,049+16.6% | Added |
| Invesco Ltd. | 994,467 | $39.1M | 0.01% | +52,863+5.6% | Added |