Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Avantax, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 155
- +4 vs. Q4 2021
- Shares held
- 44.9M
- −478.7K (−1.1%) vs. Q4 2021
- Total value
- $877.3M
- +$92.1M (+11.7%) vs. Q4 2021
- New holders
- 16
- 45 more added
- Sold out
- 12
- 63 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 7,841,572 | $153.3M | 0.00% | +7,717+0.1% | Added |
| Vanguard Group Inc | 5,092,437 | $99.6M | 0.00% | +86,278+1.7% | Added |
| Van Berkom & Associates Inc. | 3,469,451 | $67.8M | 2.43% | −462,843−11.8% | Reduced |
| Dimensional Fund Advisors LP | 2,406,490 | $47.0M | 0.01% | −249,366−9.4% | Reduced |
| Hill Path Capital LP | 2,312,749 | $45.2M | 1.72% | 00.0% | Unchanged |
| P2 Capital Partners, LLC | 1,800,000 | $35.2M | 3.33% | −500,000−21.7% | Reduced |
| Engine Capital Management, LP | 1,798,128 | $35.2M | 10.13% | +1,112,420+162.2% | Added |
| State Street Corp | 1,748,685 | $34.2M | 0.00% | −9,460−0.5% | Reduced |
| Newtyn Management, LLC | 1,500,000 | $29.3M | 7.02% | +900,000+150.0% | Added |
| Russell Investments Group, Ltd. | 1,297,571 | $25.4M | 0.04% | −225,093−14.8% | Reduced |
| D. E. Shaw & Co., Inc. | 1,036,550 | $20.3M | 0.03% | −159,903−13.4% | Reduced |
| Renaissance Technologies LLC | 1,010,900 | $19.8M | 0.02% | −95,800−8.7% | Reduced |
| Geode Capital Management, LLC | 867,811 | $17.0M | 0.00% | +28,314+3.4% | Added |
| Golden Gate Private Equity, Inc. | 751,785 | $14.7M | 6.74% | 00.0% | Unchanged |
| Invesco Ltd. | 616,048 | $12.0M | 0.00% | +2,105+0.3% | Added |
| Northern Trust Corp | 558,041 | $10.9M | 0.00% | −17,064−3.0% | Reduced |
| Weiss Asset Management LP | 531,739 | $10.4M | 0.23% | +437,049+461.6% | Added |
| Archon Capital Management LLC | 487,348 | $9.53M | 2.46% | −198,056−28.9% | Reduced |
| JPMorgan Chase & Co | 471,322 | $9.21M | 0.00% | −6,294−1.3% | Reduced |
| Bank of New York Mellon Corp | 458,522 | $8.96M | 0.00% | −4,149−0.9% | Reduced |
| Norges Bank | 435,136 | $8.51M | 0.00% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 407,399 | $7.83M | 0.00% | −9,149−2.2% | Reduced |
| Two Sigma Advisers, LP | 377,451 | $7.38M | 0.02% | +151,300+66.9% | Added |
| Phase 2 Partners, LLC | 375,962 | $7.35M | 4.80% | +375,962 | New |
| Charles Schwab Investment Management Inc | 355,863 | $6.96M | 0.00% | −149,006−29.5% | Reduced |
| Principal Financial Group Inc | 322,000 | $6.29M | 0.00% | −2,468−0.8% | Reduced |
| Jacobs Levy Equity Management, Inc | 313,348 | $6.13M | 0.04% | −193,868−38.2% | Reduced |
| Two Sigma Investments, LP | 298,113 | $5.83M | 0.02% | +254,103+577.4% | Added |
| Deutsche Bank AG | 279,841 | $5.47M | 0.00% | −21,882−7.3% | Reduced |
| Rothschild & Co Asset Management US Inc. | 272,316 | $5.32M | 0.07% | +189,447+228.6% | Added |
| Ancora Advisors, LLC | 251,762 | $4.92M | 0.12% | −1,437,460−85.1% | Reduced |
| Morgan Stanley | 229,299 | $4.48M | 0.00% | +11,143+5.1% | Added |
| Mirae Asset Global Investments Co., Ltd. | 225,874 | $4.42M | 0.01% | −43,380−16.1% | Reduced |
| Boston Partners | 222,328 | $4.35M | 0.01% | +69,331+45.3% | Added |
| Weiss Multi-Strategy Advisers LLC | 211,444 | $4.13M | 0.10% | −37,393−15.0% | Reduced |
| Kestrel Investment Management Corp | 205,250 | $4.01M | 1.90% | −3,700−1.8% | Reduced |
| Ameriprise Financial Inc | 199,717 | $3.90M | 0.00% | −1,205−0.6% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 151,400 | $2.96M | 0.01% | +151,400 | New |
| Legal & General Group Plc | 137,164 | $2.68M | 0.00% | −1,152−0.8% | Reduced |
| Parametric Portfolio Associates LLC | 134,712 | $2.63M | 0.00% | +7,717+6.1% | Added |
| Rhumbline Advisers | 131,449 | $2.57M | 0.00% | −1,394−1.0% | Reduced |
| Goldman Sachs Group Inc | 128,117 | $2.50M | 0.00% | +55,877+77.3% | Added |
| Employees Retirement System of Texas | 124,000 | $2.42M | 0.03% | +62,000+100.0% | Added |
| Swiss National Bank | 115,200 | $2.25M | 0.00% | +9,000+8.5% | Added |
| Federated Hermes, Inc. | 115,226 | $2.25M | 0.01% | +32,930+40.0% | Added |
| New York State Teachers Retirement System | 112,915 | $2.21M | 0.00% | +100+0.1% | Added |
| Engineers Gate Manager LP | 108,911 | $2.13M | 0.08% | +88,591+436.0% | Added |
| Millennium Management LLC | 106,283 | $2.08M | 0.00% | −69,477−39.5% | Reduced |
| Public Sector Pension Investment Board | 90,934 | $1.78M | 0.01% | −8,120−8.2% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 85,500 | $1.67M | 0.01% | +16,500+23.9% | Added |
| HN Saltoro Capital, LP | 85,000 | $1.66M | 1.74% | +85,000 | New |
| Verition Fund Management LLC | 75,000 | $1.47M | 0.03% | −2,079−2.7% | Reduced |
| BNP Paribas Arbitrage, SA | 71,526 | $1.40M | 0.00% | +43,942+159.3% | Added |
| Price T Rowe Associates Inc | 66,699 | $1.30M | 0.00% | +8,442+14.5% | Added |
| CastleKnight Management LP | 66,235 | $1.29M | 0.35% | 00.0% | Unchanged |
| Jane Street Group, LLC | 65,677 | $1.28M | 0.00% | +43,534+196.6% | Added |
| California State Teachers Retirement System | 62,172 | $1.22M | 0.00% | −5,374−8.0% | Reduced |
| Credit Suisse AG | 60,882 | $1.19M | 0.00% | +632+1.0% | Added |
| Avantax Advisory Services, Inc. | 59,339 | $1.16M | 0.02% | −352−0.6% | Reduced |
| Zacks Investment Management | 54,069 | $1.06M | 0.01% | +54,069 | New |
| Bank of America Corp | 53,345 | $1.04M | 0.00% | −24,382−31.4% | Reduced |
| Assenagon Asset Management S.A. | 52,775 | $1.03M | 0.00% | +52,775 | New |
| Alliancebernstein L.P. | 51,441 | $1.01M | 0.00% | +21,370+71.1% | Added |
| Prudential Financial Inc | 50,594 | $989.0K | 0.00% | −619−1.2% | Reduced |
| SEI Investments Co | 50,519 | $988.0K | 0.00% | +50,519 | New |
| UBS Asset Management Americas Inc | 48,740 | $952.9K | 0.00% | −9,531−16.4% | Reduced |
| Comerica Bank | 41,833 | $879.0K | 0.01% | −230−0.5% | Reduced |
| Yousif Capital Management, LLC | 44,590 | $872.0K | 0.01% | −230−0.5% | Reduced |
| Great West Life Assurance Co | 41,727 | $837.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 42,174 | $825.0K | 0.00% | +4,707+12.6% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 42,000 | $821.0K | 0.01% | +5,178+14.1% | Added |
| Cubist Systematic Strategies, LLC | 41,987 | $821.0K | 0.01% | +11,366+37.1% | Added |
| Arrowstreet Capital, Limited Partnership | 40,463 | $791.0K | 0.00% | −313,236−88.6% | Reduced |
| Thrivent Financial for Lutherans | 39,661 | $775.0K | 0.00% | +130.0% | Added |
| Barclays PLC | 39,136 | $766.0K | 0.00% | −24,378−38.4% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 38,745 | $757.0K | 0.04% | 00.0% | Unchanged |
| Pacific Ridge Capital Partners, LLC | 37,580 | $735.0K | 0.14% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 35,831 | $700.0K | 0.00% | +25+0.1% | Added |
| Ensign Peak Advisors, Inc | 34,908 | $682.0K | 0.00% | 00.0% | Unchanged |
| Texas Permanent School Fund | 34,540 | $675.0K | 0.01% | −739−2.1% | Reduced |
| State of Alaska, Department of Revenue | 33,889 | $662.0K | 0.01% | −605−1.8% | Reduced |
| Simplex Trading, LLC | 33,055 | $646.0K | 0.02% | +33,055 | New |
| State Board of Administration of Florida Retirement System | 29,315 | $573.0K | 0.00% | 00.0% | Unchanged |
| Putnam Investments LLC | 28,382 | $555.0K | 0.00% | −2,023−6.7% | Reduced |
| American International Group, Inc. | 27,859 | $545.0K | 0.00% | −1,709−5.8% | Reduced |
| MetLife Investment Management | 26,891 | $525.7K | 0.00% | +9,336+53.2% | Added |
| Hennion & Walsh Asset Management, Inc. | 26,038 | $509.0K | 0.03% | +438+1.7% | Added |
| Louisiana State Employees Retirement System | 23,700 | $498.0K | 0.01% | +100+0.4% | Added |
| FMR LLC | 25,129 | $491.0K | 0.00% | +8,302+49.3% | Added |
| Victory Capital Management Inc | 23,005 | $466.0K | 0.00% | +23,005 | New |
| Amalgamated Bank | 22,440 | $439.0K | 0.00% | −1,373−5.8% | Reduced |
| Amalgamated Financial Corp. | 22,440 | $439.0K | 0.00% | +22,440 | New |
| Gsa Capital Partners LLP | 22,301 | $436.0K | 0.06% | −12,129−35.2% | Reduced |
| IndexIQ Advisors LLC | 20,569 | $402.0K | 0.01% | −4,810−19.0% | Reduced |
| Manufacturers Life Insurance Company, The | 20,553 | $401.8K | 0.00% | −5,542−21.2% | Reduced |
| Voya Investment Management LLC | 19,912 | $389.0K | 0.00% | +774+4.0% | Added |
| Maryland State Retirement & Pension System | 19,537 | $382.0K | 0.01% | +372+1.9% | Added |
| Tudor Investment Corp Et Al | 19,429 | $380.0K | 0.01% | −61,876−76.1% | Reduced |
| HRT Financial LP | 18,464 | $360.0K | 0.00% | −15,861−46.2% | Reduced |
| State of Tennessee, Treasury Department | 18,365 | $359.0K | 0.00% | +2,783+17.9% | Added |