Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Avantax, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
AVTA is no longer listed, so this page shows Q3 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 161
- +14 vs. Q2 2023
- Shares held
- 32.6M
- −1.11M (−3.3%) vs. Q2 2023
- Total value
- $835.0M
- +$79.5M (+10.5%) vs. Q2 2023
- New holders
- 37
- 39 more added
- Sold out
- 23
- 64 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 5,784,266 | $148.0M | 0.00% | −510,729−8.1% | Reduced |
| Vanguard Group Inc | 4,082,841 | $104.4M | 0.00% | −198,677−4.6% | Reduced |
| Van Berkom & Associates Inc. | 2,610,995 | $66.8M | 2.17% | +413,417+18.8% | Added |
| State Street Corp | 1,559,615 | $39.9M | 0.00% | +48,574+3.2% | Added |
| Dimensional Fund Advisors LP | 1,436,832 | $36.8M | 0.01% | −209,083−12.7% | Reduced |
| Goldman Sachs Group Inc | 1,186,353 | $30.3M | 0.01% | +935,983+373.8% | Added |
| Morgan Stanley | 1,091,450 | $27.9M | 0.00% | +791,927+264.4% | Added |
| Magnetar Financial LLC | 892,041 | $22.8M | 0.58% | +892,041 | New |
| Engine Capital Management, LP | 874,857 | $22.4M | 4.98% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 867,700 | $22.2M | 0.04% | −48,600−5.3% | Reduced |
| Woodline Partners LP | 864,304 | $22.1M | 0.26% | +864,304 | New |
| Water Island Capital LLC | 787,549 | $20.1M | 1.83% | +787,549 | New |
| Geode Capital Management, LLC | 780,556 | $20.0M | 0.00% | +739+0.1% | Added |
| Simcoe Capital Management, LLC | 501,063 | $12.8M | 1.85% | −759,510−60.3% | Reduced |
| Glazer Capital, LLC | 475,741 | $12.2M | 0.79% | +475,741 | New |
| Boston Partners | 469,780 | $12.0M | 0.02% | −10,577−2.2% | Reduced |
| CNH Partners LLC | 466,478 | $11.9M | 0.54% | +466,478 | New |
| Northern Trust Corp | 424,767 | $10.9M | 0.00% | −8,692−2.0% | Reduced |
| NewEdge Wealth, LLC | 351,247 | $8.98M | 0.28% | −496,052−58.5% | Reduced |
| Bank of New York Mellon Corp | 318,496 | $8.15M | 0.00% | −24,062−7.0% | Reduced |
| Charles Schwab Investment Management Inc | 300,410 | $7.68M | 0.00% | +2,074+0.7% | Added |
| Qube Research & Technologies Ltd | 285,562 | $7.30M | 0.02% | +96,386+51.0% | Added |
| JPMorgan Chase & Co | 265,068 | $6.78M | 0.00% | −41,141−13.4% | Reduced |
| UBS Group AG | 260,180 | $6.66M | 0.00% | +231,056+793.4% | Added |
| P Schoenfeld Asset Management LP | 256,200 | $6.55M | 0.83% | +256,200 | New |
| Deutsche Bank AG | 250,168 | $6.40M | 0.00% | +2,319+0.9% | Added |
| Versor Investments LP | 223,676 | $5.72M | 1.16% | +203,306+998.1% | Added |
| Millennium Management LLC | 204,594 | $5.23M | 0.01% | −51,089−20.0% | Reduced |
| Great Lakes Advisors, LLC | 203,999 | $5.22M | 0.05% | +19,922+10.8% | Added |
| Principal Financial Group Inc | 197,021 | $5.04M | 0.00% | −22,878−10.4% | Reduced |
| Invesco Ltd. | 189,202 | $4.84M | 0.00% | −1,879,552−90.9% | Reduced |
| Highland Capital Management Fund Advisors, L.P. | 164,640 | $4.21M | 0.60% | +164,640 | New |
| Bank of America Corp | 156,462 | $4.00M | 0.00% | +124,587+390.9% | Added |
| Norges Bank | 144,275 | $3.69M | 0.00% | 00.0% | Unchanged |
| Schroder Investment Management Group | 134,524 | $3.44M | 0.01% | +64,010+90.8% | Added |
| Alliancebernstein L.P. | 131,420 | $3.36M | 0.00% | +81,746+164.6% | Added |
| Nuveen Asset Management, LLC | 123,300 | $3.15M | 0.00% | −4,823−3.8% | Reduced |
| Rhumbline Advisers | 120,225 | $3.08M | 0.00% | −4,232−3.4% | Reduced |
| Ameriprise Financial Inc | 118,856 | $3.04M | 0.00% | −18,488−13.5% | Reduced |
| Legal & General Group Plc | 108,548 | $2.78M | 0.00% | −7,122−6.2% | Reduced |
| Vivaldi Asset Management, LLC | 105,139 | $2.69M | 0.15% | +105,139 | New |
| Citadel Advisors LLC | 101,666 | $2.60M | 0.00% | +97,590+2,394.3% | Added |
| Moore Capital Management, LP | 98,152 | $2.51M | 0.07% | +98,152 | New |
| Federated Hermes, Inc. | 92,043 | $2.35M | 0.01% | −9,116−9.0% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 90,243 | $2.31M | 0.01% | −297−0.3% | Reduced |
| Credit Suisse AG | 86,717 | $2.22M | 0.00% | +46,989+118.3% | Added |
| Swiss National Bank | 80,600 | $2.06M | 0.00% | +3,100+4.0% | Added |
| New York State Teachers Retirement System | 78,213 | $2.00M | 0.00% | −13,780−15.0% | Reduced |
| Balyasny Asset Management LLC | 73,582 | $1.88M | 0.01% | +73,582 | New |
| Russell Investments Group, Ltd. | 71,193 | $1.82M | 0.00% | −112,017−61.1% | Reduced |
| Virtu Financial LLC | 67,643 | $1.73M | 0.17% | +67,643 | New |
| EJF Capital LLC | 57,432 | $1.47M | 0.65% | +23,432+68.9% | Added |
| PenderFund Capital Management Ltd. | 42,064 | $1.46M | 0.44% | +42,064 | New |
| Carmignac Gestion | 56,144 | $1.44M | 0.03% | +56,144 | New |
| HRT Financial LP | 56,143 | $1.44M | 0.01% | −4,236−7.0% | Reduced |
| Barclays PLC | 55,761 | $1.43M | 0.00% | +30,286+118.9% | Added |
| Avantax Advisory Services, Inc. | 54,987 | $1.41M | 0.02% | −22,058−28.6% | Reduced |
| Two Sigma Advisers, LP | 53,800 | $1.38M | 0.00% | −75,251−58.3% | Reduced |
| Centiva Capital, LP | 53,422 | $1.37M | 0.07% | +53,422 | New |
| Public Sector Pension Investment Board | 45,435 | $1.16M | 0.01% | −38,470−45.8% | Reduced |
| Squarepoint Ops LLC | 44,864 | $1.15M | 0.01% | +35,540+381.2% | Added |
| Prudential Financial Inc | 43,511 | $1.11M | 0.00% | −4,894−10.1% | Reduced |
| Prelude Capital Management, LLC | 41,557 | $1.06M | 0.10% | +41,557 | New |
| D. E. Shaw & Co., Inc. | 41,196 | $1.05M | 0.00% | −74,089−64.3% | Reduced |
| California State Teachers Retirement System | 40,860 | $1.05M | 0.00% | −3,547−8.0% | Reduced |
| Susquehanna International Group, LLP | 39,546 | $1.01M | 0.00% | +1,274+3.3% | Added |
| Public Employees Retirement System of Ohio | 37,681 | $964.0K | 0.00% | +37,681 | New |
| Kellner Capital, LLC | 37,600 | $962.0K | 1.13% | +37,600 | New |
| Pacific Ridge Capital Partners, LLC | 37,288 | $953.8K | 0.22% | −160−0.4% | Reduced |
| SEI Investments Co | 36,573 | $935.5K | 0.00% | −17,931−32.9% | Reduced |
| UBS Asset Management Americas Inc | 34,811 | $890.5K | 0.00% | −10,495−23.2% | Reduced |
| Advisory Research Inc | 33,691 | $861.8K | 0.12% | −38,895−53.6% | Reduced |
| Thrivent Financial for Lutherans | 33,628 | $860.0K | 0.00% | −3,286−8.9% | Reduced |
| Jane Street Group, LLC | 33,569 | $858.7K | 0.00% | −17,209−33.9% | Reduced |
| ProShare Advisors LLC | 32,810 | $839.3K | 0.00% | +32,810 | New |
| Allianz Asset Management GmbH | 32,300 | $826.2K | 0.00% | +32,300 | New |
| Great West Life Assurance Co | 31,766 | $812.0K | 0.00% | −2,819−8.2% | Reduced |
| Texas Permanent School Fund | 31,220 | $798.6K | 0.01% | −2,756−8.1% | Reduced |
| Diametric Capital, LP | 30,685 | $784.9K | 0.33% | +30,685 | New |
| BNP Paribas Arbitrage, SA | 30,522 | $780.8K | 0.00% | +8,928+41.3% | Added |
| Engineers Gate Manager LP | 29,850 | $763.6K | 0.03% | +12,389+71.0% | Added |
| BCK Capital Management LP | 27,000 | $690.7K | 0.35% | +27,000 | New |
| State of Tennessee, Treasury Department | 25,717 | $657.8K | 0.00% | −375−1.4% | Reduced |
| Price T Rowe Associates Inc | 25,051 | $641.0K | 0.00% | −8,125−24.5% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 24,576 | $628.7K | 0.01% | −19,043−43.7% | Reduced |
| Voya Investment Management LLC | 23,267 | $595.2K | 0.00% | −4,638−16.6% | Reduced |
| Illinois Municipal Retirement Fund | 23,275 | $595.0K | 0.01% | +23,275 | New |
| Gabelli Funds LLC | 23,000 | $588.3K | 0.00% | +23,000 | New |
| State of Alaska, Department of Revenue | 22,888 | $585.0K | 0.01% | −2,502−9.9% | Reduced |
| Verition Fund Management LLC | 21,936 | $561.1K | 0.01% | +10,954+99.7% | Added |
| Franklin Resources Inc | 21,507 | $550.1K | 0.00% | −2,233−9.4% | Reduced |
| American International Group, Inc. | 20,992 | $537.0K | 0.00% | −101−0.5% | Reduced |
| Gabelli & Co Investment Advisers, Inc. | 20,950 | $535.9K | 0.09% | +20,950 | New |
| MetLife Investment Management | 20,779 | $531.5K | 0.00% | 00.0% | Unchanged |
| Yousif Capital Management, LLC | 20,706 | $529.7K | 0.01% | −2,110−9.2% | Reduced |
| Mint Tower Capital Management B.V. | 20,280 | $519.0K | 0.14% | +20,280 | New |
| Janus Henderson Group PLC | 19,945 | $510.1K | 0.00% | 00.0% | Unchanged |
| Louisiana State Employees Retirement System | 18,700 | $478.3K | 0.01% | −1,600−7.9% | Reduced |
| Wolverine Asset Management LLC | 18,314 | $468.5K | 0.01% | +18,314 | New |
| FMR LLC | 18,037 | $461.4K | 0.00% | −302−1.6% | Reduced |