Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Avantax, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 149
- −1 vs. Q1 2022
- Shares held
- 45.6M
- +943.0K (+2.1%) vs. Q1 2022
- Total value
- $842.1M
- −$31.2M (−3.6%) vs. Q1 2022
- New holders
- 18
- 34 more added
- Sold out
- 19
- 67 more reduced
5 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 7,488,825 | $138.2M | 0.00% | −352,747−4.5% | Reduced |
| Vanguard Group Inc | 5,061,240 | $93.4M | 0.00% | −31,197−0.6% | Reduced |
| Van Berkom & Associates Inc. | 3,033,126 | $56.0M | 2.34% | −436,325−12.6% | Reduced |
| Hill Path Capital LP | 2,312,749 | $42.7M | 2.42% | 00.0% | Unchanged |
| P2 Capital Partners, LLC | 2,300,000 | $42.5M | 4.81% | +500,000+27.8% | Added |
| Dimensional Fund Advisors LP | 2,278,363 | $42.1M | 0.02% | −128,127−5.3% | Reduced |
| Engine Capital Management, LP | 2,211,613 | $40.8M | 17.09% | +413,485+23.0% | Added |
| Newtyn Management, LLC | 1,748,389 | $32.3M | 6.11% | +248,389+16.6% | Added |
| State Street Corp | 1,720,697 | $31.8M | 0.00% | −27,988−1.6% | Reduced |
| Invesco Ltd. | 1,271,680 | $23.5M | 0.01% | +655,632+106.4% | Added |
| Russell Investments Group, Ltd. | 1,250,355 | $23.1M | 0.05% | −47,216−3.6% | Reduced |
| No Street GP LP | 1,000,000 | $18.5M | 2.93% | +1,000,000 | New |
| Renaissance Technologies LLC | 987,800 | $18.2M | 0.02% | −23,100−2.3% | Reduced |
| Weiss Asset Management LP | 976,739 | $18.0M | 0.48% | +445,000+83.7% | Added |
| Geode Capital Management, LLC | 825,677 | $15.2M | 0.00% | −42,134−4.9% | Reduced |
| Golden Gate Private Equity, Inc. | 751,785 | $13.9M | 10.34% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 736,620 | $13.6M | 0.00% | +265,298+56.3% | Added |
| Armistice Capital, LLC | 736,000 | $13.6M | 0.35% | +736,000 | New |
| D. E. Shaw & Co., Inc. | 629,321 | $11.6M | 0.02% | −407,229−39.3% | Reduced |
| Jacobs Levy Equity Management, Inc | 601,007 | $11.1M | 0.09% | +287,659+91.8% | Added |
| Northern Trust Corp | 540,095 | $9.97M | 0.00% | −17,946−3.2% | Reduced |
| Morgan Stanley | 524,779 | $9.69M | 0.00% | +295,480+128.9% | Added |
| Bank of New York Mellon Corp | 424,002 | $7.83M | 0.00% | −34,520−7.5% | Reduced |
| Charles Schwab Investment Management Inc | 338,294 | $6.25M | 0.00% | −17,569−4.9% | Reduced |
| Principal Financial Group Inc | 296,859 | $5.48M | 0.00% | −25,141−7.8% | Reduced |
| Norges Bank | 290,340 | $5.36M | 0.00% | −144,796−33.3% | Reduced |
| Two Sigma Advisers, LP | 276,251 | $5.10M | 0.01% | −101,200−26.8% | Reduced |
| Deutsche Bank AG | 276,237 | $5.10M | 0.00% | −3,604−1.3% | Reduced |
| Rothschild & Co Asset Management US Inc. | 275,285 | $5.08M | 0.08% | +2,969+1.1% | Added |
| Mirae Asset Global Investments Co., Ltd. | 228,998 | $4.23M | 0.01% | +3,124+1.4% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 226,100 | $4.17M | 0.02% | +74,700+49.3% | Added |
| Kestrel Investment Management Corp | 195,850 | $3.62M | 2.08% | −9,400−4.6% | Reduced |
| Ameriprise Financial Inc | 194,342 | $3.59M | 0.00% | −5,375−2.7% | Reduced |
| Jupiter Asset Management Ltd | 158,600 | $2.93M | 0.04% | +158,600 | New |
| Boston Partners | 151,880 | $2.80M | 0.00% | −70,448−31.7% | Reduced |
| Nuveen Asset Management, LLC | 147,481 | $2.72M | 0.00% | −259,918−63.8% | Reduced |
| Legal & General Group Plc | 134,512 | $2.48M | 0.00% | −2,652−1.9% | Reduced |
| Rhumbline Advisers | 127,484 | $2.35M | 0.00% | −3,965−3.0% | Reduced |
| Employees Retirement System of Texas | 124,000 | $2.29M | 0.03% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 114,102 | $2.11M | 0.01% | −1,124−1.0% | Reduced |
| Advisory Research Inc | 112,985 | $2.08M | 0.20% | +112,985 | New |
| New York State Teachers Retirement System | 110,915 | $2.05M | 0.01% | −2,000−1.8% | Reduced |
| Swiss National Bank | 103,100 | $1.90M | 0.00% | −12,100−10.5% | Reduced |
| Public Sector Pension Investment Board | 87,463 | $1.61M | 0.01% | −3,471−3.8% | Reduced |
| Goldman Sachs Group Inc | 85,056 | $1.57M | 0.00% | −43,061−33.6% | Reduced |
| Avantax Advisory Services, Inc. | 71,977 | $1.33M | 0.02% | +12,638+21.3% | Added |
| CastleKnight Management LP | 66,235 | $1.22M | 0.38% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 64,518 | $1.19M | 0.00% | −2,181−3.3% | Reduced |
| Algert Global LLC | 61,030 | $1.13M | 0.08% | +61,030 | New |
| Credit Suisse AG | 58,709 | $1.08M | 0.00% | −2,173−3.6% | Reduced |
| SEI Investments Co | 58,386 | $1.08M | 0.00% | +7,867+15.6% | Added |
| Grantham, Mayo, Van Otterloo & Co. LLC | 58,000 | $1.07M | 0.01% | −27,500−32.2% | Reduced |
| California State Teachers Retirement System | 57,494 | $1.06M | 0.00% | −4,678−7.5% | Reduced |
| Gsa Capital Partners LLP | 57,122 | $1.05M | 0.16% | +34,821+156.1% | Added |
| Archon Capital Management LLC | 56,208 | $1.04M | 0.37% | −431,140−88.5% | Reduced |
| Jackson Creek Investment Advisors LLC | 49,023 | $980.0K | 0.40% | +49,023 | New |
| Alliancebernstein L.P. | 51,294 | $947.0K | 0.00% | −147−0.3% | Reduced |
| Millennium Management LLC | 50,660 | $935.0K | 0.00% | −55,623−52.3% | Reduced |
| UBS Asset Management Americas Inc | 48,740 | $899.7K | 0.00% | 00.0% | Unchanged |
| Prudential Financial Inc | 48,544 | $896.0K | 0.00% | −2,050−4.1% | Reduced |
| Thrivent Financial for Lutherans | 46,419 | $857.0K | 0.00% | +6,758+17.0% | Added |
| Great West Life Assurance Co | 46,164 | $852.0K | 0.00% | +4,437+10.6% | Added |
| Trexquant Investment LP | 45,127 | $833.0K | 0.04% | +45,127 | New |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 43,071 | $795.0K | 0.01% | +1,071+2.6% | Added |
| Comerica Bank | 40,473 | $771.0K | 0.01% | −1,360−3.3% | Reduced |
| Simplex Trading, LLC | 40,268 | $743.0K | 0.02% | +7,213+21.8% | Added |
| Jane Street Group, LLC | 40,193 | $742.0K | 0.00% | −25,484−38.8% | Reduced |
| Yousif Capital Management, LLC | 39,145 | $723.0K | 0.01% | −5,445−12.2% | Reduced |
| Pacific Ridge Capital Partners, LLC | 37,440 | $691.0K | 0.16% | −140−0.4% | Reduced |
| State of Alaska, Department of Revenue | 35,739 | $659.0K | 0.01% | +1,850+5.5% | Added |
| Engineers Gate Manager LP | 35,280 | $651.0K | 0.02% | −73,631−67.6% | Reduced |
| Ensign Peak Advisors, Inc | 34,908 | $644.0K | 0.00% | 00.0% | Unchanged |
| Texas Permanent School Fund | 34,322 | $634.0K | 0.01% | −218−0.6% | Reduced |
| Victory Capital Management Inc | 32,781 | $605.0K | 0.00% | +9,776+42.5% | Added |
| New York State Common Retirement Fund | 30,018 | $554.0K | 0.00% | −5,813−16.2% | Reduced |
| State Board of Administration of Florida Retirement System | 29,315 | $541.0K | 0.00% | 00.0% | Unchanged |
| Putnam Investments LLC | 28,035 | $518.0K | 0.00% | −347−1.2% | Reduced |
| Tudor Investment Corp Et Al | 27,373 | $505.0K | 0.01% | +7,944+40.9% | Added |
| MetLife Investment Management | 26,891 | $496.4K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 25,540 | $471.0K | 0.00% | −2,319−8.3% | Reduced |
| FMR LLC | 23,815 | $440.0K | 0.00% | −1,314−5.2% | Reduced |
| New York Life Investment Management LLC | 23,854 | $440.0K | 0.01% | +23,854 | New |
| Louisiana State Employees Retirement System | 22,800 | $435.0K | 0.01% | −900−3.8% | Reduced |
| Amalgamated Bank | 22,746 | $420.0K | 0.00% | +306+1.4% | Added |
| Susquehanna International Group, LLP | 21,096 | $389.0K | 0.00% | +21,096 | New |
| Citigroup Inc | 20,605 | $380.0K | 0.00% | −21,569−51.1% | Reduced |
| Cubist Systematic Strategies, LLC | 20,178 | $372.0K | 0.00% | −21,809−51.9% | Reduced |
| Bank of America Corp | 19,614 | $361.0K | 0.00% | −33,731−63.2% | Reduced |
| Manufacturers Life Insurance Company, The | 19,354 | $357.3K | 0.00% | −1,199−5.8% | Reduced |
| Maryland State Retirement & Pension System | 19,146 | $353.0K | 0.01% | −391−2.0% | Reduced |
| Voya Investment Management LLC | 18,975 | $350.0K | 0.00% | −937−4.7% | Reduced |
| State of Tennessee, Treasury Department | 18,365 | $339.0K | 0.00% | 00.0% | Unchanged |
| HighVista Strategies LLC | 15,872 | $293.0K | 0.18% | +15,872 | New |
| Oregon Public Employees Retirement Fund | 15,576 | $288.0K | 0.00% | −2,700−14.8% | Reduced |
| Cim Investment Mangement Inc | 15,569 | $287.0K | 0.12% | 00.0% | Unchanged |
| Everence Capital Management Inc | 15,340 | $283.0K | 0.03% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 15,321 | $282.8K | 0.00% | −56,205−78.6% | Reduced |
| Money Concepts Capital Corp | 14,786 | $278.0K | 0.02% | +1,209+8.9% | Added |
| Barclays PLC | 14,725 | $272.0K | 0.00% | −24,411−62.4% | Reduced |
| Royal Bank of Canada | 14,722 | $272.0K | 0.00% | −2,732−15.7% | Reduced |