Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Avantax, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 151
- +10 vs. Q3 2021
- Shares held
- 45.4M
- +1.58M (+3.6%) vs. Q3 2021
- Total value
- $785.2M
- +$103.0M (+15.1%) vs. Q3 2021
- New holders
- 24
- 42 more added
- Sold out
- 14
- 58 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 3 | $0 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 5 | $0 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 10 | $0 | 0.00% | +10 | New |
| Parkside Financial Bank & Trust | 19 | $0 | 0.00% | +19 | New |
| Sageworth Trust Co | 46 | $1.00K | 0.00% | −154−77.0% | Reduced |
| Tarbox Family Office, Inc. | 43 | $1.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 65 | $1.00K | 0.00% | +65 | New |
| EverSource Wealth Advisors, LLC | 82 | $1.00K | 0.00% | +82 | New |
| Fuller & Thaler Asset Management, Inc. | 123 | $2.00K | 0.00% | −54−30.5% | Reduced |
| Spire Wealth Management | 100 | $2.00K | 0.00% | −100−50.0% | Reduced |
| Fifth Third Bancorp | 106 | $2.00K | 0.00% | +106 | New |
| Signet Financial Management, LLC | 128 | $2.00K | 0.00% | +128 | New |
| Byrne Asset Management LLC | 100 | $2.00K | 0.00% | +100 | New |
| Sageworth Trust Co of South Dakota | 149 | $3.00K | 0.00% | +149 | New |
| TCI Wealth Advisors, Inc. | 236 | $4.00K | 0.00% | +236 | New |
| Federation des caisses Desjardins du Quebec | 270 | $4.68K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 265 | $5.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 255 | $5.00K | 0.00% | +3+1.2% | Added |
| CWM, LLC | 276 | $5.00K | 0.00% | +276 | New |
| Eaton Vance Management | 363 | $6.00K | 0.00% | +45+14.2% | Added |
| Sutton Wealth Advisors Inc. | 673 | $11.7K | 0.00% | +15+2.3% | Added |
| Allspring Global Investments Holdings, LLC | 794 | $13.0K | 0.00% | +794 | New |
| Captrust Financial Advisors | 1,437 | $25.0K | 0.00% | −24−1.6% | Reduced |
| Counterpoint Mutual Funds LLC | 1,585 | $27.0K | 0.03% | +1,585 | New |
| US Bancorp | 2,187 | $37.0K | 0.00% | +273+14.3% | Added |
| Aquatic Capital Management LLC | 2,200 | $38.0K | 0.07% | +2,200 | New |
| Tower Research Capital LLC (TRC) | 2,298 | $40.0K | 0.00% | −12,828−84.8% | Reduced |
| Altshuler Shaham Ltd | 2,539 | $44.0K | 0.00% | +247+10.8% | Added |
| The PNC Financial Services Group, Inc. | 2,930 | $50.0K | 0.00% | +58+2.0% | Added |
| Ameritas Investment Partners, Inc. | 4,225 | $73.0K | 0.00% | 00.0% | Unchanged |
| Macquarie Group Ltd | 5,050 | $87.0K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,154 | $107.0K | 0.00% | 00.0% | Unchanged |
| Mutual of America Capital Management LLC | 6,656 | $115.0K | 0.00% | +166+2.6% | Added |
| Group One Trading, L.P. | 7,094 | $123.0K | 0.00% | −45,842−86.6% | Reduced |
| First Citizens Bank & Trust Co | 10,959 | $189.0K | 0.01% | −1,221−10.0% | Reduced |
| Envestnet Asset Management Inc | 11,014 | $191.0K | 0.00% | −1,179−9.7% | Reduced |
| PEAK6 Investments LLC | 11,650 | $202.0K | 0.01% | −5,721−32.9% | Reduced |
| Public Employees Retirement Association of Colorado | 11,663 | $202.0K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 12,126 | $210.0K | 0.00% | +12,126 | New |
| Metropolitan Life Insurance Co | 12,661 | $219.3K | 0.00% | −391−3.0% | Reduced |
| Bank of Montreal | 12,989 | $226.0K | 0.00% | −2,609−16.7% | Reduced |
| Arizona State Retirement System | 13,100 | $227.0K | 0.00% | −88−0.7% | Reduced |
| Teachers Retirement System of the State of Kentucky | 13,546 | $235.0K | 0.00% | 00.0% | Unchanged |
| State of Wyoming | 13,675 | $237.0K | 0.11% | +8,621+170.6% | Added |
| Everence Capital Management Inc | 15,340 | $266.0K | 0.02% | 00.0% | Unchanged |
| State of Tennessee, Treasury Department | 15,582 | $270.0K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 16,827 | $291.0K | 0.00% | +16,800+62,222.2% | Added |
| Cim Investment Mangement Inc | 17,384 | $301.0K | 0.09% | 00.0% | Unchanged |
| MetLife Investment Management | 17,555 | $304.1K | 0.00% | 00.0% | Unchanged |
| Oregon Public Employees Retirement Fund | 18,676 | $323.0K | 0.00% | −900−4.6% | Reduced |
| UBS Group AG | 18,969 | $328.0K | 0.00% | +13,097+223.0% | Added |
| Voya Investment Management LLC | 19,138 | $331.0K | 0.00% | −880−4.4% | Reduced |
| Maryland State Retirement & Pension System | 19,165 | $332.0K | 0.01% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 20,320 | $352.0K | 0.02% | −25,548−55.7% | Reduced |
| Jane Street Group, LLC | 22,143 | $383.0K | 0.00% | −1,512−6.4% | Reduced |
| Louisiana State Employees Retirement System | 23,600 | $409.0K | 0.01% | +100+0.4% | Added |
| Royal Bank of Canada | 23,664 | $410.0K | 0.00% | +3,446+17.0% | Added |
| Amalgamated Bank | 23,813 | $412.0K | 0.00% | −602−2.5% | Reduced |
| IndexIQ Advisors LLC | 25,379 | $440.0K | 0.01% | −1,640−6.1% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 25,600 | $443.0K | 0.02% | −11,095−30.2% | Reduced |
| Manufacturers Life Insurance Company, The | 26,095 | $452.0K | 0.00% | −399−1.5% | Reduced |
| Virginia Retirement Systems Et Al | 26,300 | $456.0K | 0.00% | +26,300 | New |
| BNP Paribas Arbitrage, SA | 27,584 | $477.8K | 0.00% | −23,475−46.0% | Reduced |
| State Board of Administration of Florida Retirement System | 29,315 | $508.0K | 0.00% | −152−0.5% | Reduced |
| American International Group, Inc. | 29,568 | $512.0K | 0.00% | −947−3.1% | Reduced |
| Alliancebernstein L.P. | 30,071 | $521.0K | 0.00% | +117+0.4% | Added |
| Putnam Investments LLC | 30,405 | $527.0K | 0.00% | +30,405 | New |
| Cubist Systematic Strategies, LLC | 30,621 | $530.0K | 0.01% | −17,208−36.0% | Reduced |
| Wells Fargo & Company | 30,742 | $532.0K | 0.00% | +27,904+983.2% | Added |
| HRT Financial LP | 34,325 | $594.0K | 0.00% | +16,507+92.6% | Added |
| Gsa Capital Partners LLP | 34,430 | $596.0K | 0.07% | +34,430 | New |
| State of Alaska, Department of Revenue | 34,494 | $597.0K | 0.01% | −965−2.7% | Reduced |
| Ensign Peak Advisors, Inc | 34,908 | $605.0K | 0.00% | −10,430−23.0% | Reduced |
| Texas Permanent School Fund | 35,279 | $611.0K | 0.01% | −725−2.0% | Reduced |
| New York State Common Retirement Fund | 35,806 | $620.0K | 0.00% | −130.0% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 36,822 | $638.0K | 0.01% | −81−0.2% | Reduced |
| Citigroup Inc | 37,467 | $649.0K | 0.00% | +11,381+43.6% | Added |
| Pacific Ridge Capital Partners, LLC | 37,580 | $651.0K | 0.12% | 00.0% | Unchanged |
| Comerica Bank | 42,063 | $660.0K | 0.00% | −2,243−5.1% | Reduced |
| Algert Global LLC | 38,282 | $663.0K | 0.08% | −23,434−38.0% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 38,745 | $671.0K | 0.03% | −175,514−81.9% | Reduced |
| Thrivent Financial for Lutherans | 39,648 | $687.0K | 0.00% | +307+0.8% | Added |
| Great West Life Assurance Co | 41,727 | $723.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 43,255 | $749.0K | 0.00% | −145,406−77.1% | Reduced |
| Two Sigma Investments, LP | 44,010 | $762.0K | 0.00% | −40,992−48.2% | Reduced |
| Yousif Capital Management, LLC | 44,820 | $776.0K | 0.01% | +44,820 | New |
| Alpine Global Management, LLC | 50,000 | $866.0K | 0.13% | +9,360+23.0% | Added |
| Prudential Financial Inc | 51,213 | $887.0K | 0.00% | −2,999−5.5% | Reduced |
| Public Employees Retirement System of Ohio | 53,201 | $921.0K | 0.00% | +863+1.6% | Added |
| Price T Rowe Associates Inc | 58,257 | $1.01M | 0.00% | −13,120−18.4% | Reduced |
| UBS Asset Management Americas Inc | 58,271 | $1.01M | 0.00% | +17,110+41.6% | Added |
| Benefit Street Partners LLC | 59,100 | $1.02M | 0.34% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 59,691 | $1.03M | 0.02% | +6,555+12.3% | Added |
| Credit Suisse AG | 60,250 | $1.04M | 0.00% | −4,158−6.5% | Reduced |
| Employees Retirement System of Texas | 62,000 | $1.07M | 0.01% | 00.0% | Unchanged |
| Barclays PLC | 63,514 | $1.10M | 0.00% | +24,636+63.4% | Added |
| CastleKnight Management LP | 66,235 | $1.15M | 0.42% | +66,235 | New |