Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Avantax, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 156
- +7 vs. Q2 2022
- Shares held
- 44.6M
- −987.1K (−2.2%) vs. Q2 2022
- Total value
- $863.4M
- +$21.2M (+2.5%) vs. Q2 2022
- New holders
- 25
- 62 more added
- Sold out
- 18
- 43 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 7,496,494 | $145.0M | 0.00% | +7,669+0.1% | Added |
| Vanguard Group Inc | 5,216,544 | $100.9M | 0.00% | +155,304+3.1% | Added |
| Van Berkom & Associates Inc. | 2,585,521 | $50.0M | 2.38% | −447,605−14.8% | Reduced |
| Hill Path Capital LP | 2,312,749 | $44.7M | 2.53% | 00.0% | Unchanged |
| P2 Capital Partners, LLC | 2,300,000 | $44.5M | 5.49% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 2,075,969 | $40.1M | 0.02% | −202,394−8.9% | Reduced |
| Engine Capital Management, LP | 1,786,452 | $34.5M | 11.47% | −425,161−19.2% | Reduced |
| State Street Corp | 1,653,861 | $32.0M | 0.00% | −66,836−3.9% | Reduced |
| Newtyn Management, LLC | 1,576,303 | $30.5M | 6.69% | −172,086−9.8% | Reduced |
| Simcoe Capital Management, LLC | 1,551,178 | $30.0M | 4.33% | +1,551,178 | New |
| Invesco Ltd. | 1,275,402 | $24.7M | 0.01% | +3,722+0.3% | Added |
| No Street GP LP | 1,100,000 | $21.3M | 3.34% | +100,000+10.0% | Added |
| Renaissance Technologies LLC | 909,100 | $17.6M | 0.02% | −78,700−8.0% | Reduced |
| Geode Capital Management, LLC | 845,304 | $16.3M | 0.00% | +19,627+2.4% | Added |
| JPMorgan Chase & Co | 776,950 | $15.0M | 0.00% | +40,330+5.5% | Added |
| Weiss Asset Management LP | 710,739 | $13.7M | 0.36% | −266,000−27.2% | Reduced |
| Jacobs Levy Equity Management, Inc | 548,779 | $10.6M | 0.08% | −52,228−8.7% | Reduced |
| Northern Trust Corp | 538,893 | $10.4M | 0.00% | −1,202−0.2% | Reduced |
| D. E. Shaw & Co., Inc. | 516,232 | $9.98M | 0.02% | −113,089−18.0% | Reduced |
| Russell Investments Group, Ltd. | 482,938 | $9.34M | 0.02% | −767,417−61.4% | Reduced |
| Bank of New York Mellon Corp | 436,208 | $8.44M | 0.00% | +12,206+2.9% | Added |
| Norges Bank | 404,940 | $7.83M | 0.00% | +114,600+39.5% | Added |
| Portolan Capital Management, LLC | 399,648 | $7.73M | 0.82% | +399,648 | New |
| Charles Schwab Investment Management Inc | 350,419 | $6.78M | 0.00% | +12,125+3.6% | Added |
| Bank of Montreal | 309,631 | $6.22M | 0.00% | +309,631 | New |
| Morgan Stanley | 313,725 | $6.07M | 0.00% | −211,054−40.2% | Reduced |
| Principal Financial Group Inc | 296,456 | $5.73M | 0.00% | −403−0.1% | Reduced |
| Rothschild & Co Asset Management US Inc. | 295,711 | $5.72M | 0.10% | +20,426+7.4% | Added |
| Jupiter Asset Management Ltd | 281,024 | $5.43M | 0.08% | +122,424+77.2% | Added |
| Deutsche Bank AG | 271,511 | $5.25M | 0.00% | −4,726−1.7% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 251,900 | $4.87M | 0.02% | +25,800+11.4% | Added |
| Two Sigma Advisers, LP | 220,651 | $4.27M | 0.01% | −55,600−20.1% | Reduced |
| Ameriprise Financial Inc | 216,228 | $4.18M | 0.00% | +21,886+11.3% | Added |
| Goldman Sachs Group Inc | 198,183 | $3.83M | 0.00% | +113,127+133.0% | Added |
| Kestrel Investment Management Corp | 190,650 | $3.69M | 2.34% | −5,200−2.7% | Reduced |
| Advisory Research Inc | 186,018 | $3.60M | 0.35% | +73,033+64.6% | Added |
| Millennium Management LLC | 155,262 | $3.00M | 0.00% | +104,602+206.5% | Added |
| Nuveen Asset Management, LLC | 144,354 | $2.79M | 0.00% | −3,127−2.1% | Reduced |
| Federated Hermes, Inc. | 138,222 | $2.67M | 0.01% | +24,120+21.1% | Added |
| Rhumbline Advisers | 136,980 | $2.65M | 0.00% | +9,496+7.4% | Added |
| Legal & General Group Plc | 136,096 | $2.63M | 0.00% | +1,584+1.2% | Added |
| Mirae Asset Global Investments Co., Ltd. | 133,102 | $2.58M | 0.01% | −95,896−41.9% | Reduced |
| Voss Capital, LLC | 129,013 | $2.50M | 0.71% | +129,013 | New |
| New York State Teachers Retirement System | 110,595 | $2.14M | 0.01% | −320−0.3% | Reduced |
| Golden Gate Private Equity, Inc. | 106,080 | $2.05M | 0.95% | −645,705−85.9% | Reduced |
| EAM Global Investors LLC | 104,626 | $2.02M | 0.54% | +104,626 | New |
| Boston Partners | 101,216 | $1.96M | 0.00% | −50,664−33.4% | Reduced |
| Swiss National Bank | 100,800 | $1.95M | 0.00% | −2,300−2.2% | Reduced |
| Public Sector Pension Investment Board | 87,500 | $1.69M | 0.01% | +370.0% | Added |
| Avantax Advisory Services, Inc. | 72,312 | $1.40M | 0.02% | +335+0.5% | Added |
| EAM Investors, LLC | 71,348 | $1.38M | 0.30% | +71,348 | New |
| Gsa Capital Partners LLP | 66,039 | $1.28M | 0.17% | +8,917+15.6% | Added |
| Algert Global LLC | 64,932 | $1.26M | 0.08% | +3,902+6.4% | Added |
| Credit Suisse AG | 62,408 | $1.21M | 0.00% | +3,699+6.3% | Added |
| SEI Investments Co | 59,529 | $1.15M | 0.00% | +1,143+2.0% | Added |
| Great West Life Assurance Co | 58,980 | $1.14M | 0.00% | +12,816+27.8% | Added |
| California State Teachers Retirement System | 55,397 | $1.07M | 0.00% | −2,097−3.6% | Reduced |
| UBS Asset Management Americas Inc | 55,201 | $1.07M | 0.00% | +6,461+13.3% | Added |
| Alliancebernstein L.P. | 51,428 | $995.0K | 0.00% | +134+0.3% | Added |
| Thrivent Financial for Lutherans | 49,356 | $955.0K | 0.00% | +2,937+6.3% | Added |
| Bank of America Corp | 48,979 | $948.0K | 0.00% | +29,365+149.7% | Added |
| Prudential Financial Inc | 48,609 | $940.0K | 0.00% | +65+0.1% | Added |
| Jackson Creek Investment Advisors LLC | 46,968 | $908.0K | 0.43% | −2,055−4.2% | Reduced |
| Tudor Investment Corp Et Al | 45,334 | $877.0K | 0.02% | +17,961+65.6% | Added |
| CastleKnight Management LP | 45,000 | $870.0K | 0.28% | −21,235−32.1% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 43,502 | $841.0K | 0.01% | +431+1.0% | Added |
| Comerica Bank | 36,548 | $761.0K | 0.01% | −3,925−9.7% | Reduced |
| Yousif Capital Management, LLC | 38,579 | $746.0K | 0.01% | −566−1.4% | Reduced |
| Price T Rowe Associates Inc | 37,964 | $735.0K | 0.00% | −26,554−41.2% | Reduced |
| Pacific Ridge Capital Partners, LLC | 37,610 | $727.0K | 0.19% | +170+0.5% | Added |
| New York State Common Retirement Fund | 35,720 | $691.0K | 0.00% | +5,702+19.0% | Added |
| Ensign Peak Advisors, Inc | 34,908 | $675.0K | 0.00% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 34,840 | $674.0K | 0.00% | +14,662+72.7% | Added |
| Texas Permanent School Fund | 34,342 | $664.0K | 0.01% | +20+0.1% | Added |
| State of Alaska, Department of Revenue | 33,107 | $640.0K | 0.01% | −2,632−7.4% | Reduced |
| Trexquant Investment LP | 32,624 | $631.0K | 0.02% | −12,503−27.7% | Reduced |
| State Board of Administration of Florida Retirement System | 29,315 | $567.0K | 0.00% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 29,185 | $564.0K | 0.02% | +29,185 | New |
| Victory Capital Management Inc | 27,686 | $535.0K | 0.00% | −5,095−15.5% | Reduced |
| Putnam Investments LLC | 27,537 | $533.0K | 0.00% | −498−1.8% | Reduced |
| MetLife Investment Management | 26,891 | $520.1K | 0.00% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 26,510 | $513.0K | 0.00% | +26,510 | New |
| American International Group, Inc. | 26,094 | $505.0K | 0.00% | +554+2.2% | Added |
| Susquehanna International Group, LLP | 25,934 | $502.0K | 0.00% | +4,838+22.9% | Added |
| New York Life Investment Management LLC | 25,904 | $501.0K | 0.01% | +2,050+8.6% | Added |
| FMR LLC | 23,407 | $453.0K | 0.00% | −408−1.7% | Reduced |
| Amalgamated Bank | 23,172 | $448.0K | 0.00% | +426+1.9% | Added |
| Louisiana State Employees Retirement System | 22,800 | $441.0K | 0.01% | 00.0% | Unchanged |
| Citigroup Inc | 22,512 | $435.0K | 0.00% | +1,907+9.3% | Added |
| BNP Paribas Arbitrage, SA | 19,977 | $386.4K | 0.00% | +4,656+30.4% | Added |
| AQR Capital Management LLC | 19,949 | $386.0K | 0.00% | +19,949 | New |
| Maryland State Retirement & Pension System | 19,501 | $377.0K | 0.03% | +355+1.9% | Added |
| Teacher Retirement System of Texas | 19,429 | $376.0K | 0.00% | +19,429 | New |
| State of Tennessee, Treasury Department | 19,246 | $372.0K | 0.00% | +881+4.8% | Added |
| Voya Investment Management LLC | 18,975 | $367.0K | 0.00% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 18,941 | $366.3K | 0.00% | −413−2.1% | Reduced |
| Assenagon Asset Management S.A. | 18,895 | $365.0K | 0.00% | +18,895 | New |
| Citadel Advisors LLC | 18,566 | $359.0K | 0.00% | +18,566 | New |
| Rock Creek Group, LP | 18,132 | $351.0K | 0.05% | +18,132 | New |
| ExodusPoint Capital Management, LP | 17,327 | $335.0K | 0.00% | +17,327 | New |