Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Avantax, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 141
- −13 vs. Q2 2021
- Shares held
- 43.8M
- −188.5K (−0.4%) vs. Q2 2021
- Total value
- $682.3M
- −$78.7M (−10.3%) vs. Q2 2021
- New holders
- 11
- 34 more added
- Sold out
- 24
- 62 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 15,126 | $236.0K | 0.01% | +3,277+27.7% | Added |
| Squarepoint Ops LLC | 15,074 | $235.0K | 0.00% | −8,120−35.0% | Reduced |
| Teachers Retirement System of the State of Kentucky | 13,546 | $211.0K | 0.00% | 00.0% | Unchanged |
| Arizona State Retirement System | 13,188 | $206.0K | 0.00% | +92+0.7% | Added |
| Metropolitan Life Insurance Co | 13,052 | $203.5K | 0.00% | +2,475+23.4% | Added |
| First Citizens Bank & Trust Co | 12,180 | $190.0K | 0.01% | −333−2.7% | Reduced |
| Envestnet Asset Management Inc | 12,193 | $190.0K | 0.00% | −197−1.6% | Reduced |
| Public Employees Retirement Association of Colorado | 11,663 | $182.0K | 0.00% | 00.0% | Unchanged |
| Wedge Capital Management L L P | 11,595 | $181.0K | 0.00% | +1,522+15.1% | Added |
| Acadian Asset Management LLC | 8,559 | $133.0K | 0.00% | −14,949−63.6% | Reduced |
| Mutual of America Capital Management LLC | 6,490 | $101.0K | 0.00% | −393−5.7% | Reduced |
| Simplex Trading, LLC | 5,798 | $100.0K | 0.00% | −6,200−51.7% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,154 | $96.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 5,872 | $91.0K | 0.00% | −6,653−53.1% | Reduced |
| Macquarie Group Ltd | 5,050 | $79.0K | 0.00% | 00.0% | Unchanged |
| State of Wyoming | 5,054 | $79.0K | 0.05% | +368+7.9% | Added |
| Ameritas Investment Partners, Inc. | 4,225 | $66.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,872 | $45.0K | 0.00% | −134−4.5% | Reduced |
| Wells Fargo & Company | 2,838 | $44.0K | 0.00% | −440−13.4% | Reduced |
| Altshuler Shaham Ltd | 2,292 | $36.0K | 0.00% | +13+0.6% | Added |
| US Bancorp | 1,914 | $30.0K | 0.00% | +83+4.5% | Added |
| Captrust Financial Advisors | 1,461 | $23.0K | 0.00% | +25+1.7% | Added |
| Sutton Wealth Advisors Inc. | 658 | $10.3K | 0.00% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 627 | $10.0K | 0.00% | −2,999−82.7% | Reduced |
| Federation des caisses Desjardins du Quebec | 270 | $4.21K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 265 | $4.00K | 0.00% | −74−21.8% | Reduced |
| Harbour Investments, Inc. | 210 | $3.00K | 0.00% | −1,800−89.6% | Reduced |
| Fuller & Thaler Asset Management, Inc. | 177 | $3.00K | 0.00% | 00.0% | Unchanged |
| Sageworth Trust Co | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 252 | $3.00K | 0.00% | +26+11.5% | Added |
| Spire Wealth Management | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Tarbox Family Office, Inc. | 43 | $1.00K | 0.00% | 00.0% | Unchanged |
| Joseph P. Lucia & Associates, LLC | 33 | $1.00K | 0.00% | 00.0% | Unchanged |
| Brewin Dolphin Ltd | 30 | $468 | 0.00% | 00.0% | Unchanged |
| Eaton Vance Management | 318 | $0 | 0.00% | −114−26.4% | Reduced |
| AdvisorNet Financial, Inc | 5 | $0 | 0.00% | −100−95.2% | Reduced |
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 27 | $0 | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 3 | $0 | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 10 | $0 | 0.00% | +10 | New |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −150,741−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −95,301−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −31,883−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −29,700−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −27,666−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −25,318−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −16,092−100.0% | Sold out |
| CWM Advisors, LLC | 0 | $0 | 0.00% | −15,840−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −13,927−100.0% | Sold out |
| Belvedere Trading LLC | 0 | $0 | 0.00% | −13,194−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −12,269−100.0% | Sold out |
| C M Bidwell & Associates Ltd | 0 | $0 | 0.00% | −11,510−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −11,343−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −10,870−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −9,101−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −7,371−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −6,200−100.0% | Sold out |
| Pinz Capital Management, LP | 0 | $0 | 0.00% | −4,600−100.0% | Sold out |
| Leonteq Securities AG | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| FORA Capital, LLC | 0 | $0 | 0.00% | −2,449−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −402−100.0% | Sold out |
| Parkside Financial Bank & Trust | 0 | $0 | 0.00% | −13−100.0% | Sold out |
| Tfo-TDC, LLC | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| IAG Wealth Partners, LLC | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |