Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Avantax, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 156
- +7 vs. Q2 2022
- Shares held
- 44.6M
- −987.1K (−2.2%) vs. Q2 2022
- Total value
- $863.4M
- +$21.2M (+2.5%) vs. Q2 2022
- New holders
- 25
- 62 more added
- Sold out
- 18
- 43 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| State of Wyoming | 17,043 | $329.0K | 0.16% | +5,935+53.4% | Added |
| Royal Bank of Canada | 16,240 | $314.0K | 0.00% | +1,518+10.3% | Added |
| Landscape Capital Management, L.L.C. | 16,193 | $313.0K | 0.04% | +16,193 | New |
| Barclays PLC | 16,038 | $310.0K | 0.00% | +1,313+8.9% | Added |
| HighVista Strategies LLC | 15,872 | $307.0K | 0.18% | 00.0% | Unchanged |
| Oregon Public Employees Retirement Fund | 15,576 | $301.0K | 0.00% | 00.0% | Unchanged |
| Cim Investment Mangement Inc | 15,569 | $301.0K | 0.13% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 15,477 | $299.0K | 0.02% | +691+4.7% | Added |
| Everence Capital Management Inc | 15,340 | $297.0K | 0.03% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 15,138 | $293.0K | 0.00% | +15,138 | New |
| Teachers Retirement System of the State of Kentucky | 14,408 | $279.0K | 0.00% | +14,408 | New |
| Bailard, Inc. | 12,000 | $232.0K | 0.01% | +12,000 | New |
| Public Employees Retirement Association of Colorado | 11,663 | $226.0K | 0.00% | 00.0% | Unchanged |
| Arizona State Retirement System | 11,555 | $223.0K | 0.00% | −308−2.6% | Reduced |
| Fox Run Management, L.L.C. | 11,450 | $221.0K | 0.09% | +11,450 | New |
| Simplex Trading, LLC | 11,163 | $215.0K | 0.01% | −29,105−72.3% | Reduced |
| Ancora Advisors, LLC | 10,900 | $211.0K | 0.01% | +7,200+194.6% | Added |
| Mutual of America Capital Management LLC | 9,499 | $184.0K | 0.00% | +1,564+19.7% | Added |
| Tower Research Capital LLC (TRC) | 9,476 | $183.0K | 0.00% | +7,710+436.6% | Added |
| STRS Ohio | 8,900 | $172.0K | 0.00% | +8,900 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,154 | $119.0K | 0.00% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 5,328 | $103.0K | 0.00% | +3,635+214.7% | Added |
| Macquarie Group Ltd | 4,488 | $98.0K | 0.00% | −562−11.1% | Reduced |
| KBC Group NV | 4,013 | $78.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 3,899 | $75.0K | 0.00% | −2,902−42.7% | Reduced |
| Ameritas Investment Partners, Inc. | 3,770 | $72.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 3,366 | $65.0K | 0.00% | +104+3.2% | Added |
| Metropolitan Life Insurance Co | 3,081 | $59.6K | 0.00% | 00.0% | Unchanged |
| Altshuler Shaham Ltd | 2,974 | $58.0K | 0.00% | +1,302+77.9% | Added |
| Cornerstone Management, Inc. | 1,940 | $37.5K | 0.01% | 00.0% | Unchanged |
| US Bancorp | 911 | $17.0K | 0.00% | −777−46.0% | Reduced |
| Advisor Group Holdings, Inc. | 885 | $17.0K | 0.00% | +687+347.0% | Added |
| Sutton Wealth Advisors Inc. | 693 | $13.4K | 0.01% | −1−0.1% | Reduced |
| CWM, LLC | 391 | $8.00K | 0.00% | +96+32.5% | Added |
| Versant Capital Management, Inc | 277 | $5.00K | 0.00% | +12+4.5% | Added |
| TCI Wealth Advisors, Inc. | 236 | $5.00K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 200 | $3.87K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 133 | $3.00K | 0.00% | −632−82.6% | Reduced |
| Lindbrook Capital, LLC | 148 | $3.00K | 0.00% | +20+15.6% | Added |
| Fifth Third Bancorp | 106 | $2.00K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 82 | $2.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 81 | $2.00K | 0.00% | +62+326.3% | Added |
| Parallel Advisors, LLC | 100 | $2.00K | 0.00% | +90+900.0% | Added |
| Meeder Asset Management Inc | 52 | $1.00K | 0.00% | +51+5,100.0% | Added |
| Nisa Investment Advisors, LLC | 39 | $1.00K | 0.00% | +39 | New |
| Farmers & Merchants Investments Inc | 30 | $1.00K | 0.00% | +30 | New |
| Wipfli Financial Advisors LLC, | 28 | $1.00K | 0.00% | +28 | New |
| Huntington National Bank | 1 | $0 | 0.00% | −55−98.2% | Reduced |
| Rockefeller Capital Management L.P. | 25 | $0 | 0.00% | −42−62.7% | Reduced |
| Clearstead Advisors, LLC | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 3 | $0 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 5 | $0 | 0.00% | 00.0% | Unchanged |
| Quent Capital, LLC | 6 | $0 | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 16 | $0 | 0.00% | +16 | New |
| Covestor Ltd | 3 | $0 | 0.00% | +3 | New |
| Armistice Capital, LLC | 0 | $0 | 0.00% | −736,000−100.0% | Sold out |
| Employees Retirement System of Texas | 0 | $0 | 0.00% | −124,000−100.0% | Sold out |
| Grantham, Mayo, Van Otterloo & Co. LLC | 0 | $0 | 0.00% | −58,000−100.0% | Sold out |
| Archon Capital Management LLC | 0 | $0 | 0.00% | −56,208−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −40,193−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −35,280−100.0% | Sold out |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −13,234−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −12,800−100.0% | Sold out |
| Delphia (USA) Inc. | 0 | $0 | 0.00% | −12,724−100.0% | Sold out |
| Corton Capital Inc. | 0 | $0 | 0.00% | −11,593−100.0% | Sold out |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −10,558−100.0% | Sold out |
| First Citizens Bank & Trust Co | 0 | $0 | 0.00% | −10,126−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −10,157−100.0% | Sold out |
| Skylands Capital, LLC | 0 | $0 | 0.00% | −8,400−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −7,773−100.0% | Sold out |
| Counterpoint Mutual Funds LLC | 0 | $0 | 0.00% | −7,237−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −2,831−100.0% | Sold out |
| Sageworth Trust Co of South Dakota | 0 | $0 | 0.00% | −26−100.0% | Sold out |