Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Avantax, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 141
- −13 vs. Q2 2021
- Shares held
- 43.8M
- −188.5K (−0.4%) vs. Q2 2021
- Total value
- $682.3M
- −$78.7M (−10.3%) vs. Q2 2021
- New holders
- 11
- 34 more added
- Sold out
- 24
- 62 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Eaton Vance Management | 318 | $0 | 0.00% | −114−26.4% | Reduced |
| AdvisorNet Financial, Inc | 5 | $0 | 0.00% | −100−95.2% | Reduced |
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 27 | $0 | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 3 | $0 | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 10 | $0 | 0.00% | +10 | New |
| Brewin Dolphin Ltd | 30 | $468 | 0.00% | 00.0% | Unchanged |
| Tarbox Family Office, Inc. | 43 | $1.00K | 0.00% | 00.0% | Unchanged |
| Joseph P. Lucia & Associates, LLC | 33 | $1.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 210 | $3.00K | 0.00% | −1,800−89.6% | Reduced |
| Fuller & Thaler Asset Management, Inc. | 177 | $3.00K | 0.00% | 00.0% | Unchanged |
| Sageworth Trust Co | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 252 | $3.00K | 0.00% | +26+11.5% | Added |
| Spire Wealth Management | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 265 | $4.00K | 0.00% | −74−21.8% | Reduced |
| Federation des caisses Desjardins du Quebec | 270 | $4.21K | 0.00% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 627 | $10.0K | 0.00% | −2,999−82.7% | Reduced |
| Sutton Wealth Advisors Inc. | 658 | $10.3K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 1,461 | $23.0K | 0.00% | +25+1.7% | Added |
| US Bancorp | 1,914 | $30.0K | 0.00% | +83+4.5% | Added |
| Altshuler Shaham Ltd | 2,292 | $36.0K | 0.00% | +13+0.6% | Added |
| Wells Fargo & Company | 2,838 | $44.0K | 0.00% | −440−13.4% | Reduced |
| The PNC Financial Services Group, Inc. | 2,872 | $45.0K | 0.00% | −134−4.5% | Reduced |
| Ameritas Investment Partners, Inc. | 4,225 | $66.0K | 0.00% | 00.0% | Unchanged |
| Macquarie Group Ltd | 5,050 | $79.0K | 0.00% | 00.0% | Unchanged |
| State of Wyoming | 5,054 | $79.0K | 0.05% | +368+7.9% | Added |
| UBS Group AG | 5,872 | $91.0K | 0.00% | −6,653−53.1% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,154 | $96.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 5,798 | $100.0K | 0.00% | −6,200−51.7% | Reduced |
| Mutual of America Capital Management LLC | 6,490 | $101.0K | 0.00% | −393−5.7% | Reduced |
| Acadian Asset Management LLC | 8,559 | $133.0K | 0.00% | −14,949−63.6% | Reduced |
| Wedge Capital Management L L P | 11,595 | $181.0K | 0.00% | +1,522+15.1% | Added |
| Public Employees Retirement Association of Colorado | 11,663 | $182.0K | 0.00% | 00.0% | Unchanged |
| First Citizens Bank & Trust Co | 12,180 | $190.0K | 0.01% | −333−2.7% | Reduced |
| Envestnet Asset Management Inc | 12,193 | $190.0K | 0.00% | −197−1.6% | Reduced |
| Metropolitan Life Insurance Co | 13,052 | $203.5K | 0.00% | +2,475+23.4% | Added |
| Arizona State Retirement System | 13,188 | $206.0K | 0.00% | +92+0.7% | Added |
| Teachers Retirement System of the State of Kentucky | 13,546 | $211.0K | 0.00% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 15,074 | $235.0K | 0.00% | −8,120−35.0% | Reduced |
| Tower Research Capital LLC (TRC) | 15,126 | $236.0K | 0.01% | +3,277+27.7% | Added |
| Everence Capital Management Inc | 15,340 | $239.0K | 0.02% | 00.0% | Unchanged |
| State of Tennessee, Treasury Department | 15,582 | $243.0K | 0.00% | −1,660−9.6% | Reduced |
| Bank of Montreal | 15,598 | $253.0K | 0.00% | −918−5.6% | Reduced |
| PEAK6 Investments LLC | 17,371 | $271.0K | 0.01% | −42,371−70.9% | Reduced |
| Cim Investment Mangement Inc | 17,384 | $271.0K | 0.09% | 00.0% | Unchanged |
| MetLife Investment Management | 17,555 | $273.7K | 0.00% | 00.0% | Unchanged |
| HRT Financial LP | 17,818 | $277.0K | 0.00% | +1,699+10.5% | Added |
| Oregon Public Employees Retirement Fund | 19,576 | $305.0K | 0.00% | −100−0.5% | Reduced |
| Maryland State Retirement & Pension System | 19,165 | $309.0K | 0.01% | +19,165 | New |
| Voya Investment Management LLC | 20,018 | $312.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 20,218 | $314.0K | 0.00% | +2,425+13.6% | Added |
| Louisiana State Employees Retirement System | 23,500 | $366.0K | 0.01% | +1,700+7.8% | Added |
| Jane Street Group, LLC | 23,655 | $369.0K | 0.00% | +23,655 | New |
| Amalgamated Bank | 24,415 | $381.0K | 0.00% | −345−1.4% | Reduced |
| Jefferies Group LLC | 25,350 | $395.2K | 0.01% | +25,350 | New |
| Citigroup Inc | 26,086 | $407.0K | 0.00% | −984−3.6% | Reduced |
| Manufacturers Life Insurance Company, The | 26,494 | $413.0K | 0.00% | −1,657−5.9% | Reduced |
| IndexIQ Advisors LLC | 27,019 | $421.0K | 0.01% | +2,706+11.1% | Added |
| Occudo Quantitative Strategies LP | 27,363 | $427.0K | 0.05% | −9,222−25.2% | Reduced |
| State Board of Administration of Florida Retirement System | 29,467 | $459.0K | 0.00% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 29,954 | $467.0K | 0.00% | −8,310−21.7% | Reduced |
| American International Group, Inc. | 30,515 | $476.0K | 0.00% | −1,035−3.3% | Reduced |
| State of Alaska, Department of Revenue | 35,459 | $552.0K | 0.01% | +1,955+5.8% | Added |
| New York State Common Retirement Fund | 35,819 | $558.0K | 0.00% | −7,761−17.8% | Reduced |
| Texas Permanent School Fund | 36,004 | $561.0K | 0.01% | −77−0.2% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 36,695 | $572.0K | 0.03% | −760−2.0% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 36,903 | $575.0K | 0.01% | −252−0.7% | Reduced |
| Pacific Ridge Capital Partners, LLC | 37,580 | $586.0K | 0.11% | +1,490+4.1% | Added |
| Barclays PLC | 38,878 | $606.0K | 0.00% | +13,493+53.2% | Added |
| Thrivent Financial for Lutherans | 39,341 | $613.0K | 0.00% | −239−0.6% | Reduced |
| Alpine Global Management, LLC | 40,640 | $634.0K | 0.14% | +40,640 | New |
| UBS Asset Management Americas Inc | 41,161 | $641.7K | 0.00% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 41,871 | $653.0K | 0.00% | +41,871 | New |
| Great West Life Assurance Co | 41,727 | $655.0K | 0.00% | 00.0% | Unchanged |
| Arrowstreet Capital, Limited Partnership | 44,422 | $693.0K | 0.00% | −187,290−80.8% | Reduced |
| Ensign Peak Advisors, Inc | 45,338 | $707.0K | 0.00% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 45,868 | $715.0K | 0.04% | +5,624+14.0% | Added |
| Comerica Bank | 44,306 | $740.0K | 0.00% | −1,086−2.4% | Reduced |
| Cubist Systematic Strategies, LLC | 47,829 | $746.0K | 0.01% | −6,479−11.9% | Reduced |
| BNP Paribas Arbitrage, SA | 51,059 | $796.0K | 0.00% | +31,928+166.9% | Added |
| Public Employees Retirement System of Ohio | 52,338 | $816.0K | 0.00% | −1,941−3.6% | Reduced |
| Group One Trading, L.P. | 52,936 | $825.0K | 0.02% | −57,018−51.9% | Reduced |
| Avantax Advisory Services, Inc. | 53,136 | $829.0K | 0.01% | −2,875−5.1% | Reduced |
| Prudential Financial Inc | 54,212 | $845.0K | 0.00% | +2,109+4.0% | Added |
| Bank of America Corp | 56,154 | $875.0K | 0.00% | +6,321+12.7% | Added |
| Benefit Street Partners LLC | 59,100 | $921.0K | 0.35% | 00.0% | Unchanged |
| Algert Global LLC | 61,716 | $962.0K | 0.13% | +61,716 | New |
| Employees Retirement System of Texas | 62,000 | $967.0K | 0.01% | +62,000 | New |
| Credit Suisse AG | 64,408 | $1.00M | 0.00% | −1,943−2.9% | Reduced |
| CM Management, LLC | 65,000 | $1.01M | 0.76% | 00.0% | Unchanged |
| California State Teachers Retirement System | 65,869 | $1.03M | 0.00% | −1,015−1.5% | Reduced |
| Price T Rowe Associates Inc | 71,377 | $1.11M | 0.00% | 00.0% | Unchanged |
| Verition Fund Management LLC | 75,490 | $1.18M | 0.02% | +75,490 | New |
| Goldman Sachs Group Inc | 76,611 | $1.19M | 0.00% | −21,677−22.1% | Reduced |
| Tudor Investment Corp Et Al | 81,237 | $1.27M | 0.03% | −34,651−29.9% | Reduced |
| Two Sigma Investments, LP | 85,002 | $1.32M | 0.00% | −68,435−44.6% | Reduced |
| Rothschild & Co Asset Management US Inc. | 86,889 | $1.35M | 0.02% | −1,570−1.8% | Reduced |
| Swiss National Bank | 106,200 | $1.66M | 0.00% | 00.0% | Unchanged |
| Parametric Portfolio Associates LLC | 109,330 | $1.70M | 0.00% | −12,589−10.3% | Reduced |