Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Avantax, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 149
- −1 vs. Q1 2022
- Shares held
- 45.6M
- +943.0K (+2.1%) vs. Q1 2022
- Total value
- $842.1M
- −$31.2M (−3.6%) vs. Q1 2022
- New holders
- 18
- 34 more added
- Sold out
- 19
- 67 more reduced
5 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| HSBC Holdings PLC | 13,234 | $246.0K | 0.00% | −1,920−12.7% | Reduced |
| Ergoteles LLC | 12,800 | $236.0K | 0.01% | +12,800 | New |
| Delphia (USA) Inc. | 12,724 | $235.0K | 0.16% | +12,724 | New |
| Arizona State Retirement System | 11,863 | $219.0K | 0.00% | −1,306−9.9% | Reduced |
| Public Employees Retirement Association of Colorado | 11,663 | $215.0K | 0.00% | 00.0% | Unchanged |
| Corton Capital Inc. | 11,593 | $214.0K | 0.20% | +11,593 | New |
| State of Wyoming | 11,108 | $205.0K | 0.13% | +4,236+61.6% | Added |
| State of Wisconsin Investment Board | 10,558 | $195.0K | 0.00% | +10,558 | New |
| Envestnet Asset Management Inc | 10,157 | $187.0K | 0.00% | −1,061−9.5% | Reduced |
| First Citizens Bank & Trust Co | 10,126 | $187.0K | 0.01% | −779−7.1% | Reduced |
| Skylands Capital, LLC | 8,400 | $155.0K | 0.02% | +8,400 | New |
| Mutual of America Capital Management LLC | 7,935 | $146.0K | 0.00% | +915+13.0% | Added |
| SG Americas Securities, LLC | 7,773 | $143.0K | 0.00% | +1,004+14.8% | Added |
| Counterpoint Mutual Funds LLC | 7,237 | $134.0K | 0.09% | +2,839+64.6% | Added |
| Wells Fargo & Company | 6,801 | $126.0K | 0.00% | −7,095−51.1% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,154 | $114.0K | 0.00% | 00.0% | Unchanged |
| Macquarie Group Ltd | 5,050 | $93.0K | 0.00% | 00.0% | Unchanged |
| KBC Group NV | 4,013 | $74.0K | 0.00% | +4,013 | New |
| Ancora Advisors, LLC | 3,700 | $69.0K | 0.00% | −248,062−98.5% | Reduced |
| Ameritas Investment Partners, Inc. | 3,770 | $69.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 3,262 | $60.0K | 0.00% | +335+11.4% | Added |
| Metropolitan Life Insurance Co | 3,081 | $56.9K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 2,831 | $52.0K | 0.00% | −105−3.6% | Reduced |
| Cornerstone Management, Inc. | 1,940 | $35.8K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,766 | $33.0K | 0.00% | +1,146+184.8% | Added |
| Altshuler Shaham Ltd | 1,672 | $31.0K | 0.00% | −2,708−61.8% | Reduced |
| US Bancorp | 1,688 | $31.0K | 0.00% | −352−17.3% | Reduced |
| Allspring Global Investments Holdings, LLC | 1,693 | $31.0K | 0.00% | +899+113.2% | Added |
| UBS Group AG | 765 | $14.0K | 0.00% | −6,879−90.0% | Reduced |
| Sutton Wealth Advisors Inc. | 694 | $12.8K | 0.01% | +21+3.1% | Added |
| CWM, LLC | 295 | $5.00K | 0.00% | +19+6.9% | Added |
| Versant Capital Management, Inc | 265 | $5.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 236 | $4.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 198 | $4.00K | 0.00% | −162−45.0% | Reduced |
| Federation des caisses Desjardins du Quebec | 200 | $3.69K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 106 | $2.00K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 82 | $2.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 128 | $2.00K | 0.00% | +128 | New |
| Huntington National Bank | 56 | $1.00K | 0.00% | +55+5,500.0% | Added |
| Rockefeller Capital Management L.P. | 67 | $1.00K | 0.00% | +57+570.0% | Added |
| Sageworth Trust Co of South Dakota | 26 | $0 | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 3 | $0 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 5 | $0 | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 19 | $0 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Quent Capital, LLC | 6 | $0 | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 1 | $0 | 0.00% | +1 | New |
| Phase 2 Partners, LLC | 0 | $0 | 0.00% | −375,962−100.0% | Sold out |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −298,113−100.0% | Sold out |
| Weiss Multi-Strategy Advisers LLC | 0 | $0 | 0.00% | −211,444−100.0% | Sold out |
| HN Saltoro Capital, LP | 0 | $0 | 0.00% | −85,000−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −75,000−100.0% | Sold out |
| Zacks Investment Management | 0 | $0 | 0.00% | −54,069−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −52,775−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −40,463−100.0% | Sold out |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 0 | $0 | 0.00% | −38,745−100.0% | Sold out |
| Hennion & Walsh Asset Management, Inc. | 0 | $0 | 0.00% | −26,038−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −18,464−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −12,918−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −10,820−100.0% | Sold out |
| Econ Financial Services Corp | 0 | $0 | 0.00% | −6,424−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Byrne Asset Management LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Tarbox Family Office, Inc. | 0 | $0 | 0.00% | −43−100.0% | Sold out |
| Parametric Portfolio Associates LLC | – | – | – | – | Not filed |
| Amalgamated Financial Corp. | – | – | – | – | Not filed |
| IndexIQ Advisors LLC | – | – | – | – | Not filed |
| Virginia Retirement Systems Et Al | – | – | – | – | Not filed |
| Teachers Retirement System of the State of Kentucky | – | – | – | – | Not filed |