Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Avantax, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 157
- +2 vs. Q3 2022
- Shares held
- 44.7M
- +98.2K (+0.2%) vs. Q3 2022
- Total value
- $1.14B
- +$278.8M (+32.3%) vs. Q3 2022
- New holders
- 18
- 45 more added
- Sold out
- 16
- 66 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 7,569,360 | $193.2M | 0.01% | +72,866+1.0% | Added |
| Vanguard Group Inc | 5,292,463 | $135.1M | 0.00% | +75,919+1.5% | Added |
| Van Berkom & Associates Inc. | 2,405,184 | $61.4M | 2.63% | −180,337−7.0% | Reduced |
| Engine Capital Management, LP | 2,370,384 | $60.5M | 17.67% | +583,932+32.7% | Added |
| Hill Path Capital LP | 2,312,749 | $59.0M | 2.77% | 00.0% | Unchanged |
| P2 Capital Partners, LLC | 2,300,000 | $58.7M | 7.76% | 00.0% | Unchanged |
| Invesco Ltd. | 1,833,650 | $46.8M | 0.01% | +558,248+43.8% | Added |
| Dimensional Fund Advisors LP | 1,790,162 | $45.7M | 0.02% | −285,807−13.8% | Reduced |
| Simcoe Capital Management, LLC | 1,711,575 | $43.7M | 5.22% | +160,397+10.3% | Added |
| State Street Corp | 1,590,027 | $40.6M | 0.00% | −63,834−3.9% | Reduced |
| Newtyn Management, LLC | 1,300,000 | $33.2M | 6.85% | −276,303−17.5% | Reduced |
| No Street GP LP | 1,200,000 | $30.6M | 4.04% | +100,000+9.1% | Added |
| Renaissance Technologies LLC | 937,000 | $23.9M | 0.03% | +27,900+3.1% | Added |
| Geode Capital Management, LLC | 876,914 | $22.4M | 0.00% | +31,610+3.7% | Added |
| JPMorgan Chase & Co | 804,448 | $20.5M | 0.00% | +27,498+3.5% | Added |
| Russell Investments Group, Ltd. | 632,053 | $16.1M | 0.03% | +149,115+30.9% | Added |
| Boston Partners | 581,896 | $15.2M | 0.02% | +480,680+474.9% | Added |
| Jacobs Levy Equity Management, Inc | 538,000 | $13.7M | 0.09% | −10,779−2.0% | Reduced |
| Northern Trust Corp | 516,653 | $13.2M | 0.00% | −22,240−4.1% | Reduced |
| Bank of New York Mellon Corp | 428,969 | $11.0M | 0.00% | −7,239−1.7% | Reduced |
| Norges Bank | 404,940 | $10.3M | 0.00% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 387,503 | $9.89M | 0.02% | −128,729−24.9% | Reduced |
| Portolan Capital Management, LLC | 376,123 | $9.60M | 0.95% | −23,525−5.9% | Reduced |
| Charles Schwab Investment Management Inc | 360,491 | $9.20M | 0.00% | +10,072+2.9% | Added |
| Morgan Stanley | 340,858 | $8.70M | 0.00% | +27,133+8.6% | Added |
| Principal Financial Group Inc | 295,277 | $7.54M | 0.01% | −1,179−0.4% | Reduced |
| Rothschild & Co Asset Management US Inc. | 294,993 | $7.53M | 0.11% | −718−0.2% | Reduced |
| Millennium Management LLC | 289,457 | $7.39M | 0.01% | +134,195+86.4% | Added |
| Jupiter Asset Management Ltd | 281,024 | $7.17M | 0.10% | 00.0% | Unchanged |
| Deutsche Bank AG | 274,978 | $7.02M | 0.00% | +3,467+1.3% | Added |
| Caption Management, LLC | 235,200 | $6.00M | 1.01% | +235,200 | New |
| Ameriprise Financial Inc | 209,064 | $5.34M | 0.00% | −7,164−3.3% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 206,100 | $5.26M | 0.03% | −45,800−18.2% | Reduced |
| Two Sigma Advisers, LP | 205,251 | $5.24M | 0.01% | −15,400−7.0% | Reduced |
| Kestrel Investment Management Corp | 184,750 | $4.72M | 2.73% | −5,900−3.1% | Reduced |
| Advisory Research Inc | 177,105 | $4.52M | 0.43% | −8,913−4.8% | Reduced |
| Legal & General Group Plc | 140,960 | $3.60M | 0.00% | +4,864+3.6% | Added |
| Nuveen Asset Management, LLC | 137,800 | $3.52M | 0.00% | −6,554−4.5% | Reduced |
| Rhumbline Advisers | 136,136 | $3.48M | 0.00% | −844−0.6% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 119,556 | $3.05M | 0.01% | −13,546−10.2% | Reduced |
| New York State Teachers Retirement System | 110,195 | $2.81M | 0.01% | −400−0.4% | Reduced |
| Swiss National Bank | 103,700 | $2.65M | 0.00% | +2,900+2.9% | Added |
| Federated Hermes, Inc. | 97,126 | $2.48M | 0.01% | −41,096−29.7% | Reduced |
| Public Sector Pension Investment Board | 87,463 | $2.23M | 0.02% | −370.0% | Reduced |
| Goldman Sachs Group Inc | 84,469 | $2.16M | 0.00% | −113,714−57.4% | Reduced |
| Two Sigma Investments, LP | 82,346 | $2.10M | 0.01% | +55,836+210.6% | Added |
| EAM Global Investors LLC | 82,133 | $2.10M | 0.54% | −22,493−21.5% | Reduced |
| Wellington Management Group LLP | 80,600 | $2.06M | 0.00% | +80,600 | New |
| Avantax Advisory Services, Inc. | 72,062 | $1.84M | 0.02% | −250−0.3% | Reduced |
| Algert Global LLC | 63,992 | $1.63M | 0.09% | −940−1.4% | Reduced |
| Great West Life Assurance Co | 63,709 | $1.63M | 0.00% | +4,729+8.0% | Added |
| SEI Investments Co | 60,106 | $1.53M | 0.00% | +577+1.0% | Added |
| Tudor Investment Corp Et Al | 56,588 | $1.45M | 0.04% | +11,254+24.8% | Added |
| California State Teachers Retirement System | 56,364 | $1.44M | 0.00% | +967+1.7% | Added |
| EAM Investors, LLC | 55,494 | $1.42M | 0.29% | −15,854−22.2% | Reduced |
| Gsa Capital Partners LLP | 54,209 | $1.38M | 0.17% | −11,830−17.9% | Reduced |
| HRT Financial LP | 53,914 | $1.38M | 0.02% | +53,914 | New |
| Alliancebernstein L.P. | 51,491 | $1.31M | 0.00% | +63+0.1% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 51,247 | $1.31M | 0.01% | +7,745+17.8% | Added |
| Thrivent Financial for Lutherans | 49,117 | $1.25M | 0.00% | −239−0.5% | Reduced |
| Prudential Financial Inc | 48,314 | $1.23M | 0.00% | −295−0.6% | Reduced |
| Citadel Advisors LLC | 46,884 | $1.20M | 0.00% | +28,318+152.5% | Added |
| Bank of America Corp | 40,897 | $1.04M | 0.00% | −8,082−16.5% | Reduced |
| Assenagon Asset Management S.A. | 40,411 | $1.03M | 0.00% | +21,516+113.9% | Added |
| Pacific Ridge Capital Partners, LLC | 37,590 | $959.7K | 0.23% | −20−0.1% | Reduced |
| Credit Suisse AG | 36,807 | $939.7K | 0.00% | −25,601−41.0% | Reduced |
| Quadrature Capital Ltd | 36,586 | $933.3K | 0.03% | +36,586 | New |
| New York State Common Retirement Fund | 35,717 | $911.9K | 0.00% | −30.0% | Reduced |
| State of Tennessee, Treasury Department | 33,948 | $866.0K | 0.00% | +14,702+76.4% | Added |
| State of Alaska, Department of Revenue | 33,343 | $851.0K | 0.01% | +236+0.7% | Added |
| Yousif Capital Management, LLC | 32,859 | $838.9K | 0.01% | −5,720−14.8% | Reduced |
| Citigroup Inc | 32,855 | $838.8K | 0.00% | +10,343+45.9% | Added |
| Texas Permanent School Fund | 32,192 | $822.0K | 0.01% | −2,150−6.3% | Reduced |
| Price T Rowe Associates Inc | 31,424 | $802.0K | 0.00% | −6,540−17.2% | Reduced |
| Comerica Bank | 28,228 | $762.0K | 0.01% | −8,320−22.8% | Reduced |
| New York Life Investment Management LLC | 29,018 | $740.8K | 0.01% | +3,114+12.0% | Added |
| Voya Investment Management LLC | 28,116 | $717.8K | 0.00% | +9,141+48.2% | Added |
| Putnam Investments LLC | 27,523 | $702.7K | 0.00% | −14−0.1% | Reduced |
| American International Group, Inc. | 25,900 | $661.2K | 0.00% | −194−0.7% | Reduced |
| MetLife Investment Management | 25,201 | $643.4K | 0.00% | −1,690−6.3% | Reduced |
| Aristeia Capital LLC | 25,000 | $638.3K | 0.01% | +25,000 | New |
| Ensign Peak Advisors, Inc | 23,758 | $606.5K | 0.00% | −11,150−31.9% | Reduced |
| Amalgamated Bank | 23,224 | $593.0K | 0.01% | +52+0.2% | Added |
| Barclays PLC | 23,087 | $589.4K | 0.00% | +7,049+44.0% | Added |
| Louisiana State Employees Retirement System | 22,700 | $580.0K | 0.02% | −100−0.4% | Reduced |
| MML Investors Services, LLC | 20,556 | $525.0K | 0.00% | +20,556 | New |
| State Board of Administration of Florida Retirement System | 20,145 | $514.3K | 0.00% | −9,170−31.3% | Reduced |
| Maryland State Retirement & Pension System | 19,740 | $504.0K | 0.01% | +239+1.2% | Added |
| FMR LLC | 19,452 | $496.6K | 0.00% | −3,955−16.9% | Reduced |
| Jane Street Group, LLC | 19,230 | $490.9K | 0.00% | +19,230 | New |
| Manufacturers Life Insurance Company, The | 18,561 | $473.9K | 0.00% | −380−2.0% | Reduced |
| State of Wyoming | 18,485 | $471.9K | 0.16% | +1,442+8.5% | Added |
| Oregon Public Employees Retirement Fund | 15,927 | $406.6K | 0.01% | +351+2.3% | Added |
| Moran Wealth Management, LLC | 15,368 | $392.3K | 0.01% | +15,368 | New |
| Everence Capital Management Inc | 15,340 | $392.0K | 0.03% | 00.0% | Unchanged |
| Royal Bank of Canada | 15,288 | $389.0K | 0.00% | −952−5.9% | Reduced |
| Susquehanna International Group, LLP | 14,751 | $376.6K | 0.00% | −11,183−43.1% | Reduced |
| Teachers Retirement System of the State of Kentucky | 14,408 | $368.0K | 0.00% | 00.0% | Unchanged |
| Teacher Retirement System of Texas | 13,762 | $351.0K | 0.00% | −5,667−29.2% | Reduced |
| BNP Paribas Arbitrage, SA | 13,308 | $339.8K | 0.00% | −6,669−33.4% | Reduced |