Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Avantax, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
AVTA is no longer listed, so this page shows Q3 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 161
- +14 vs. Q2 2023
- Shares held
- 32.6M
- −1.11M (−3.3%) vs. Q2 2023
- Total value
- $835.0M
- +$79.5M (+10.5%) vs. Q2 2023
- New holders
- 37
- 39 more added
- Sold out
- 23
- 64 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Covestor Ltd | 5 | $0 | 0.00% | −8−61.5% | Reduced |
| Huntington National Bank | 1 | $26 | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 2 | $51 | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 3 | $77 | 0.00% | 00.0% | Unchanged |
| Crewe Advisors LLC | 5 | $128 | 0.00% | −1−16.7% | Reduced |
| Abound Wealth Management | 13 | $333 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 20 | $512 | 0.00% | +20 | New |
| Bell Investment Advisors, Inc | 24 | $614 | 0.00% | +24 | New |
| Farmers & Merchants Investments Inc | 35 | $895 | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 39 | $998 | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 42 | $1.07K | 0.00% | +26+162.5% | Added |
| Parallax Volatility Advisers, L.P. | 72 | $1.84K | 0.00% | +72 | New |
| EverSource Wealth Advisors, LLC | 82 | $2.10K | 0.00% | 00.0% | Unchanged |
| Impact Partnership Wealth, LLC | 86 | $2.20K | 0.00% | −13,346−99.4% | Reduced |
| Lindbrook Capital, LLC | 98 | $2.51K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 100 | $2.56K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 100 | $2.56K | 0.00% | 00.0% | Unchanged |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 114 | $2.92K | 0.00% | +114 | New |
| Federation des caisses Desjardins du Quebec | 200 | $5.12K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 207 | $5.29K | 0.00% | +101+95.3% | Added |
| Versant Capital Management, Inc | 276 | $7.06K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 318 | $8.00K | 0.00% | −6−1.9% | Reduced |
| US Bancorp | 784 | $20.1K | 0.00% | +55+7.5% | Added |
| Allspring Global Investments Holdings, LLC | 983 | $25.1K | 0.00% | −3,315−77.1% | Reduced |
| Parkside Financial Bank & Trust | 1,009 | $25.8K | 0.01% | +310+44.3% | Added |
| Ancora Advisors, LLC | 1,100 | $28.1K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,368 | $35.0K | 0.00% | +553+67.9% | Added |
| KBC Group NV | 1,644 | $42.0K | 0.00% | −1,692−50.7% | Reduced |
| Lazard Asset Management LLC | 1,778 | $45.0K | 0.00% | +1,778 | New |
| Metropolitan Life Insurance Co | 2,439 | $62.4K | 0.00% | +286+13.3% | Added |
| Group One Trading, L.P. | 2,583 | $66.1K | 0.00% | −5,768−69.1% | Reduced |
| Tower Research Capital LLC (TRC) | 2,691 | $68.8K | 0.00% | −2,245−45.5% | Reduced |
| The PNC Financial Services Group, Inc. | 3,568 | $91.3K | 0.00% | +349+10.8% | Added |
| Ameritas Investment Partners, Inc. | 3,911 | $100.0K | 0.00% | +660+20.3% | Added |
| Quantbot Technologies LP | 4,730 | $121.0K | 0.01% | +4,730 | New |
| Amundi | 4,724 | $121.3K | 0.00% | −399−7.8% | Reduced |
| Wells Fargo & Company | 8,349 | $213.6K | 0.00% | −10,423−55.5% | Reduced |
| Royal Bank of Canada | 8,418 | $215.0K | 0.00% | +988+13.3% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 9,772 | $250.0K | 0.00% | 00.0% | Unchanged |
| Walleye Capital LLC | 10,156 | $259.8K | 0.00% | +10,156 | New |
| CenterBook Partners LP | 10,270 | $262.7K | 0.03% | +580+6.0% | Added |
| Arizona State Retirement System | 10,437 | $267.0K | 0.00% | +440+4.4% | Added |
| Oregon Public Employees Retirement Fund | 10,945 | $280.0K | 0.00% | −1,100−9.1% | Reduced |
| Walleye Trading LLC | 11,280 | $288.5K | 0.01% | +11,280 | New |
| State of Wyoming | 11,283 | $288.6K | 0.06% | +4,367+63.1% | Added |
| State Board of Administration of Florida Retirement System | 11,295 | $288.9K | 0.00% | +120+1.1% | Added |
| Public Employees Retirement Association of Colorado | 11,663 | $298.0K | 0.00% | 00.0% | Unchanged |
| Maryland State Retirement & Pension System | 13,540 | $346.4K | 0.01% | −1,494−9.9% | Reduced |
| Dark Forest Capital Management LP | 14,310 | $366.1K | 0.03% | +1,293+9.9% | Added |
| Guggenheim Capital LLC | 14,887 | $380.8K | 0.00% | +14,887 | New |
| New York State Common Retirement Fund | 15,113 | $386.6K | 0.00% | −71−0.5% | Reduced |
| Citigroup Inc | 15,232 | $389.6K | 0.00% | −20,024−56.8% | Reduced |
| Teachers Retirement System of the State of Kentucky | 15,246 | $390.0K | 0.00% | 00.0% | Unchanged |
| Everence Capital Management Inc | 15,340 | $392.0K | 0.03% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 15,904 | $406.8K | 0.00% | −581−3.5% | Reduced |
| FORA Capital, LLC | 16,324 | $417.6K | 0.04% | +16,324 | New |
| Amalgamated Bank | 16,390 | $419.0K | 0.00% | −1,510−8.4% | Reduced |
| Two Sigma Investments, LP | 16,410 | $419.8K | 0.00% | −18,500−53.0% | Reduced |
| Royce & Associates LP | 16,448 | $420.7K | 0.00% | −12,470−43.1% | Reduced |
| Comerica Bank | 16,858 | $431.2K | 0.00% | +16,858 | New |
| Janney Montgomery Scott LLC | 17,382 | $445.0K | 0.00% | +1,029+6.3% | Added |
| FMR LLC | 18,037 | $461.4K | 0.00% | −302−1.6% | Reduced |
| Wolverine Asset Management LLC | 18,314 | $468.5K | 0.01% | +18,314 | New |
| Louisiana State Employees Retirement System | 18,700 | $478.3K | 0.01% | −1,600−7.9% | Reduced |
| Janus Henderson Group PLC | 19,945 | $510.1K | 0.00% | 00.0% | Unchanged |
| Mint Tower Capital Management B.V. | 20,280 | $519.0K | 0.14% | +20,280 | New |
| Yousif Capital Management, LLC | 20,706 | $529.7K | 0.01% | −2,110−9.2% | Reduced |
| MetLife Investment Management | 20,779 | $531.5K | 0.00% | 00.0% | Unchanged |
| Gabelli & Co Investment Advisers, Inc. | 20,950 | $535.9K | 0.09% | +20,950 | New |
| American International Group, Inc. | 20,992 | $537.0K | 0.00% | −101−0.5% | Reduced |
| Franklin Resources Inc | 21,507 | $550.1K | 0.00% | −2,233−9.4% | Reduced |
| Verition Fund Management LLC | 21,936 | $561.1K | 0.01% | +10,954+99.7% | Added |
| State of Alaska, Department of Revenue | 22,888 | $585.0K | 0.01% | −2,502−9.9% | Reduced |
| Gabelli Funds LLC | 23,000 | $588.3K | 0.00% | +23,000 | New |
| Illinois Municipal Retirement Fund | 23,275 | $595.0K | 0.01% | +23,275 | New |
| Voya Investment Management LLC | 23,267 | $595.2K | 0.00% | −4,638−16.6% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 24,576 | $628.7K | 0.01% | −19,043−43.7% | Reduced |
| Price T Rowe Associates Inc | 25,051 | $641.0K | 0.00% | −8,125−24.5% | Reduced |
| State of Tennessee, Treasury Department | 25,717 | $657.8K | 0.00% | −375−1.4% | Reduced |
| BCK Capital Management LP | 27,000 | $690.7K | 0.35% | +27,000 | New |
| Engineers Gate Manager LP | 29,850 | $763.6K | 0.03% | +12,389+71.0% | Added |
| BNP Paribas Arbitrage, SA | 30,522 | $780.8K | 0.00% | +8,928+41.3% | Added |
| Diametric Capital, LP | 30,685 | $784.9K | 0.33% | +30,685 | New |
| Texas Permanent School Fund | 31,220 | $798.6K | 0.01% | −2,756−8.1% | Reduced |
| Great West Life Assurance Co | 31,766 | $812.0K | 0.00% | −2,819−8.2% | Reduced |
| Allianz Asset Management GmbH | 32,300 | $826.2K | 0.00% | +32,300 | New |
| ProShare Advisors LLC | 32,810 | $839.3K | 0.00% | +32,810 | New |
| Jane Street Group, LLC | 33,569 | $858.7K | 0.00% | −17,209−33.9% | Reduced |
| Thrivent Financial for Lutherans | 33,628 | $860.0K | 0.00% | −3,286−8.9% | Reduced |
| Advisory Research Inc | 33,691 | $861.8K | 0.12% | −38,895−53.6% | Reduced |
| UBS Asset Management Americas Inc | 34,811 | $890.5K | 0.00% | −10,495−23.2% | Reduced |
| SEI Investments Co | 36,573 | $935.5K | 0.00% | −17,931−32.9% | Reduced |
| Pacific Ridge Capital Partners, LLC | 37,288 | $953.8K | 0.22% | −160−0.4% | Reduced |
| Kellner Capital, LLC | 37,600 | $962.0K | 1.13% | +37,600 | New |
| Public Employees Retirement System of Ohio | 37,681 | $964.0K | 0.00% | +37,681 | New |
| Susquehanna International Group, LLP | 39,546 | $1.01M | 0.00% | +1,274+3.3% | Added |
| California State Teachers Retirement System | 40,860 | $1.05M | 0.00% | −3,547−8.0% | Reduced |
| D. E. Shaw & Co., Inc. | 41,196 | $1.05M | 0.00% | −74,089−64.3% | Reduced |
| Prelude Capital Management, LLC | 41,557 | $1.06M | 0.10% | +41,557 | New |
| Prudential Financial Inc | 43,511 | $1.11M | 0.00% | −4,894−10.1% | Reduced |