Walters Christopher William's Form 4 filing
Avantax, Inc. (AVTA) · filed Dec 16, 2021
- Accession no.
- 0001068875-21-000115
- Filed
- Dec 16, 2021
- Trade date
- Dec 14, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 1 non-derivative transaction. Open-market purchases total $167.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Walters Christopher WilliamCIK 0001607418 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 14, 2021 | Common Stock | PPurchaseAcquired | +10,000 | $16.73F2 | +$167,300 | 299,511 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Reflects the weighted average purchase price for all purchases made by the reporting person on the transaction date. The shares were purchased at prices ranging from $16.66 to $16.78 per share. Upon request by the SEC staff, the issuer or any security holder of the issuer, the reporting person will provide full information regarding the number of shares purchased at each separate price.
Referenced by the price of 1 transaction in Table I.