Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
Open-market trades, last 90 days
Open-market purchases (P) and sales (S) by Avantax, Inc. insiders, counted by Form 4 filing. Trades with a flagged price and duplicate filings are left out.
- Open-market buys
- 0 filings
- Open-market sells
- 0 filings
- Insiders trading
- 0
- Net value
- $0
- Purchases minus sales
Insider roster
Directors, officers and 10% owners who have filed a Form 4 for Avantax, Inc., current and former, most recent filer first. Last reported holding is the position after the last non-derivative trade in their latest filing.
| Name | Title | Last reported holding | Last filing | Filings, past year |
|---|---|---|---|---|
| Ernst Mark A | Director | 0Indirect | Nov 29, 2023 | 0 |
| Proctor Georganne | Director | 0 | Nov 29, 2023 | 0 |
| Schreuder Jana R | Director | 0 | Nov 29, 2023 | 0 |
| Hayles Carol | Director | 0 | Nov 29, 2023 | 0 |
| Leaman J Richard III | Director | 0 | Nov 29, 2023 | 0 |
| Walters Christopher William | Chief Executive Officer | 0 | Nov 29, 2023 | 0 |
| Murray Stacy | Principal Accounting Officer | 0 | Nov 29, 2023 | 0 |
| Mackay Todd C | President of Wealth Mgmt | 0 | Nov 29, 2023 | 0 |
| Bailey Tabitha | Chief Legal Officer & Corp Sec | 0 | Nov 29, 2023 | 0 |
| Mehlman Marc | Chief Financial Officer | 0Indirect | Nov 29, 2023 | 0 |
| Rao Karthik | Director | 0 | Nov 29, 2023 | 0 |
| Perry Tina | Director | 0 | Nov 29, 2023 | 0 |
| Kotecha Kanayalal Amritlal | Director | 0 | Nov 29, 2023 | 0 |
| Zappone Mary Slagle | Director | 63,639 | Jan 20, 2023 | 0 |
| Aldrich Steven | Director | 46,680 | Jan 20, 2023 | 0 |
| Bruder Ann J. | Chief Legal Officer & Sec'y | 96,812 | Jan 11, 2023 | 0 |
| Campbell Curtis A | President Software | 100,038 | Dec 20, 2022 | 0 |
Insider trades
Each row adds up one type of transaction in one Form 4 filing. Only open-market purchases (P) and sales (S) are shown by default; use the filters to see grants, option exercises and other codes.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Mar 2, 2023 (view filing) | Feb 28 | 2 days | Murray StacyPrincipal Accounting Officer | SSale | −8.49K | $29.04 | −$246.7K | −73.2%3.11K after | |
| Nov 21, 2022 (view filing) | Nov 17 | 4 days | Kotecha Kanayalal AmritlalDirector | PPurchase | +5.00K | $23.73 | +$118.7K | +33.4%20.0K after | |
| Dec 17, 2021 (view filing) | Dec 15 | 2 days | Mehlman MarcChief Financial Officer | PPurchase | +10.0K | $16.50 | +$165.0K | +24.0%51.6K after | |
| Dec 17, 2021 (view filing) | Dec 15 | 2 days | Proctor GeorganneDirector | PPurchase | +3.02K | $16.35 | +$49.5K | +6.6%48.7K after | |
| Dec 16, 2021 (view filing) | Dec 14 | 2 days | Walters Christopher WilliamChief Executive Officer | PPurchase | +10.0K | $16.73 | +$167.3K | +3.5%299.5K after | |
| Dec 15, 2021 (view filing) | Dec 13-15 | 2 days | Ernst Mark ADirector | PPurchase | +50.0K | $16.51 | +$825.5K | +127.2%89.3K after | 3 lots |