Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Avantax, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 155
- 0 vs. Q4 2022
- Shares held
- 36.0M
- −8.43M (−19.0%) vs. Q4 2022
- Total value
- $947.2M
- −$186.7M (−16.5%) vs. Q4 2022
- New holders
- 30
- 34 more added
- Sold out
- 30
- 64 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 6,821,761 | $179.5M | 0.01% | −747,599−9.9% | Reduced |
| Vanguard Group Inc | 4,564,307 | $120.1M | 0.00% | −728,156−13.8% | Reduced |
| P2 Capital Partners, LLC | 2,300,000 | $60.5M | 7.76% | 00.0% | Unchanged |
| Invesco Ltd. | 2,134,088 | $56.2M | 0.02% | +300,438+16.4% | Added |
| Van Berkom & Associates Inc. | 1,787,997 | $47.1M | 1.74% | −617,187−25.7% | Reduced |
| Dimensional Fund Advisors LP | 1,776,898 | $46.8M | 0.02% | −13,264−0.7% | Reduced |
| Simcoe Capital Management, LLC | 1,711,575 | $45.0M | 5.89% | 00.0% | Unchanged |
| State Street Corp | 1,565,234 | $41.2M | 0.00% | −24,793−1.6% | Reduced |
| No Street GP LP | 1,135,000 | $29.9M | 3.81% | −65,000−5.4% | Reduced |
| Renaissance Technologies LLC | 1,049,000 | $27.6M | 0.04% | +112,000+12.0% | Added |
| Geode Capital Management, LLC | 876,178 | $23.1M | 0.00% | −736−0.1% | Reduced |
| JPMorgan Chase & Co | 744,050 | $19.6M | 0.00% | −60,398−7.5% | Reduced |
| Jacobs Levy Equity Management, Inc | 739,974 | $19.5M | 0.12% | +201,974+37.5% | Added |
| Northern Trust Corp | 489,110 | $12.9M | 0.00% | −27,543−5.3% | Reduced |
| Boston Partners | 475,232 | $12.4M | 0.02% | −106,664−18.3% | Reduced |
| NewEdge Wealth, LLC | 440,271 | $11.6M | 0.44% | +440,271 | New |
| Newtyn Management, LLC | 400,000 | $10.5M | 2.07% | −900,000−69.2% | Reduced |
| Bank of New York Mellon Corp | 373,280 | $9.82M | 0.00% | −55,689−13.0% | Reduced |
| Charles Schwab Investment Management Inc | 319,893 | $8.42M | 0.00% | −40,598−11.3% | Reduced |
| Wellington Management Group LLP | 319,600 | $8.41M | 0.00% | +239,000+296.5% | Added |
| Morgan Stanley | 306,990 | $8.08M | 0.00% | −33,868−9.9% | Reduced |
| Two Sigma Advisers, LP | 275,851 | $7.26M | 0.02% | +70,600+34.4% | Added |
| Deutsche Bank AG | 263,181 | $6.93M | 0.00% | −11,797−4.3% | Reduced |
| Principal Financial Group Inc | 241,233 | $6.35M | 0.00% | −54,044−18.3% | Reduced |
| D. E. Shaw & Co., Inc. | 220,169 | $5.79M | 0.01% | −167,334−43.2% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 202,800 | $5.34M | 0.03% | −3,300−1.6% | Reduced |
| Nuveen Asset Management, LLC | 189,674 | $4.99M | 0.00% | +51,874+37.6% | Added |
| Advisory Research Inc | 189,236 | $4.98M | 0.82% | +12,131+6.8% | Added |
| Great Lakes Advisors, LLC | 173,021 | $4.55M | 0.04% | +173,021 | New |
| Ameriprise Financial Inc | 171,353 | $4.51M | 0.00% | −37,711−18.0% | Reduced |
| Caption Management, LLC | 162,309 | $4.27M | 0.91% | −72,891−31.0% | Reduced |
| Two Sigma Investments, LP | 162,222 | $4.27M | 0.01% | +79,876+97.0% | Added |
| Qube Research & Technologies Ltd | 157,733 | $4.15M | 0.02% | +157,733 | New |
| Prudential Financial Inc | 146,757 | $3.86M | 0.01% | +98,443+203.8% | Added |
| Russell Investments Group, Ltd. | 144,978 | $3.82M | 0.01% | −487,075−77.1% | Reduced |
| Norges Bank | 144,275 | $3.80M | 0.00% | −260,665−64.4% | Reduced |
| Rhumbline Advisers | 131,956 | $3.47M | 0.00% | −4,180−3.1% | Reduced |
| Federated Hermes, Inc. | 126,371 | $3.33M | 0.01% | +29,245+30.1% | Added |
| Legal & General Group Plc | 123,462 | $3.25M | 0.00% | −17,498−12.4% | Reduced |
| Goldman Sachs Group Inc | 109,868 | $2.89M | 0.00% | +25,399+30.1% | Added |
| Mirae Asset Global Investments Co., Ltd. | 105,769 | $2.78M | 0.01% | −13,787−11.5% | Reduced |
| New York State Teachers Retirement System | 98,725 | $2.60M | 0.01% | −11,470−10.4% | Reduced |
| Nomura Holdings Inc | 96,352 | $2.54M | 0.02% | +96,352 | New |
| Public Sector Pension Investment Board | 85,429 | $2.25M | 0.02% | −2,034−2.3% | Reduced |
| State of New Jersey Common Pension Fund D | 79,340 | $2.09M | 0.01% | +79,340 | New |
| Avantax Advisory Services, Inc. | 77,020 | $2.03M | 0.02% | +4,958+6.9% | Added |
| Swiss National Bank | 76,800 | $2.02M | 0.00% | −26,900−25.9% | Reduced |
| Teacher Retirement System of Texas | 60,380 | $1.59M | 0.01% | +46,618+338.7% | Added |
| Manatuck Hill Partners, LLC | 60,000 | $1.58M | 0.80% | +60,000 | New |
| Bank of America Corp | 53,209 | $1.40M | 0.00% | +12,312+30.1% | Added |
| Great West Life Assurance Co | 52,306 | $1.38M | 0.00% | −11,403−17.9% | Reduced |
| Alliancebernstein L.P. | 49,674 | $1.31M | 0.00% | −1,817−3.5% | Reduced |
| California State Teachers Retirement System | 48,975 | $1.29M | 0.00% | −7,389−13.1% | Reduced |
| SEI Investments Co | 48,934 | $1.29M | 0.00% | −11,172−18.6% | Reduced |
| HRT Financial LP | 46,654 | $1.23M | 0.01% | −7,260−13.5% | Reduced |
| UBS Asset Management Americas Inc | 45,306 | $1.19M | 0.00% | +45,306 | New |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 42,153 | $1.11M | 0.01% | −9,094−17.7% | Reduced |
| Thrivent Financial for Lutherans | 39,453 | $1.04M | 0.00% | −9,664−19.7% | Reduced |
| Millennium Management LLC | 39,092 | $1.03M | 0.00% | −250,365−86.5% | Reduced |
| Pacific Ridge Capital Partners, LLC | 37,370 | $983.6K | 0.24% | −220−0.6% | Reduced |
| Atomi Financial Group, Inc. | 37,296 | $981.6K | 0.55% | +37,296 | New |
| Credit Suisse AG | 36,816 | $969.0K | 0.00% | +90.0% | Added |
| Texas Permanent School Fund | 35,703 | $939.7K | 0.01% | +3,511+10.9% | Added |
| EJF Capital LLC | 34,000 | $894.9K | 0.33% | +34,000 | New |
| BNP Paribas Arbitrage, SA | 33,200 | $873.8K | 0.00% | +19,892+149.5% | Added |
| Price T Rowe Associates Inc | 31,811 | $838.0K | 0.00% | +387+1.2% | Added |
| Versor Investments LP | 30,000 | $789.6K | 0.10% | +30,000 | New |
| SG Americas Securities, LLC | 29,228 | $769.0K | 0.01% | +29,228 | New |
| Man Group plc | – | $721.9K | 0.00% | – | New |
| State of Alaska, Department of Revenue | 27,262 | $717.0K | 0.01% | −6,081−18.2% | Reduced |
| American International Group, Inc. | 25,502 | $671.2K | 0.00% | −398−1.5% | Reduced |
| MetLife Investment Management | 25,201 | $663.3K | 0.00% | 00.0% | Unchanged |
| Yousif Capital Management, LLC | 25,179 | $662.7K | 0.01% | −7,680−23.4% | Reduced |
| New York State Common Retirement Fund | 25,017 | $658.4K | 0.00% | −10,700−30.0% | Reduced |
| Citigroup Inc | 24,869 | $654.6K | 0.00% | −7,986−24.3% | Reduced |
| Barclays PLC | 24,152 | $635.7K | 0.00% | +1,065+4.6% | Added |
| Ensign Peak Advisors, Inc | 23,758 | $625.3K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 23,211 | $610.9K | 0.00% | +8,460+57.4% | Added |
| Engineers Gate Manager LP | 20,998 | $552.7K | 0.02% | +20,998 | New |
| State Board of Administration of Florida Retirement System | 20,145 | $530.2K | 0.00% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 20,026 | $526.8K | 0.00% | +10,252+104.9% | Added |
| FMR LLC | 19,573 | $515.2K | 0.00% | +121+0.6% | Added |
| Manufacturers Life Insurance Company, The | 19,227 | $506.1K | 0.00% | +666+3.6% | Added |
| Amalgamated Bank | 19,199 | $505.0K | 0.00% | −4,025−17.3% | Reduced |
| Voya Investment Management LLC | 18,766 | $493.9K | 0.00% | −9,350−33.3% | Reduced |
| Louisiana State Employees Retirement System | 18,600 | $489.6K | 0.01% | −4,100−18.1% | Reduced |
| Dynamic Technology Lab Private Ltd | 18,491 | $487.0K | 0.04% | +18,491 | New |
| Cubist Systematic Strategies, LLC | 18,213 | $479.4K | 0.00% | +10,395+133.0% | Added |
| Teza Capital Management LLC | 17,154 | $451.5K | 0.10% | +17,154 | New |
| Maryland State Retirement & Pension System | 16,032 | $422.0K | 0.01% | −3,708−18.8% | Reduced |
| Everence Capital Management Inc | 15,340 | $404.0K | 0.03% | 00.0% | Unchanged |
| Graham Capital Management, L.P. | 15,334 | $403.6K | 0.01% | +15,334 | New |
| Teachers Retirement System of the State of Kentucky | 14,408 | $380.0K | 0.00% | 00.0% | Unchanged |
| Natixis Advisors, L.P. | 14,237 | $375.0K | 0.00% | +14,237 | New |
| State of Wyoming | 13,453 | $354.1K | 0.11% | −5,032−27.2% | Reduced |
| State of Tennessee, Treasury Department | 13,421 | $353.2K | 0.00% | −20,527−60.5% | Reduced |
| Oregon Public Employees Retirement Fund | 12,845 | $338.1K | 0.00% | −3,082−19.4% | Reduced |
| Arizona State Retirement System | 12,487 | $328.7K | 0.00% | +362+3.0% | Added |
| Campbell & CO Investment Adviser LLC | 12,264 | $322.8K | 0.06% | +12,264 | New |
| Moran Wealth Management, LLC | 12,020 | $316.4K | 0.01% | −3,348−21.8% | Reduced |