Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Avantax, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
AVTA is no longer listed, and 13F filings after Q3 2023 list far fewer holders. See Q3 2023
- Institutional holders
- 2
- −159 vs. Q3 2023
- Shares held
- 101
- −32.6M (−100.0%) vs. Q3 2023
- Total value
- $26
- −$835.0M (−100.0%) vs. Q3 2023
- New holders
- 0
- 0 more added
- Sold out
- 159
- 1 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $26 | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 100 | $0 | 0.00% | −1,000−90.9% | Reduced |
| BlackRock Inc. | 0 | $0 | 0.00% | −5,784,266−100.0% | Sold out |
| Vanguard Group Inc | 0 | $0 | 0.00% | −4,082,841−100.0% | Sold out |
| Van Berkom & Associates Inc. | 0 | $0 | 0.00% | −2,610,995−100.0% | Sold out |
| State Street Corp | 0 | $0 | 0.00% | −1,559,615−100.0% | Sold out |
| Dimensional Fund Advisors LP | 0 | $0 | 0.00% | −1,436,832−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −1,186,353−100.0% | Sold out |
| Morgan Stanley | 0 | $0 | 0.00% | −1,091,450−100.0% | Sold out |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −892,041−100.0% | Sold out |
| Engine Capital Management, LP | 0 | $0 | 0.00% | −874,857−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −867,700−100.0% | Sold out |
| Woodline Partners LP | 0 | $0 | 0.00% | −864,304−100.0% | Sold out |
| Water Island Capital LLC | 0 | $0 | 0.00% | −787,549−100.0% | Sold out |
| Geode Capital Management, LLC | 0 | $0 | 0.00% | −780,556−100.0% | Sold out |
| Simcoe Capital Management, LLC | 0 | $0 | 0.00% | −501,063−100.0% | Sold out |
| Glazer Capital, LLC | 0 | $0 | 0.00% | −475,741−100.0% | Sold out |
| Boston Partners | 0 | $0 | 0.00% | −469,780−100.0% | Sold out |
| CNH Partners LLC | 0 | $0 | 0.00% | −466,478−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −424,767−100.0% | Sold out |
| NewEdge Wealth, LLC | 0 | $0 | 0.00% | −351,247−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −318,496−100.0% | Sold out |
| Charles Schwab Investment Management Inc | 0 | $0 | 0.00% | −300,410−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −285,562−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −265,068−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −260,180−100.0% | Sold out |
| P Schoenfeld Asset Management LP | 0 | $0 | 0.00% | −256,200−100.0% | Sold out |
| Deutsche Bank AG | 0 | $0 | 0.00% | −250,168−100.0% | Sold out |
| Versor Investments LP | 0 | $0 | 0.00% | −223,676−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −204,594−100.0% | Sold out |
| Great Lakes Advisors, LLC | 0 | $0 | 0.00% | −203,999−100.0% | Sold out |
| Principal Financial Group Inc | 0 | $0 | 0.00% | −197,021−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −189,202−100.0% | Sold out |
| Highland Capital Management Fund Advisors, L.P. | 0 | $0 | 0.00% | −164,640−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −156,462−100.0% | Sold out |
| Norges Bank | 0 | $0 | 0.00% | −144,275−100.0% | Sold out |
| Schroder Investment Management Group | 0 | $0 | 0.00% | −134,524−100.0% | Sold out |
| Alliancebernstein L.P. | 0 | $0 | 0.00% | −131,420−100.0% | Sold out |
| Nuveen Asset Management, LLC | 0 | $0 | 0.00% | −123,300−100.0% | Sold out |
| Rhumbline Advisers | 0 | $0 | 0.00% | −120,225−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −118,856−100.0% | Sold out |
| Legal & General Group Plc | 0 | $0 | 0.00% | −108,548−100.0% | Sold out |
| Vivaldi Asset Management, LLC | 0 | $0 | 0.00% | −105,139−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −101,666−100.0% | Sold out |
| Moore Capital Management, LP | 0 | $0 | 0.00% | −98,152−100.0% | Sold out |
| Federated Hermes, Inc. | 0 | $0 | 0.00% | −92,043−100.0% | Sold out |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −90,243−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −86,717−100.0% | Sold out |
| Swiss National Bank | 0 | $0 | 0.00% | −80,600−100.0% | Sold out |
| New York State Teachers Retirement System | 0 | $0 | 0.00% | −78,213−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −73,582−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −71,193−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −67,643−100.0% | Sold out |
| EJF Capital LLC | 0 | $0 | 0.00% | −57,432−100.0% | Sold out |
| PenderFund Capital Management Ltd. | 0 | $0 | 0.00% | −42,064−100.0% | Sold out |
| Carmignac Gestion | 0 | $0 | 0.00% | −56,144−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −56,143−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −55,761−100.0% | Sold out |
| Avantax Advisory Services, Inc. | 0 | $0 | 0.00% | −54,987−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −53,800−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −53,422−100.0% | Sold out |
| Public Sector Pension Investment Board | 0 | $0 | 0.00% | −45,435−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −44,864−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −43,511−100.0% | Sold out |
| Prelude Capital Management, LLC | 0 | $0 | 0.00% | −41,557−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −41,196−100.0% | Sold out |
| California State Teachers Retirement System | 0 | $0 | 0.00% | −40,860−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −39,546−100.0% | Sold out |
| Public Employees Retirement System of Ohio | 0 | $0 | 0.00% | −37,681−100.0% | Sold out |
| Kellner Capital, LLC | 0 | $0 | 0.00% | −37,600−100.0% | Sold out |
| Pacific Ridge Capital Partners, LLC | 0 | $0 | 0.00% | −37,288−100.0% | Sold out |
| SEI Investments Co | 0 | $0 | 0.00% | −36,573−100.0% | Sold out |
| UBS Asset Management Americas Inc | 0 | $0 | 0.00% | −34,811−100.0% | Sold out |
| Advisory Research Inc | 0 | $0 | 0.00% | −33,691−100.0% | Sold out |
| Thrivent Financial for Lutherans | 0 | $0 | 0.00% | −33,628−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −33,569−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −32,810−100.0% | Sold out |
| Allianz Asset Management GmbH | 0 | $0 | 0.00% | −32,300−100.0% | Sold out |
| Great West Life Assurance Co | 0 | $0 | 0.00% | −31,766−100.0% | Sold out |
| Texas Permanent School Fund | 0 | $0 | 0.00% | −31,220−100.0% | Sold out |
| Diametric Capital, LP | 0 | $0 | 0.00% | −30,685−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −30,522−100.0% | Sold out |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −29,850−100.0% | Sold out |
| BCK Capital Management LP | 0 | $0 | 0.00% | −27,000−100.0% | Sold out |
| State of Tennessee, Treasury Department | 0 | $0 | 0.00% | −25,717−100.0% | Sold out |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −25,051−100.0% | Sold out |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 0 | $0 | 0.00% | −24,576−100.0% | Sold out |
| Voya Investment Management LLC | 0 | $0 | 0.00% | −23,267−100.0% | Sold out |
| Illinois Municipal Retirement Fund | 0 | $0 | 0.00% | −23,275−100.0% | Sold out |
| Gabelli Funds LLC | 0 | $0 | 0.00% | −23,000−100.0% | Sold out |
| State of Alaska, Department of Revenue | 0 | $0 | 0.00% | −22,888−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −21,936−100.0% | Sold out |
| Franklin Resources Inc | 0 | $0 | 0.00% | −21,507−100.0% | Sold out |
| American International Group, Inc. | 0 | $0 | 0.00% | −20,992−100.0% | Sold out |
| Gabelli & Co Investment Advisers, Inc. | 0 | $0 | 0.00% | −20,950−100.0% | Sold out |
| MetLife Investment Management | 0 | $0 | 0.00% | −20,779−100.0% | Sold out |
| Yousif Capital Management, LLC | 0 | $0 | 0.00% | −20,706−100.0% | Sold out |
| Mint Tower Capital Management B.V. | 0 | $0 | 0.00% | −20,280−100.0% | Sold out |
| Janus Henderson Group PLC | 0 | $0 | 0.00% | −19,945−100.0% | Sold out |
| Louisiana State Employees Retirement System | 0 | $0 | 0.00% | −18,700−100.0% | Sold out |