Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Avantax, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 141
- −13 vs. Q2 2021
- Shares held
- 43.8M
- −188.5K (−0.4%) vs. Q2 2021
- Total value
- $682.3M
- −$78.7M (−10.3%) vs. Q2 2021
- New holders
- 11
- 34 more added
- Sold out
- 24
- 62 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 7,624,883 | $118.9M | 0.00% | −170,723−2.2% | Reduced |
| Vanguard Group Inc | 4,938,294 | $77.0M | 0.00% | −39,242−0.8% | Reduced |
| Van Berkom & Associates Inc. | 3,974,116 | $62.0M | 1.88% | −92,209−2.3% | Reduced |
| Dimensional Fund Advisors LP | 3,102,457 | $48.4M | 0.02% | −155,805−4.8% | Reduced |
| P2 Capital Partners, LLC | 2,300,000 | $35.9M | 3.02% | 00.0% | Unchanged |
| State Street Corp | 1,669,144 | $26.0M | 0.00% | +29,954+1.8% | Added |
| Ancora Advisors, LLC | 1,668,232 | $26.0M | 0.68% | +30,875+1.9% | Added |
| Russell Investments Group, Ltd. | 1,618,971 | $25.2M | 0.04% | +359,727+28.6% | Added |
| D. E. Shaw & Co., Inc. | 1,488,390 | $23.2M | 0.03% | −22,876−1.5% | Reduced |
| Renaissance Technologies LLC | 1,413,896 | $22.0M | 0.03% | +22,896+1.6% | Added |
| Geode Capital Management, LLC | 796,517 | $12.4M | 0.00% | −31,391−3.8% | Reduced |
| Golden Gate Private Equity, Inc. | 751,785 | $11.7M | 2.08% | 00.0% | Unchanged |
| Archon Capital Management LLC | 685,404 | $10.7M | 2.26% | 00.0% | Unchanged |
| Invesco Ltd. | 630,908 | $9.84M | 0.00% | +17,443+2.8% | Added |
| Northern Trust Corp | 594,334 | $9.27M | 0.00% | +19,829+3.5% | Added |
| Balyasny Asset Management LLC | 587,682 | $9.16M | 0.04% | +166,001+39.4% | Added |
| Jacobs Levy Equity Management, Inc | 539,576 | $8.41M | 0.06% | −72,537−11.9% | Reduced |
| Nuveen Asset Management, LLC | 513,801 | $7.74M | 0.00% | −59,703−10.4% | Reduced |
| JPMorgan Chase & Co | 490,990 | $7.66M | 0.00% | −52,289−9.6% | Reduced |
| Hill Path Capital LP | 481,500 | $7.51M | 0.39% | +481,500 | New |
| Charles Schwab Investment Management Inc | 451,448 | $7.04M | 0.00% | +49,958+12.4% | Added |
| Bank of New York Mellon Corp | 435,597 | $6.79M | 0.00% | +10,931+2.6% | Added |
| Norges Bank | 435,136 | $6.78M | 0.00% | −15,560−3.5% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 384,729 | $6.00M | 0.13% | +128,828+50.3% | Added |
| Principal Financial Group Inc | 332,380 | $5.18M | 0.00% | −2,368−0.7% | Reduced |
| Assenagon Asset Management S.A. | 268,291 | $4.18M | 0.02% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 259,060 | $4.04M | 0.01% | −16,657−6.0% | Reduced |
| Deutsche Bank AG | 250,346 | $3.90M | 0.00% | −30,542−10.9% | Reduced |
| Morgan Stanley | 244,110 | $3.81M | 0.00% | −22,718−8.5% | Reduced |
| SCW Capital Management, LP | 235,141 | $3.67M | 2.97% | +235,141 | New |
| Two Sigma Advisers, LP | 221,851 | $3.46M | 0.01% | −55,900−20.1% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 214,259 | $3.34M | 0.19% | 00.0% | Unchanged |
| Kestrel Investment Management Corp | 211,850 | $3.30M | 1.57% | −37,400−15.0% | Reduced |
| Ameriprise Financial Inc | 203,775 | $3.18M | 0.00% | −7,020−3.3% | Reduced |
| Citadel Advisors LLC | 188,661 | $2.94M | 0.00% | −43,068−18.6% | Reduced |
| Millennium Management LLC | 170,704 | $2.66M | 0.00% | −261,658−60.5% | Reduced |
| Public Sector Pension Investment Board | 138,111 | $2.15M | 0.01% | +39,057+39.4% | Added |
| Legal & General Group Plc | 134,507 | $2.10M | 0.00% | +10,684+8.6% | Added |
| Rhumbline Advisers | 133,247 | $2.08M | 0.00% | −18,402−12.1% | Reduced |
| Boston Partners | 128,540 | $2.00M | 0.00% | +346+0.3% | Added |
| New York State Teachers Retirement System | 113,815 | $1.77M | 0.00% | +2,700+2.4% | Added |
| Parametric Portfolio Associates LLC | 109,330 | $1.70M | 0.00% | −12,589−10.3% | Reduced |
| Swiss National Bank | 106,200 | $1.66M | 0.00% | 00.0% | Unchanged |
| Rothschild & Co Asset Management US Inc. | 86,889 | $1.35M | 0.02% | −1,570−1.8% | Reduced |
| Two Sigma Investments, LP | 85,002 | $1.32M | 0.00% | −68,435−44.6% | Reduced |
| Tudor Investment Corp Et Al | 81,237 | $1.27M | 0.03% | −34,651−29.9% | Reduced |
| Goldman Sachs Group Inc | 76,611 | $1.19M | 0.00% | −21,677−22.1% | Reduced |
| Verition Fund Management LLC | 75,490 | $1.18M | 0.02% | +75,490 | New |
| Price T Rowe Associates Inc | 71,377 | $1.11M | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 65,869 | $1.03M | 0.00% | −1,015−1.5% | Reduced |
| CM Management, LLC | 65,000 | $1.01M | 0.76% | 00.0% | Unchanged |
| Credit Suisse AG | 64,408 | $1.00M | 0.00% | −1,943−2.9% | Reduced |
| Employees Retirement System of Texas | 62,000 | $967.0K | 0.01% | +62,000 | New |
| Algert Global LLC | 61,716 | $962.0K | 0.13% | +61,716 | New |
| Benefit Street Partners LLC | 59,100 | $921.0K | 0.35% | 00.0% | Unchanged |
| Bank of America Corp | 56,154 | $875.0K | 0.00% | +6,321+12.7% | Added |
| Prudential Financial Inc | 54,212 | $845.0K | 0.00% | +2,109+4.0% | Added |
| Avantax Advisory Services, Inc. | 53,136 | $829.0K | 0.01% | −2,875−5.1% | Reduced |
| Group One Trading, L.P. | 52,936 | $825.0K | 0.02% | −57,018−51.9% | Reduced |
| Public Employees Retirement System of Ohio | 52,338 | $816.0K | 0.00% | −1,941−3.6% | Reduced |
| BNP Paribas Arbitrage, SA | 51,059 | $796.0K | 0.00% | +31,928+166.9% | Added |
| Cubist Systematic Strategies, LLC | 47,829 | $746.0K | 0.01% | −6,479−11.9% | Reduced |
| Comerica Bank | 44,306 | $740.0K | 0.00% | −1,086−2.4% | Reduced |
| Engineers Gate Manager LP | 45,868 | $715.0K | 0.04% | +5,624+14.0% | Added |
| Ensign Peak Advisors, Inc | 45,338 | $707.0K | 0.00% | 00.0% | Unchanged |
| Arrowstreet Capital, Limited Partnership | 44,422 | $693.0K | 0.00% | −187,290−80.8% | Reduced |
| Great West Life Assurance Co | 41,727 | $655.0K | 0.00% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 41,871 | $653.0K | 0.00% | +41,871 | New |
| UBS Asset Management Americas Inc | 41,161 | $641.7K | 0.00% | 00.0% | Unchanged |
| Alpine Global Management, LLC | 40,640 | $634.0K | 0.14% | +40,640 | New |
| Thrivent Financial for Lutherans | 39,341 | $613.0K | 0.00% | −239−0.6% | Reduced |
| Barclays PLC | 38,878 | $606.0K | 0.00% | +13,493+53.2% | Added |
| Pacific Ridge Capital Partners, LLC | 37,580 | $586.0K | 0.11% | +1,490+4.1% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 36,903 | $575.0K | 0.01% | −252−0.7% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 36,695 | $572.0K | 0.03% | −760−2.0% | Reduced |
| Texas Permanent School Fund | 36,004 | $561.0K | 0.01% | −77−0.2% | Reduced |
| New York State Common Retirement Fund | 35,819 | $558.0K | 0.00% | −7,761−17.8% | Reduced |
| State of Alaska, Department of Revenue | 35,459 | $552.0K | 0.01% | +1,955+5.8% | Added |
| American International Group, Inc. | 30,515 | $476.0K | 0.00% | −1,035−3.3% | Reduced |
| Alliancebernstein L.P. | 29,954 | $467.0K | 0.00% | −8,310−21.7% | Reduced |
| State Board of Administration of Florida Retirement System | 29,467 | $459.0K | 0.00% | 00.0% | Unchanged |
| Occudo Quantitative Strategies LP | 27,363 | $427.0K | 0.05% | −9,222−25.2% | Reduced |
| IndexIQ Advisors LLC | 27,019 | $421.0K | 0.01% | +2,706+11.1% | Added |
| Manufacturers Life Insurance Company, The | 26,494 | $413.0K | 0.00% | −1,657−5.9% | Reduced |
| Citigroup Inc | 26,086 | $407.0K | 0.00% | −984−3.6% | Reduced |
| Jefferies Group LLC | 25,350 | $395.2K | 0.01% | +25,350 | New |
| Amalgamated Bank | 24,415 | $381.0K | 0.00% | −345−1.4% | Reduced |
| Jane Street Group, LLC | 23,655 | $369.0K | 0.00% | +23,655 | New |
| Louisiana State Employees Retirement System | 23,500 | $366.0K | 0.01% | +1,700+7.8% | Added |
| Royal Bank of Canada | 20,218 | $314.0K | 0.00% | +2,425+13.6% | Added |
| Voya Investment Management LLC | 20,018 | $312.0K | 0.00% | 00.0% | Unchanged |
| Maryland State Retirement & Pension System | 19,165 | $309.0K | 0.01% | +19,165 | New |
| Oregon Public Employees Retirement Fund | 19,576 | $305.0K | 0.00% | −100−0.5% | Reduced |
| HRT Financial LP | 17,818 | $277.0K | 0.00% | +1,699+10.5% | Added |
| MetLife Investment Management | 17,555 | $273.7K | 0.00% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 17,371 | $271.0K | 0.01% | −42,371−70.9% | Reduced |
| Cim Investment Mangement Inc | 17,384 | $271.0K | 0.09% | 00.0% | Unchanged |
| Bank of Montreal | 15,598 | $253.0K | 0.00% | −918−5.6% | Reduced |
| State of Tennessee, Treasury Department | 15,582 | $243.0K | 0.00% | −1,660−9.6% | Reduced |
| Everence Capital Management Inc | 15,340 | $239.0K | 0.02% | 00.0% | Unchanged |