Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Avantax, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 155
- +11 vs. Q1 2021
- Shares held
- 44.0M
- −442.3K (−1.0%) vs. Q1 2021
- Total value
- $760.9M
- +$22.2M (+3.0%) vs. Q1 2021
- New holders
- 21
- 50 more added
- Sold out
- 10
- 59 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 7,795,606 | $134.9M | 0.00% | −149,364−1.9% | Reduced |
| Vanguard Group Inc | 4,977,536 | $86.2M | 0.00% | +97,599+2.0% | Added |
| Van Berkom & Associates Inc. | 4,066,325 | $70.4M | 1.93% | −453,580−10.0% | Reduced |
| Dimensional Fund Advisors LP | 3,258,262 | $56.4M | 0.02% | −31,593−1.0% | Reduced |
| P2 Capital Partners, LLC | 2,300,000 | $39.8M | 2.99% | 00.0% | Unchanged |
| State Street Corp | 1,639,190 | $28.4M | 0.00% | +96,535+6.3% | Added |
| Ancora Advisors, LLC | 1,637,357 | $28.3M | 0.74% | +3290.0% | Added |
| D. E. Shaw & Co., Inc. | 1,511,266 | $26.2M | 0.03% | +19,909+1.3% | Added |
| Renaissance Technologies LLC | 1,391,000 | $24.1M | 0.03% | −131,700−8.6% | Reduced |
| Russell Investments Group, Ltd. | 1,259,244 | $21.8M | 0.04% | +282,161+28.9% | Added |
| Geode Capital Management, LLC | 827,908 | $14.3M | 0.00% | +26,695+3.3% | Added |
| Golden Gate Private Equity, Inc. | 751,785 | $13.0M | 1.63% | 00.0% | Unchanged |
| Archon Capital Management LLC | 685,404 | $11.9M | 2.53% | +15,420+2.3% | Added |
| Invesco Ltd. | 613,465 | $10.6M | 0.00% | +26,252+4.5% | Added |
| Jacobs Levy Equity Management, Inc | 612,113 | $10.6M | 0.07% | +370,618+153.5% | Added |
| Northern Trust Corp | 574,505 | $9.94M | 0.00% | +13,778+2.5% | Added |
| Nuveen Asset Management, LLC | 573,504 | $9.93M | 0.00% | −49,741−8.0% | Reduced |
| JPMorgan Chase & Co | 543,279 | $9.40M | 0.00% | −137,974−20.3% | Reduced |
| Norges Bank | 450,696 | $7.80M | 0.00% | −77,125−14.6% | Reduced |
| Millennium Management LLC | 432,362 | $7.48M | 0.01% | +181,418+72.3% | Added |
| Bank of New York Mellon Corp | 424,666 | $7.35M | 0.00% | −40,110−8.6% | Reduced |
| Balyasny Asset Management LLC | 421,681 | $7.30M | 0.04% | +363,338+622.8% | Added |
| Charles Schwab Investment Management Inc | 401,490 | $6.95M | 0.00% | +45,485+12.8% | Added |
| Principal Financial Group Inc | 334,748 | $5.79M | 0.00% | −36,271−9.8% | Reduced |
| Deutsche Bank AG | 280,888 | $4.86M | 0.00% | −7,324−2.5% | Reduced |
| Two Sigma Advisers, LP | 277,751 | $4.81M | 0.01% | +45,800+19.7% | Added |
| Mirae Asset Global Investments Co., Ltd. | 275,717 | $4.77M | 0.01% | +25,394+10.1% | Added |
| Assenagon Asset Management S.A. | 268,291 | $4.64M | 0.02% | +92,291+52.4% | Added |
| Morgan Stanley | 266,828 | $4.62M | 0.00% | +127,601+91.6% | Added |
| Weiss Multi-Strategy Advisers LLC | 255,901 | $4.43M | 0.10% | +63,912+33.3% | Added |
| Kestrel Investment Management Corp | 249,250 | $4.32M | 1.69% | −200−0.1% | Reduced |
| Arrowstreet Capital, Limited Partnership | 231,712 | $4.01M | 0.00% | −118,597−33.9% | Reduced |
| Citadel Advisors LLC | 231,729 | $4.01M | 0.00% | +134,674+138.8% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 214,259 | $3.71M | 0.22% | +120.0% | Added |
| Ameriprise Financial Inc | 210,795 | $3.65M | 0.00% | −6,467−3.0% | Reduced |
| Two Sigma Investments, LP | 153,437 | $2.66M | 0.01% | −32,970−17.7% | Reduced |
| Rhumbline Advisers | 151,649 | $2.63M | 0.00% | −14,223−8.6% | Reduced |
| Gsa Capital Partners LLP | 150,741 | $2.61M | 0.29% | +150,741 | New |
| Boston Partners | 128,194 | $2.22M | 0.00% | −36,933−22.4% | Reduced |
| Legal & General Group Plc | 123,823 | $2.14M | 0.00% | −32,715−20.9% | Reduced |
| Parametric Portfolio Associates LLC | 121,919 | $2.11M | 0.00% | +22,615+22.8% | Added |
| Tudor Investment Corp Et Al | 115,888 | $2.01M | 0.04% | −104,592−47.4% | Reduced |
| New York State Teachers Retirement System | 111,115 | $1.92M | 0.00% | −5,300−4.6% | Reduced |
| Group One Trading, L.P. | 109,954 | $1.90M | 0.04% | −5,393−4.7% | Reduced |
| Swiss National Bank | 106,200 | $1.84M | 0.00% | −3,600−3.3% | Reduced |
| Public Sector Pension Investment Board | 99,054 | $1.72M | 0.01% | −37,331−27.4% | Reduced |
| Goldman Sachs Group Inc | 98,288 | $1.70M | 0.00% | +29,615+43.1% | Added |
| ExodusPoint Capital Management, LP | 95,301 | $1.65M | 0.03% | +95,301 | New |
| Rothschild & Co Asset Management US Inc. | 88,459 | $1.53M | 0.02% | −65,540−42.6% | Reduced |
| Price T Rowe Associates Inc | 71,377 | $1.24M | 0.00% | +2,335+3.4% | Added |
| California State Teachers Retirement System | 66,884 | $1.16M | 0.00% | −5,759−7.9% | Reduced |
| Credit Suisse AG | 66,351 | $1.15M | 0.00% | +5,671+9.3% | Added |
| CM Management, LLC | 65,000 | $1.13M | 0.81% | −35,000−35.0% | Reduced |
| PEAK6 Investments LLC | 59,742 | $1.03M | 0.03% | −68,736−53.5% | Reduced |
| Benefit Street Partners LLC | 59,100 | $1.02M | 0.39% | +31,100+111.1% | Added |
| Avantax Advisory Services, Inc. | 56,011 | $969.0K | 0.02% | +5,700+11.3% | Added |
| Public Employees Retirement System of Ohio | 54,279 | $940.0K | 0.00% | +53,739+9,951.7% | Added |
| Cubist Systematic Strategies, LLC | 54,308 | $940.0K | 0.01% | +54,308 | New |
| Prudential Financial Inc | 52,103 | $902.0K | 0.00% | −4,160−7.4% | Reduced |
| Bank of America Corp | 49,833 | $863.0K | 0.00% | −103,719−67.5% | Reduced |
| Ensign Peak Advisors, Inc | 45,338 | $785.0K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 43,580 | $754.0K | 0.00% | +380+0.9% | Added |
| Great West Life Assurance Co | 41,727 | $723.0K | 0.00% | 00.0% | Unchanged |
| UBS Asset Management Americas Inc | 41,161 | $712.5K | 0.00% | +9,318+29.3% | Added |
| Comerica Bank | 45,392 | $709.0K | 0.00% | −3,368−6.9% | Reduced |
| Engineers Gate Manager LP | 40,244 | $697.0K | 0.04% | −8,811−18.0% | Reduced |
| Thrivent Financial for Lutherans | 39,580 | $685.0K | 0.00% | −61−0.2% | Reduced |
| Alliancebernstein L.P. | 38,264 | $662.0K | 0.00% | −7,600−16.6% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 37,455 | $648.0K | 0.03% | −7,654−17.0% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 37,155 | $643.0K | 0.01% | −60−0.2% | Reduced |
| Occudo Quantitative Strategies LP | 36,585 | $633.0K | 0.10% | +36,585 | New |
| Pacific Ridge Capital Partners, LLC | 36,090 | $625.0K | 0.11% | −440−1.2% | Reduced |
| Texas Permanent School Fund | 36,081 | $625.0K | 0.01% | +29+0.1% | Added |
| State of Alaska, Department of Revenue | 33,504 | $579.0K | 0.01% | +861+2.6% | Added |
| Dynamic Technology Lab Private Ltd | 31,883 | $552.0K | 0.06% | +20,260+174.3% | Added |
| American International Group, Inc. | 31,550 | $546.0K | 0.00% | −536−1.7% | Reduced |
| Jump Financial, LLC | 29,700 | $514.0K | 0.05% | +29,700 | New |
| State Board of Administration of Florida Retirement System | 29,467 | $510.0K | 0.00% | +2,118+7.7% | Added |
| Manufacturers Life Insurance Company, The | 28,151 | $487.0K | 0.00% | −51−0.2% | Reduced |
| Walleye Trading LLC | 27,666 | $479.0K | 0.01% | −205,804−88.2% | Reduced |
| Citigroup Inc | 27,070 | $469.0K | 0.00% | +21,559+391.2% | Added |
| Barclays PLC | 25,385 | $439.0K | 0.00% | −34,750−57.8% | Reduced |
| Susquehanna International Group, LLP | 25,318 | $438.0K | 0.00% | −125,141−83.2% | Reduced |
| Amalgamated Bank | 24,760 | $429.0K | 0.00% | +24,760 | New |
| IndexIQ Advisors LLC | 24,313 | $421.0K | 0.01% | −250−1.0% | Reduced |
| Acadian Asset Management LLC | 23,508 | $407.0K | 0.00% | +23,508 | New |
| Squarepoint Ops LLC | 23,194 | $401.0K | 0.00% | +2,425+11.7% | Added |
| Louisiana State Employees Retirement System | 21,800 | $377.0K | 0.01% | −100−0.5% | Reduced |
| Voya Investment Management LLC | 20,018 | $347.0K | 0.00% | −991−4.7% | Reduced |
| Oregon Public Employees Retirement Fund | 19,676 | $341.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 19,131 | $331.2K | 0.00% | −6,898−26.5% | Reduced |
| Royal Bank of Canada | 17,793 | $309.0K | 0.00% | +1,438+8.8% | Added |
| MetLife Investment Management | 17,555 | $303.9K | 0.00% | +5,463+45.2% | Added |
| Cim Investment Mangement Inc | 17,384 | $301.0K | 0.09% | 00.0% | Unchanged |
| State of Tennessee, Treasury Department | 17,242 | $298.0K | 0.00% | 00.0% | Unchanged |
| Bank of Montreal | 16,516 | $295.0K | 0.00% | +4,441+36.8% | Added |
| HRT Financial LP | 16,119 | $279.0K | 0.00% | +16,119 | New |
| Quadrature Capital Ltd | 16,092 | $279.0K | 0.01% | +16,092 | New |
| CWM Advisors, LLC | 15,840 | $274.0K | 0.04% | +480+3.1% | Added |
| Everence Capital Management Inc | 15,340 | $266.0K | 0.02% | +15,340 | New |