Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Avantax, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 147
- −7 vs. Q1 2023
- Shares held
- 33.7M
- −2.22M (−6.2%) vs. Q1 2023
- Total value
- $755.5M
- −$191.4M (−20.2%) vs. Q1 2023
- New holders
- 22
- 34 more added
- Sold out
- 29
- 64 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 6,294,995 | $140.9M | 0.00% | −526,766−7.7% | Reduced |
| Vanguard Group Inc | 4,281,518 | $95.8M | 0.00% | −282,789−6.2% | Reduced |
| P2 Capital Partners, LLC | 2,300,000 | $51.5M | 5.99% | 00.0% | Unchanged |
| Van Berkom & Associates Inc. | 2,197,578 | $49.2M | 1.78% | +409,581+22.9% | Added |
| Invesco Ltd. | 2,068,754 | $46.3M | 0.01% | −65,334−3.1% | Reduced |
| Dimensional Fund Advisors LP | 1,645,915 | $36.8M | 0.01% | −130,983−7.4% | Reduced |
| State Street Corp | 1,511,041 | $33.8M | 0.00% | −54,193−3.5% | Reduced |
| Simcoe Capital Management, LLC | 1,260,573 | $28.2M | 3.60% | −451,002−26.4% | Reduced |
| Renaissance Technologies LLC | 916,300 | $20.5M | 0.03% | −132,700−12.7% | Reduced |
| Engine Capital Management, LP | 874,857 | $19.6M | 4.75% | +874,357+174,871.4% | Added |
| NewEdge Wealth, LLC | 847,299 | $19.0M | 0.63% | +407,028+92.4% | Added |
| Geode Capital Management, LLC | 779,817 | $17.5M | 0.00% | −96,361−11.0% | Reduced |
| Jacobs Levy Equity Management, Inc | 778,517 | $17.4M | 0.10% | +38,543+5.2% | Added |
| No Street GP LP | 698,400 | $15.6M | 1.84% | −436,600−38.5% | Reduced |
| Boston Partners | 480,357 | $11.0M | 0.01% | +5,125+1.1% | Added |
| Northern Trust Corp | 433,459 | $9.70M | 0.00% | −55,651−11.4% | Reduced |
| Bank of New York Mellon Corp | 342,558 | $7.67M | 0.00% | −30,722−8.2% | Reduced |
| JPMorgan Chase & Co | 306,209 | $6.85M | 0.00% | −437,841−58.8% | Reduced |
| Morgan Stanley | 299,523 | $6.70M | 0.00% | −7,467−2.4% | Reduced |
| Charles Schwab Investment Management Inc | 298,336 | $6.68M | 0.00% | −21,557−6.7% | Reduced |
| Millennium Management LLC | 255,683 | $5.72M | 0.01% | +216,591+554.1% | Added |
| Goldman Sachs Group Inc | 250,370 | $5.60M | 0.00% | +140,502+127.9% | Added |
| Deutsche Bank AG | 247,849 | $5.55M | 0.00% | −15,332−5.8% | Reduced |
| Principal Financial Group Inc | 219,899 | $4.92M | 0.00% | −21,334−8.8% | Reduced |
| Qube Research & Technologies Ltd | 189,176 | $4.23M | 0.02% | +31,443+19.9% | Added |
| Great Lakes Advisors, LLC | 184,077 | $4.12M | 0.04% | +11,056+6.4% | Added |
| Russell Investments Group, Ltd. | 183,210 | $4.10M | 0.01% | +38,232+26.4% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 144,800 | $3.24M | 0.01% | −58,000−28.6% | Reduced |
| Norges Bank | 144,275 | $3.23M | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 137,344 | $3.07M | 0.00% | −34,009−19.8% | Reduced |
| Two Sigma Advisers, LP | 129,051 | $2.89M | 0.01% | −146,800−53.2% | Reduced |
| Nuveen Asset Management, LLC | 128,123 | $2.87M | 0.00% | −61,551−32.5% | Reduced |
| Rhumbline Advisers | 124,457 | $2.79M | 0.00% | −7,499−5.7% | Reduced |
| Legal & General Group Plc | 115,670 | $2.59M | 0.00% | −7,792−6.3% | Reduced |
| D. E. Shaw & Co., Inc. | 115,285 | $2.58M | 0.00% | −104,884−47.6% | Reduced |
| Federated Hermes, Inc. | 101,159 | $2.26M | 0.01% | −25,212−20.0% | Reduced |
| Nomura Holdings Inc | 101,159 | $2.26M | 0.02% | +4,807+5.0% | Added |
| New York State Teachers Retirement System | 91,993 | $2.06M | 0.00% | −6,732−6.8% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 90,540 | $2.03M | 0.00% | −15,229−14.4% | Reduced |
| Public Sector Pension Investment Board | 83,905 | $1.88M | 0.01% | −1,524−1.8% | Reduced |
| Swiss National Bank | 77,500 | $1.73M | 0.00% | +700+0.9% | Added |
| Avantax Advisory Services, Inc. | 77,045 | $1.72M | 0.02% | +250.0% | Added |
| Gsa Capital Partners LLP | 72,691 | $1.63M | 0.16% | +62,701+627.6% | Added |
| Advisory Research Inc | 72,586 | $1.62M | 0.21% | −116,650−61.6% | Reduced |
| Wedge Capital Management L L P | 72,118 | $1.61M | 0.03% | +72,118 | New |
| Schroder Investment Management Group | 70,514 | $1.58M | 0.00% | +70,514 | New |
| HRT Financial LP | 60,379 | $1.35M | 0.01% | +13,725+29.4% | Added |
| SEI Investments Co | 54,504 | $1.22M | 0.00% | +5,570+11.4% | Added |
| UBS Asset Management Americas Inc | 45,306 | $1.19M | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 50,778 | $1.14M | 0.00% | +50,778 | New |
| Alliancebernstein L.P. | 49,674 | $1.11M | 0.00% | 00.0% | Unchanged |
| Prudential Financial Inc | 48,405 | $1.08M | 0.00% | −98,352−67.0% | Reduced |
| California State Teachers Retirement System | 44,407 | $993.8K | 0.00% | −4,568−9.3% | Reduced |
| Occudo Quantitative Strategies LP | 44,261 | $990.6K | 0.10% | +44,261 | New |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 43,619 | $976.2K | 0.01% | +1,466+3.5% | Added |
| Credit Suisse AG | 39,728 | $889.1K | 0.00% | +2,912+7.9% | Added |
| Susquehanna International Group, LLP | 38,272 | $856.5K | 0.00% | +15,061+64.9% | Added |
| Pacific Ridge Capital Partners, LLC | 37,448 | $838.1K | 0.19% | +78+0.2% | Added |
| Thrivent Financial for Lutherans | 36,914 | $826.0K | 0.00% | −2,539−6.4% | Reduced |
| Citigroup Inc | 35,256 | $789.0K | 0.00% | +10,387+41.8% | Added |
| Two Sigma Investments, LP | 34,910 | $781.3K | 0.00% | −127,312−78.5% | Reduced |
| Great West Life Assurance Co | 34,585 | $774.0K | 0.00% | −17,721−33.9% | Reduced |
| EJF Capital LLC | 34,000 | $760.9K | 0.35% | 00.0% | Unchanged |
| Texas Permanent School Fund | 33,976 | $760.4K | 0.01% | −1,727−4.8% | Reduced |
| Price T Rowe Associates Inc | 33,176 | $743.0K | 0.00% | +1,365+4.3% | Added |
| Bank of America Corp | 31,875 | $713.4K | 0.00% | −21,334−40.1% | Reduced |
| Atomi Financial Group, Inc. | 31,694 | $709.3K | 0.32% | −5,602−15.0% | Reduced |
| UBS Group AG | 29,124 | $651.8K | 0.00% | +17,327+146.9% | Added |
| Royce & Associates LP | 28,918 | $647.2K | 0.01% | +28,918 | New |
| Voya Investment Management LLC | 27,905 | $624.5K | 0.00% | +9,139+48.7% | Added |
| State of Tennessee, Treasury Department | 26,092 | $583.9K | 0.00% | +12,671+94.4% | Added |
| Barclays PLC | 25,475 | $570.1K | 0.00% | +1,323+5.5% | Added |
| State of Alaska, Department of Revenue | 25,390 | $568.0K | 0.01% | −1,872−6.9% | Reduced |
| Ensign Peak Advisors, Inc | 23,758 | $531.7K | 0.00% | 00.0% | Unchanged |
| Franklin Resources Inc | 23,740 | $531.3K | 0.00% | +23,740 | New |
| Yousif Capital Management, LLC | 22,816 | $510.6K | 0.01% | −2,363−9.4% | Reduced |
| BNP Paribas Arbitrage, SA | 21,594 | $483.3K | 0.00% | −11,606−35.0% | Reduced |
| Fifth Lane Capital, LP | 21,397 | $478.9K | 0.47% | +21,397 | New |
| American International Group, Inc. | 21,093 | $472.1K | 0.00% | −4,409−17.3% | Reduced |
| MetLife Investment Management | 20,779 | $465.0K | 0.00% | −4,422−17.5% | Reduced |
| Versor Investments LP | 20,370 | $455.9K | 0.08% | −9,630−32.1% | Reduced |
| Louisiana State Employees Retirement System | 20,300 | $454.3K | 0.01% | +1,700+9.1% | Added |
| Janus Henderson Group PLC | 19,945 | $446.2K | 0.00% | −81−0.4% | Reduced |
| Wells Fargo & Company | 18,772 | $420.1K | 0.00% | +6,959+58.9% | Added |
| FMR LLC | 18,339 | $410.4K | 0.00% | −1,234−6.3% | Reduced |
| Amalgamated Bank | 17,900 | $401.0K | 0.00% | −1,299−6.8% | Reduced |
| Engineers Gate Manager LP | 17,461 | $390.8K | 0.01% | −3,537−16.8% | Reduced |
| Sciencast Management LP | 15,999 | $372.0K | 0.30% | +15,999 | New |
| Manufacturers Life Insurance Company, The | 16,485 | $368.9K | 0.00% | −2,742−14.3% | Reduced |
| Janney Montgomery Scott LLC | 16,353 | $366.0K | 0.00% | +16,353 | New |
| Schonfeld Strategic Advisors LLC | 16,309 | $365.0K | 0.00% | +16,309 | New |
| Teachers Retirement System of the State of Kentucky | 15,246 | $341.0K | 0.00% | +838+5.8% | Added |
| New York State Common Retirement Fund | 15,184 | $339.8K | 0.00% | −9,833−39.3% | Reduced |
| Maryland State Retirement & Pension System | 15,034 | $336.5K | 0.01% | −998−6.2% | Reduced |
| Everence Capital Management Inc | 15,340 | $325.0K | 0.03% | 00.0% | Unchanged |
| AE Wealth Management LLC | 13,601 | $304.4K | 0.00% | +5,543+68.8% | Added |
| Impact Partnership Wealth, LLC | 13,432 | $300.6K | 0.10% | +13,432 | New |
| Dark Forest Capital Management LP | 13,017 | $291.3K | 0.03% | +13,017 | New |
| Oregon Public Employees Retirement Fund | 12,045 | $269.6K | 0.00% | −800−6.2% | Reduced |
| Public Employees Retirement Association of Colorado | 11,663 | $261.0K | 0.00% | 00.0% | Unchanged |