Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Avantax, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 147
- −7 vs. Q1 2023
- Shares held
- 33.7M
- −2.22M (−6.2%) vs. Q1 2023
- Total value
- $755.5M
- −$191.4M (−20.2%) vs. Q1 2023
- New holders
- 22
- 34 more added
- Sold out
- 29
- 64 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| State Board of Administration of Florida Retirement System | 11,175 | $250.1K | 0.00% | −8,970−44.5% | Reduced |
| Verition Fund Management LLC | 10,982 | $245.8K | 0.00% | +10,982 | New |
| Arizona State Retirement System | 9,997 | $223.7K | 0.00% | −2,490−19.9% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 9,772 | $218.7K | 0.00% | +1,557+19.0% | Added |
| CenterBook Partners LP | 9,690 | $216.9K | 0.03% | +9,690 | New |
| Man Group plc | 9,367 | $209.6K | 0.00% | – | – |
| Squarepoint Ops LLC | 9,324 | $208.7K | 0.00% | +9,324 | New |
| Group One Trading, L.P. | 8,351 | $186.9K | 0.01% | +8,351 | New |
| Royal Bank of Canada | 7,430 | $167.0K | 0.00% | −4,089−35.5% | Reduced |
| State of Wyoming | 6,916 | $154.8K | 0.05% | −6,537−48.6% | Reduced |
| Amundi | 5,123 | $117.3K | 0.00% | −288−5.3% | Reduced |
| Tower Research Capital LLC (TRC) | 4,936 | $110.5K | 0.00% | +3,229+189.2% | Added |
| Counterpoint Mutual Funds LLC | 4,919 | $110.1K | 0.10% | +4,919 | New |
| Aquatic Capital Management LLC | 4,600 | $103.0K | 0.01% | −6,400−58.2% | Reduced |
| Allspring Global Investments Holdings, LLC | 4,298 | $96.2K | 0.00% | −3,230−42.9% | Reduced |
| Citadel Advisors LLC | 4,076 | $91.2K | 0.00% | −2,153−34.6% | Reduced |
| KBC Group NV | 3,336 | $75.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 3,251 | $72.8K | 0.00% | −519−13.8% | Reduced |
| The PNC Financial Services Group, Inc. | 3,219 | $72.0K | 0.00% | −132−3.9% | Reduced |
| Metropolitan Life Insurance Co | 2,153 | $48.2K | 0.00% | −557−20.6% | Reduced |
| Gladius Capital Management LP | 1,239 | $27.7K | 0.01% | +1,239 | New |
| Ancora Advisors, LLC | 1,100 | $24.6K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 815 | $18.2K | 0.00% | −1,365−62.6% | Reduced |
| US Bancorp | 729 | $16.3K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 699 | $15.6K | 0.00% | +19+2.8% | Added |
| Simplex Trading, LLC | 495 | $11.0K | 0.00% | +495 | New |
| CWM, LLC | 324 | $7.00K | 0.00% | −9−2.7% | Reduced |
| Versant Capital Management, Inc | 276 | $6.18K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 200 | $4.48K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 106 | $2.37K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 100 | $2.24K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 100 | $2.24K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 98 | $2.19K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 82 | $1.83K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 41 | $1.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 55 | $1.00K | 0.00% | +55 | New |
| Nisa Investment Advisors, LLC | 39 | $873 | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 35 | $783 | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 16 | $359 | 0.00% | −151−90.4% | Reduced |
| Abound Wealth Management | 13 | $291 | 0.00% | +13 | New |
| Clearstead Advisors, LLC | 10 | $224 | 0.00% | 00.0% | Unchanged |
| Crewe Advisors LLC | 6 | $135 | 0.00% | +6 | New |
| Quent Capital, LLC | 6 | $134 | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 3 | $67 | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 2 | $45 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $22 | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 13 | $0 | 0.00% | +6+85.7% | Added |
| Newtyn Management, LLC | 0 | $0 | 0.00% | −400,000−100.0% | Sold out |
| Wellington Management Group LLP | 0 | $0 | 0.00% | −319,600−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −162,309−100.0% | Sold out |
| State of New Jersey Common Pension Fund D | 0 | $0 | 0.00% | −79,340−100.0% | Sold out |
| Teacher Retirement System of Texas | 0 | $0 | 0.00% | −60,380−100.0% | Sold out |
| Manatuck Hill Partners, LLC | 0 | $0 | 0.00% | −60,000−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −29,228−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −18,491−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −18,213−100.0% | Sold out |
| Teza Capital Management LLC | 0 | $0 | 0.00% | −17,154−100.0% | Sold out |
| Graham Capital Management, L.P. | 0 | $0 | 0.00% | −15,334−100.0% | Sold out |
| Natixis Advisors, L.P. | 0 | $0 | 0.00% | −14,237−100.0% | Sold out |
| Campbell & CO Investment Adviser LLC | 0 | $0 | 0.00% | −12,264−100.0% | Sold out |
| Moran Wealth Management, LLC | 0 | $0 | 0.00% | −12,020−100.0% | Sold out |
| Bridgefront Capital, LLC | 0 | $0 | 0.00% | −10,913−100.0% | Sold out |
| Cipher Capital LP | 0 | $0 | 0.00% | −8,944−100.0% | Sold out |
| STRS Ohio | 0 | $0 | 0.00% | −8,900−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −8,317−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −8,254−100.0% | Sold out |
| Mutual of America Capital Management LLC | 0 | $0 | 0.00% | −8,199−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −16,607−100.0% | Sold out |
| Cornerstone Management, Inc. | 0 | $0 | 0.00% | −1,940−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −324−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −306−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −236−100.0% | Sold out |
| Ellevest, Inc. | 0 | $0 | 0.00% | −98−100.0% | Sold out |
| Assetmark, Inc | 0 | $0 | 0.00% | −83−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −6−100.0% | Sold out |
| Ten Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| Kula Investments, LLC | – | – | – | – | Not filed |