Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Avantax, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 147
- −7 vs. Q1 2023
- Shares held
- 33.7M
- −2.22M (−6.2%) vs. Q1 2023
- Total value
- $755.5M
- −$191.4M (−20.2%) vs. Q1 2023
- New holders
- 22
- 34 more added
- Sold out
- 29
- 64 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Covestor Ltd | 13 | $0 | 0.00% | +6+85.7% | Added |
| Huntington National Bank | 1 | $22 | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 2 | $45 | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 3 | $67 | 0.00% | 00.0% | Unchanged |
| Quent Capital, LLC | 6 | $134 | 0.00% | 00.0% | Unchanged |
| Crewe Advisors LLC | 6 | $135 | 0.00% | +6 | New |
| Clearstead Advisors, LLC | 10 | $224 | 0.00% | 00.0% | Unchanged |
| Abound Wealth Management | 13 | $291 | 0.00% | +13 | New |
| Quadrant Capital Group LLC | 16 | $359 | 0.00% | −151−90.4% | Reduced |
| Farmers & Merchants Investments Inc | 35 | $783 | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 39 | $873 | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 41 | $1.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 55 | $1.00K | 0.00% | +55 | New |
| EverSource Wealth Advisors, LLC | 82 | $1.83K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 98 | $2.19K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 100 | $2.24K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 100 | $2.24K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 106 | $2.37K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 200 | $4.48K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 276 | $6.18K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 324 | $7.00K | 0.00% | −9−2.7% | Reduced |
| Simplex Trading, LLC | 495 | $11.0K | 0.00% | +495 | New |
| Parkside Financial Bank & Trust | 699 | $15.6K | 0.00% | +19+2.8% | Added |
| US Bancorp | 729 | $16.3K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 815 | $18.2K | 0.00% | −1,365−62.6% | Reduced |
| Ancora Advisors, LLC | 1,100 | $24.6K | 0.00% | 00.0% | Unchanged |
| Gladius Capital Management LP | 1,239 | $27.7K | 0.01% | +1,239 | New |
| Metropolitan Life Insurance Co | 2,153 | $48.2K | 0.00% | −557−20.6% | Reduced |
| The PNC Financial Services Group, Inc. | 3,219 | $72.0K | 0.00% | −132−3.9% | Reduced |
| Ameritas Investment Partners, Inc. | 3,251 | $72.8K | 0.00% | −519−13.8% | Reduced |
| KBC Group NV | 3,336 | $75.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 4,076 | $91.2K | 0.00% | −2,153−34.6% | Reduced |
| Allspring Global Investments Holdings, LLC | 4,298 | $96.2K | 0.00% | −3,230−42.9% | Reduced |
| Aquatic Capital Management LLC | 4,600 | $103.0K | 0.01% | −6,400−58.2% | Reduced |
| Counterpoint Mutual Funds LLC | 4,919 | $110.1K | 0.10% | +4,919 | New |
| Tower Research Capital LLC (TRC) | 4,936 | $110.5K | 0.00% | +3,229+189.2% | Added |
| Amundi | 5,123 | $117.3K | 0.00% | −288−5.3% | Reduced |
| State of Wyoming | 6,916 | $154.8K | 0.05% | −6,537−48.6% | Reduced |
| Royal Bank of Canada | 7,430 | $167.0K | 0.00% | −4,089−35.5% | Reduced |
| Group One Trading, L.P. | 8,351 | $186.9K | 0.01% | +8,351 | New |
| Squarepoint Ops LLC | 9,324 | $208.7K | 0.00% | +9,324 | New |
| Man Group plc | 9,367 | $209.6K | 0.00% | – | – |
| CenterBook Partners LP | 9,690 | $216.9K | 0.03% | +9,690 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 9,772 | $218.7K | 0.00% | +1,557+19.0% | Added |
| Arizona State Retirement System | 9,997 | $223.7K | 0.00% | −2,490−19.9% | Reduced |
| Verition Fund Management LLC | 10,982 | $245.8K | 0.00% | +10,982 | New |
| State Board of Administration of Florida Retirement System | 11,175 | $250.1K | 0.00% | −8,970−44.5% | Reduced |
| Public Employees Retirement Association of Colorado | 11,663 | $261.0K | 0.00% | 00.0% | Unchanged |
| Oregon Public Employees Retirement Fund | 12,045 | $269.6K | 0.00% | −800−6.2% | Reduced |
| Dark Forest Capital Management LP | 13,017 | $291.3K | 0.03% | +13,017 | New |
| Impact Partnership Wealth, LLC | 13,432 | $300.6K | 0.10% | +13,432 | New |
| AE Wealth Management LLC | 13,601 | $304.4K | 0.00% | +5,543+68.8% | Added |
| Everence Capital Management Inc | 15,340 | $325.0K | 0.03% | 00.0% | Unchanged |
| Maryland State Retirement & Pension System | 15,034 | $336.5K | 0.01% | −998−6.2% | Reduced |
| New York State Common Retirement Fund | 15,184 | $339.8K | 0.00% | −9,833−39.3% | Reduced |
| Teachers Retirement System of the State of Kentucky | 15,246 | $341.0K | 0.00% | +838+5.8% | Added |
| Schonfeld Strategic Advisors LLC | 16,309 | $365.0K | 0.00% | +16,309 | New |
| Janney Montgomery Scott LLC | 16,353 | $366.0K | 0.00% | +16,353 | New |
| Manufacturers Life Insurance Company, The | 16,485 | $368.9K | 0.00% | −2,742−14.3% | Reduced |
| Sciencast Management LP | 15,999 | $372.0K | 0.30% | +15,999 | New |
| Engineers Gate Manager LP | 17,461 | $390.8K | 0.01% | −3,537−16.8% | Reduced |
| Amalgamated Bank | 17,900 | $401.0K | 0.00% | −1,299−6.8% | Reduced |
| FMR LLC | 18,339 | $410.4K | 0.00% | −1,234−6.3% | Reduced |
| Wells Fargo & Company | 18,772 | $420.1K | 0.00% | +6,959+58.9% | Added |
| Janus Henderson Group PLC | 19,945 | $446.2K | 0.00% | −81−0.4% | Reduced |
| Louisiana State Employees Retirement System | 20,300 | $454.3K | 0.01% | +1,700+9.1% | Added |
| Versor Investments LP | 20,370 | $455.9K | 0.08% | −9,630−32.1% | Reduced |
| MetLife Investment Management | 20,779 | $465.0K | 0.00% | −4,422−17.5% | Reduced |
| American International Group, Inc. | 21,093 | $472.1K | 0.00% | −4,409−17.3% | Reduced |
| Fifth Lane Capital, LP | 21,397 | $478.9K | 0.47% | +21,397 | New |
| BNP Paribas Arbitrage, SA | 21,594 | $483.3K | 0.00% | −11,606−35.0% | Reduced |
| Yousif Capital Management, LLC | 22,816 | $510.6K | 0.01% | −2,363−9.4% | Reduced |
| Franklin Resources Inc | 23,740 | $531.3K | 0.00% | +23,740 | New |
| Ensign Peak Advisors, Inc | 23,758 | $531.7K | 0.00% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 25,390 | $568.0K | 0.01% | −1,872−6.9% | Reduced |
| Barclays PLC | 25,475 | $570.1K | 0.00% | +1,323+5.5% | Added |
| State of Tennessee, Treasury Department | 26,092 | $583.9K | 0.00% | +12,671+94.4% | Added |
| Voya Investment Management LLC | 27,905 | $624.5K | 0.00% | +9,139+48.7% | Added |
| Royce & Associates LP | 28,918 | $647.2K | 0.01% | +28,918 | New |
| UBS Group AG | 29,124 | $651.8K | 0.00% | +17,327+146.9% | Added |
| Atomi Financial Group, Inc. | 31,694 | $709.3K | 0.32% | −5,602−15.0% | Reduced |
| Bank of America Corp | 31,875 | $713.4K | 0.00% | −21,334−40.1% | Reduced |
| Price T Rowe Associates Inc | 33,176 | $743.0K | 0.00% | +1,365+4.3% | Added |
| Texas Permanent School Fund | 33,976 | $760.4K | 0.01% | −1,727−4.8% | Reduced |
| EJF Capital LLC | 34,000 | $760.9K | 0.35% | 00.0% | Unchanged |
| Great West Life Assurance Co | 34,585 | $774.0K | 0.00% | −17,721−33.9% | Reduced |
| Two Sigma Investments, LP | 34,910 | $781.3K | 0.00% | −127,312−78.5% | Reduced |
| Citigroup Inc | 35,256 | $789.0K | 0.00% | +10,387+41.8% | Added |
| Thrivent Financial for Lutherans | 36,914 | $826.0K | 0.00% | −2,539−6.4% | Reduced |
| Pacific Ridge Capital Partners, LLC | 37,448 | $838.1K | 0.19% | +78+0.2% | Added |
| Susquehanna International Group, LLP | 38,272 | $856.5K | 0.00% | +15,061+64.9% | Added |
| Credit Suisse AG | 39,728 | $889.1K | 0.00% | +2,912+7.9% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 43,619 | $976.2K | 0.01% | +1,466+3.5% | Added |
| Occudo Quantitative Strategies LP | 44,261 | $990.6K | 0.10% | +44,261 | New |
| California State Teachers Retirement System | 44,407 | $993.8K | 0.00% | −4,568−9.3% | Reduced |
| Prudential Financial Inc | 48,405 | $1.08M | 0.00% | −98,352−67.0% | Reduced |
| Alliancebernstein L.P. | 49,674 | $1.11M | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 50,778 | $1.14M | 0.00% | +50,778 | New |
| UBS Asset Management Americas Inc | 45,306 | $1.19M | 0.00% | 00.0% | Unchanged |
| SEI Investments Co | 54,504 | $1.22M | 0.00% | +5,570+11.4% | Added |