Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
Q3 2021 vs. Q2 2021
How the institutions holding Avantax, Inc. changed between Q2 2021 and Q3 2021.
All holders in Q3 2021All holders in Q2 2021
| Measure | Q2 2021 | Of which not filed for Q3 2021 | Q3 2021 | Change |
|---|---|---|---|---|
| Holders | 155 | 1 | 141 | −13 |
| Shares | 44.0M | 10 | 43.8M | −188.5K (−0.4%) |
| Value | $760.9M | $0 | $682.3M | −$78.7M (−10.3%) |
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (11)
Institutions that held Avantax, Inc. at the end of Q3 2021 but not at the end of Q2 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Hill Path Capital LP | 481,500 | $7.51M | 0.39% |
| SCW Capital Management, LP | 235,141 | $3.67M | 2.97% |
| Verition Fund Management LLC | 75,490 | $1.18M | 0.02% |
| Employees Retirement System of Texas | 62,000 | $967.0K | 0.01% |
| Algert Global LLC | 61,716 | $962.0K | 0.13% |
| Connor, Clark & Lunn Investment Management Ltd. | 41,871 | $653.0K | 0.00% |
| Alpine Global Management, LLC | 40,640 | $634.0K | 0.14% |
| Jefferies Group LLC | 25,350 | $395.2K | 0.01% |
| Jane Street Group, LLC | 23,655 | $369.0K | 0.00% |
| Maryland State Retirement & Pension System | 19,165 | $309.0K | 0.01% |
| Parallel Advisors, LLC | 10 | $0 | 0.00% |
Sold out (24)
Institutions that held Avantax, Inc. at the end of Q2 2021 and filed for Q3 2021 without it.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| Gsa Capital Partners LLP | 150,741 | $2.61M |
| ExodusPoint Capital Management, LP | 95,301 | $1.65M |
| Dynamic Technology Lab Private Ltd | 31,883 | $552.0K |
| Jump Financial, LLC | 29,700 | $514.0K |
| Walleye Trading LLC | 27,666 | $479.0K |
| Susquehanna International Group, LLP | 25,318 | $438.0K |
| Quadrature Capital Ltd | 16,092 | $279.0K |
| CWM Advisors, LLC | 15,840 | $274.0K |
| ProShare Advisors LLC | 13,927 | $241.0K |
| Belvedere Trading LLC | 13,194 | $213.0K |
| Trexquant Investment LP | 12,269 | $212.0K |
| C M Bidwell & Associates Ltd | 11,510 | $199.0K |
| Aigen Investment Management, LP | 11,343 | $196.0K |
| Man Group plc | 10,870 | $188.0K |
| Cutler Group LP | 9,101 | $157.0K |
| SG Americas Securities, LLC | 7,371 | $128.0K |
| Panagora Asset Management Inc | 6,200 | $107.0K |
| Pinz Capital Management, LP | 4,600 | $80.0K |
| Leonteq Securities AG | 3,000 | $51.9K |
| FORA Capital, LLC | 2,449 | $42.0K |
| Fifth Third Bancorp | 402 | $7.00K |
| Parkside Financial Bank & Trust | 13 | $0 |
| Tfo-TDC, LLC | 10 | $0 |
| IAG Wealth Partners, LLC | 10 | – |
Not filed for Q3 2021 yet (1)
Institutions that held Avantax, Inc. at the end of Q2 2021 and haven't filed a 13F for Q3 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q2 2021 | Value, Q2 2021 |
|---|---|---|
| CWM, LLC | 10 | $0 |