Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Avantax, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 151
- +10 vs. Q3 2021
- Shares held
- 45.4M
- +1.58M (+3.6%) vs. Q3 2021
- Total value
- $785.2M
- +$103.0M (+15.1%) vs. Q3 2021
- New holders
- 24
- 42 more added
- Sold out
- 14
- 58 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 7,833,855 | $135.7M | 0.00% | +208,972+2.7% | Added |
| Vanguard Group Inc | 5,006,159 | $86.7M | 0.00% | +67,865+1.4% | Added |
| Van Berkom & Associates Inc. | 3,932,294 | $68.1M | 2.01% | −41,822−1.1% | Reduced |
| Dimensional Fund Advisors LP | 2,655,856 | $46.0M | 0.01% | −446,601−14.4% | Reduced |
| Hill Path Capital LP | 2,312,749 | $40.1M | 1.76% | +1,831,249+380.3% | Added |
| P2 Capital Partners, LLC | 2,300,000 | $39.8M | 3.11% | 00.0% | Unchanged |
| State Street Corp | 1,758,145 | $30.5M | 0.00% | +89,001+5.3% | Added |
| Ancora Advisors, LLC | 1,689,222 | $29.3M | 0.70% | +20,990+1.3% | Added |
| Russell Investments Group, Ltd. | 1,522,664 | $26.4M | 0.04% | −96,307−5.9% | Reduced |
| D. E. Shaw & Co., Inc. | 1,196,453 | $20.7M | 0.03% | −291,937−19.6% | Reduced |
| Renaissance Technologies LLC | 1,106,700 | $19.2M | 0.02% | −307,196−21.7% | Reduced |
| Geode Capital Management, LLC | 839,497 | $14.5M | 0.00% | +42,980+5.4% | Added |
| Golden Gate Private Equity, Inc. | 751,785 | $13.0M | 2.62% | 00.0% | Unchanged |
| Engine Capital Management, LP | 685,708 | $11.9M | 3.15% | +685,708 | New |
| Archon Capital Management LLC | 685,404 | $11.9M | 2.67% | 00.0% | Unchanged |
| Invesco Ltd. | 613,943 | $10.6M | 0.00% | −16,965−2.7% | Reduced |
| Newtyn Management, LLC | 600,000 | $10.4M | 2.76% | +600,000 | New |
| Northern Trust Corp | 575,105 | $9.96M | 0.00% | −19,229−3.2% | Reduced |
| Jacobs Levy Equity Management, Inc | 507,216 | $8.79M | 0.06% | −32,360−6.0% | Reduced |
| Charles Schwab Investment Management Inc | 504,869 | $8.74M | 0.00% | +53,421+11.8% | Added |
| JPMorgan Chase & Co | 477,616 | $8.27M | 0.00% | −13,374−2.7% | Reduced |
| Bank of New York Mellon Corp | 462,671 | $8.01M | 0.00% | +27,074+6.2% | Added |
| Norges Bank | 435,136 | $7.54M | 0.00% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 416,548 | $6.99M | 0.00% | −97,253−18.9% | Reduced |
| Arrowstreet Capital, Limited Partnership | 353,699 | $6.13M | 0.01% | +309,277+696.2% | Added |
| Balyasny Asset Management LLC | 332,458 | $5.76M | 0.02% | −255,224−43.4% | Reduced |
| Principal Financial Group Inc | 324,468 | $5.62M | 0.00% | −7,912−2.4% | Reduced |
| Deutsche Bank AG | 301,723 | $5.22M | 0.00% | +51,377+20.5% | Added |
| Mirae Asset Global Investments Co., Ltd. | 269,254 | $4.66M | 0.01% | +10,194+3.9% | Added |
| Weiss Multi-Strategy Advisers LLC | 248,837 | $4.31M | 0.10% | −135,892−35.3% | Reduced |
| Two Sigma Advisers, LP | 226,151 | $3.92M | 0.01% | +4,300+1.9% | Added |
| Morgan Stanley | 218,156 | $3.78M | 0.00% | −25,954−10.6% | Reduced |
| Kestrel Investment Management Corp | 208,950 | $3.62M | 1.63% | −2,900−1.4% | Reduced |
| Ameriprise Financial Inc | 200,922 | $3.48M | 0.00% | −2,853−1.4% | Reduced |
| Millennium Management LLC | 175,760 | $3.04M | 0.00% | +5,056+3.0% | Added |
| Boston Partners | 152,997 | $2.65M | 0.00% | +24,457+19.0% | Added |
| Legal & General Group Plc | 138,316 | $2.40M | 0.00% | +3,809+2.8% | Added |
| Rhumbline Advisers | 132,843 | $2.30M | 0.00% | −404−0.3% | Reduced |
| Parametric Portfolio Associates LLC | 126,995 | $2.20M | 0.00% | +17,665+16.2% | Added |
| New York State Teachers Retirement System | 112,815 | $1.95M | 0.00% | −1,000−0.9% | Reduced |
| Swiss National Bank | 106,200 | $1.84M | 0.00% | 00.0% | Unchanged |
| Public Sector Pension Investment Board | 99,054 | $1.72M | 0.01% | −39,057−28.3% | Reduced |
| Weiss Asset Management LP | 94,690 | $1.64M | 0.04% | +94,690 | New |
| Rothschild & Co Asset Management US Inc. | 82,869 | $1.44M | 0.02% | −4,020−4.6% | Reduced |
| Federated Hermes, Inc. | 82,296 | $1.43M | 0.00% | +82,296 | New |
| Tudor Investment Corp Et Al | 81,305 | $1.41M | 0.03% | +68+0.1% | Added |
| Bank of America Corp | 77,727 | $1.35M | 0.00% | +21,573+38.4% | Added |
| Verition Fund Management LLC | 77,079 | $1.33M | 0.02% | +1,589+2.1% | Added |
| Goldman Sachs Group Inc | 72,240 | $1.25M | 0.00% | −4,371−5.7% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 69,000 | $1.20M | 0.01% | +69,000 | New |
| California State Teachers Retirement System | 67,546 | $1.17M | 0.00% | +1,677+2.5% | Added |
| CastleKnight Management LP | 66,235 | $1.15M | 0.42% | +66,235 | New |
| Barclays PLC | 63,514 | $1.10M | 0.00% | +24,636+63.4% | Added |
| Employees Retirement System of Texas | 62,000 | $1.07M | 0.01% | 00.0% | Unchanged |
| Credit Suisse AG | 60,250 | $1.04M | 0.00% | −4,158−6.5% | Reduced |
| Avantax Advisory Services, Inc. | 59,691 | $1.03M | 0.02% | +6,555+12.3% | Added |
| Benefit Street Partners LLC | 59,100 | $1.02M | 0.34% | 00.0% | Unchanged |
| UBS Asset Management Americas Inc | 58,271 | $1.01M | 0.00% | +17,110+41.6% | Added |
| Price T Rowe Associates Inc | 58,257 | $1.01M | 0.00% | −13,120−18.4% | Reduced |
| Public Employees Retirement System of Ohio | 53,201 | $921.0K | 0.00% | +863+1.6% | Added |
| Prudential Financial Inc | 51,213 | $887.0K | 0.00% | −2,999−5.5% | Reduced |
| Alpine Global Management, LLC | 50,000 | $866.0K | 0.13% | +9,360+23.0% | Added |
| Yousif Capital Management, LLC | 44,820 | $776.0K | 0.01% | +44,820 | New |
| Two Sigma Investments, LP | 44,010 | $762.0K | 0.00% | −40,992−48.2% | Reduced |
| Citadel Advisors LLC | 43,255 | $749.0K | 0.00% | −145,406−77.1% | Reduced |
| Great West Life Assurance Co | 41,727 | $723.0K | 0.00% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 39,648 | $687.0K | 0.00% | +307+0.8% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 38,745 | $671.0K | 0.03% | −175,514−81.9% | Reduced |
| Algert Global LLC | 38,282 | $663.0K | 0.08% | −23,434−38.0% | Reduced |
| Comerica Bank | 42,063 | $660.0K | 0.00% | −2,243−5.1% | Reduced |
| Pacific Ridge Capital Partners, LLC | 37,580 | $651.0K | 0.12% | 00.0% | Unchanged |
| Citigroup Inc | 37,467 | $649.0K | 0.00% | +11,381+43.6% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 36,822 | $638.0K | 0.01% | −81−0.2% | Reduced |
| New York State Common Retirement Fund | 35,806 | $620.0K | 0.00% | −130.0% | Reduced |
| Texas Permanent School Fund | 35,279 | $611.0K | 0.01% | −725−2.0% | Reduced |
| Ensign Peak Advisors, Inc | 34,908 | $605.0K | 0.00% | −10,430−23.0% | Reduced |
| State of Alaska, Department of Revenue | 34,494 | $597.0K | 0.01% | −965−2.7% | Reduced |
| Gsa Capital Partners LLP | 34,430 | $596.0K | 0.07% | +34,430 | New |
| HRT Financial LP | 34,325 | $594.0K | 0.00% | +16,507+92.6% | Added |
| Wells Fargo & Company | 30,742 | $532.0K | 0.00% | +27,904+983.2% | Added |
| Cubist Systematic Strategies, LLC | 30,621 | $530.0K | 0.01% | −17,208−36.0% | Reduced |
| Putnam Investments LLC | 30,405 | $527.0K | 0.00% | +30,405 | New |
| Alliancebernstein L.P. | 30,071 | $521.0K | 0.00% | +117+0.4% | Added |
| American International Group, Inc. | 29,568 | $512.0K | 0.00% | −947−3.1% | Reduced |
| State Board of Administration of Florida Retirement System | 29,315 | $508.0K | 0.00% | −152−0.5% | Reduced |
| BNP Paribas Arbitrage, SA | 27,584 | $477.8K | 0.00% | −23,475−46.0% | Reduced |
| Virginia Retirement Systems Et Al | 26,300 | $456.0K | 0.00% | +26,300 | New |
| Manufacturers Life Insurance Company, The | 26,095 | $452.0K | 0.00% | −399−1.5% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 25,600 | $443.0K | 0.02% | −11,095−30.2% | Reduced |
| IndexIQ Advisors LLC | 25,379 | $440.0K | 0.01% | −1,640−6.1% | Reduced |
| Amalgamated Bank | 23,813 | $412.0K | 0.00% | −602−2.5% | Reduced |
| Royal Bank of Canada | 23,664 | $410.0K | 0.00% | +3,446+17.0% | Added |
| Louisiana State Employees Retirement System | 23,600 | $409.0K | 0.01% | +100+0.4% | Added |
| Jane Street Group, LLC | 22,143 | $383.0K | 0.00% | −1,512−6.4% | Reduced |
| Engineers Gate Manager LP | 20,320 | $352.0K | 0.02% | −25,548−55.7% | Reduced |
| Maryland State Retirement & Pension System | 19,165 | $332.0K | 0.01% | 00.0% | Unchanged |
| Voya Investment Management LLC | 19,138 | $331.0K | 0.00% | −880−4.4% | Reduced |
| UBS Group AG | 18,969 | $328.0K | 0.00% | +13,097+223.0% | Added |
| Oregon Public Employees Retirement Fund | 18,676 | $323.0K | 0.00% | −900−4.6% | Reduced |
| MetLife Investment Management | 17,555 | $304.1K | 0.00% | 00.0% | Unchanged |