Skip to main content
Livermore
Livermore
ZHEN

Vivaldi Asset Management, LLC

SEC CIK
0001604488
Latest filing
Aug 13, 2026

The latest 13F from Vivaldi Asset Management, LLC covers Q2 2026 (filed Aug 13, 2026): 161 long positions worth $1.72B. The top 10 holdings make up 56.6% of the portfolio, and the largest is Taylor Morrison Home Corp (TMHC) at 12.5%. Livermore has 24 filings on Form 13F from this institution, going back to Q1 2021.

What changed in Q2 2026

Share counts compared with Q1 2026: how many positions were new, added to, reduced or sold out, and the biggest buys and sells. Dollar amounts are estimated at the quarter-end prices implied by the filing.

Full comparison
New
41
Est. +$796.5M
Added
6
Est. +$107.0M
Reduced
15
Est. −$92.2M
Sold out
62
Est. −$1.02B

Top 5 holdings

Share of this quarter's portfolio value

  1. TMHCTaylor Morrison Home Corp
    12.5%$215.4MHistory
  2. GTLSChart Industries Inc
    10.5%$181.0MHistory
  3. NUVLNuvalent, Inc.
    6.0%$103.4MHistory
  4. NSANational Storage Affiliates Trust
    5.4%$92.0MHistory
  5. APGEApogee Therapeutics, Inc.
    4.8%$83.0MHistory

Share of portfolio

Top 5 holdings and the other 156 positions, by share of portfolio value

  1. TMHC12.5%
  2. GTLS10.5%
  3. NUVL6.0%
  4. NSA5.4%
  5. APGE4.8%
  6. Other 156 positions60.7%

Biggest buys

New and added positions, by estimated amount bought

  1. TMHCTaylor Morrison Home Corp
    +$215.4MNewHistory
  2. NUVLNuvalent, Inc.
    +$103.4MNewHistory
  3. APGEApogee Therapeutics, Inc.
    +$83.0MNewHistory
  4. SILASila Realty Trust, Inc.
    +$74.6MNewHistory
  5. JHGJanus Henderson Group Ltd.
    +$62.1MNewHistory

Largest weight increases

New and added positions, by percentage points of the portfolio gained

  1. TMHCTaylor Morrison Home Corp
    +12.54 pp0.0% → 12.5%History
  2. NUVLNuvalent, Inc.
    +6.02 pp0.0% → 6.0%History
  3. APGEApogee Therapeutics, Inc.
    +4.83 pp0.0% → 4.8%History
  4. SILASila Realty Trust, Inc.
    +4.34 pp0.0% → 4.3%History
  5. GTLSChart Industries Inc
    +3.68 pp6.9% → 10.5%History

Biggest sells

Reduced and sold-out positions, by estimated amount sold

  1. HOLXHologic Inc
    −$100.4MSold outHistory
  2. SEESealed Air Corp
    −$98.2MSold outHistory
  3. MASIMasimo Corp
    −$85.3MSold outHistory
  4. TPHTri Pointe Homes, Inc.
    −$74.7MSold outHistory
  5. ALSumisho Air Lease Corp
    −$63.4MSold outHistory

Largest weight decreases

Reduced and sold-out positions, by percentage points of the portfolio lost

  1. HOLXHologic Inc
    −5.27 pp5.3% → 0.0%History
  2. SEESealed Air Corp
    −5.16 pp5.2% → 0.0%History
  3. MASIMasimo Corp
    −4.48 pp4.5% → 0.0%History
  4. TPHTri Pointe Homes, Inc.
    −3.93 pp3.9% → 0.0%History
  5. ALSumisho Air Lease Corp
    −3.33 pp3.3% → 0.0%History

Metrics

13F metrics for Q2 2026, computed only from the numbers in the filings. Definitions below.

Portfolio value
$1.72B
−$186.0M (−9.8%) vs. prior quarter
Positions
161
−21 vs. prior quarter
Top 10 concentration
56.6%
Top 10 as share of value
Turnover
49.9%
Q2 2026, one quarter
Average holding period
2.3 quarters
Weighted by value

How these are calculated

  • Portfolio value: the market value of all long positions in the 13F, as reported at quarter end, excluding options.
  • Top 10 concentration: the combined value of the 10 largest positions as a share of portfolio value.
  • Turnover: the smaller of this quarter's estimated purchases and estimated sales, divided by the average of this and last quarter's portfolio value. Estimates multiply the change in shares by the quarter-end price implied by the filing (market value divided by shares); new positions use this quarter's value and sold-out positions last quarter's. Only positions reported in shares count, and it is not calculated when the previous quarter was not filed.
  • Average holding period: how many consecutive quarters each current position has been held (including this one; a quarter without the position or without a filing starts the count over), weighted by this quarter's value. Counting starts with the first 13F in Livermore (Q1 2021), so positions held before then are understated.

13F filings by quarter

22 quarters, going back to Q1 2021. Bars show each quarter's 13F portfolio value; quarters without a filing are left blank.

Peak $2.32B (Q1 2023)

Q1 2021: $511.4MQ2 2021: $670.4MQ3 2021: $659.4MQ4 2021: $569.7MQ1 2022: $930.0MQ2 2022: $1.43BQ3 2022: $2.12BQ4 2022: $1.86BQ1 2023: $2.32BQ2 2023: $1.68BQ3 2023: $1.81BQ4 2023: $1.30BQ1 2024: $1.18BQ2 2024: $1.10BQ3 2024: $1.50BQ4 2024: $1.31BQ1 2025: $1.38BQ2 2025: $1.48BQ3 2025: $1.55BQ4 2025: $1.65BQ1 2026: $1.90BQ2 2026: $1.72B
Q1 2021Q2 2026
13F filings of Vivaldi Asset Management, LLC by quarter
QuarterFiledPositionsValueTop 3 holdingsChangesFiling
Q2 2026Aug 13, 2026161$1.72BTMHCGTLSNUVLvs. Q1 2026SEC
Q1 2026May 14, 2026182$1.90BGTLSHOLXSEEvs. Q4 2025SEC
Q4 2025Feb 13, 2026162$1.65BCADECyberark Software LtdDAYvs. Q3 2025SEC
Q3 2025Nov 17, 2025121$1.55BWNSVRNAVBTXvs. Q2 2025SEC
Q2 2025Aug 14, 2025121$1.48BDNBSWTXSKXvs. Q1 2025SEC
Q1 2025Jul 25, 2025Amended91$1.38BITCIKBECNvs. Q4 2024SEC
Q4 2024Jul 25, 2025Amended93$1.31BSMARROICHTLFvs. Q3 2024SEC
Q3 2024Nov 14, 2024115$1.50BAGRMROSQSPvs. Q2 2024SEC
Q2 2024Aug 14, 2024104$1.10BWIREPWSCHCPvs. Q1 2024SEC
Q1 2024May 15, 2024115$1.18BAELTricon Residential Inc Com NPVPXDvs. Q4 2023SEC
Q4 2023Feb 14, 2024134$1.30BSRCSCRMAELvs. Q3 2023SEC
Q3 2023Nov 14, 2023139$1.81BATVIHZNPDENvs. Q2 2023SEC
Q2 2023Aug 14, 2023131$1.68BLSIUNVRSCRMvs. Q1 2023SEC
Q1 2023May 12, 2023228$2.32BDCPHZNPFHNvs. Q4 2022SEC
Q4 2022Feb 14, 2023345$1.86BSTORHERAHZNPvs. Q3 2022SEC
Q3 2022Nov 14, 2022449$2.12BAVLRZENFBCvs. Q2 2022SEC
Q2 2022Aug 15, 2022409$1.43BACCFBCCDKvs. Q1 2022SEC
Q1 2022May 16, 2022247$930.0MCERNFBCMIMEvs. Q4 2021SEC
Q4 2021Feb 14, 2022252$569.7MNUANCONEFBCvs. Q3 2021SEC
Q3 2021Nov 15, 2021222$659.4MKSUFBCSTLvs. Q2 2021SEC
Q2 2021Aug 16, 2021225$670.4MPRAHPFPTALXNvs. Q1 2021SEC
Q1 2021May 17, 2021215$511.4MVarian Med Sys IncRealpage IncGW Pharmaceuticals PLC–SEC

13D and 13G filings

Companies where Vivaldi Asset Management, LLC reports owning 5% or more on Schedule 13D or 13G, and its latest filings.

Current stakes of 5% or more

11 companies, largest stake first.

Companies where Vivaldi Asset Management, LLC owns 5% or more
CompanyLatest formStakeChangeFirst filedLatest filingFiling
Invesco Real Estate Income Trust Inc.Class I Common Stock, par value $0.0001 per share ("Common Stock")13G/A47.81%1.83M shares−4.98 ppfrom 52.79%May 7, 20245 filingsJun 5, 2026SEC
AFJKAimei Health Technology Co., Ltd.13G/A21.48%680.0K shares+10.37 ppfrom 11.11%Nov 14, 20243 filingsAug 10, 2026SEC
BC Partners Lending CorpCommon Stock13G/A14.59%567.1K shares−5.95 ppfrom 20.54%Mar 24, 20263 filingsSep 4, 2026SEC
Audax Private Credit Fund, LLCShares, par value $0.001 per share13G/A13.94%2.91M shares+1.20 ppfrom 12.74%Aug 14, 20254 filingsMay 15, 2026SEC
TCW Specialty Lending LLCCommon Units13G/A11.19%2.30M shares0.00 ppfrom 11.19%Sep 4, 20262 filingsSep 4, 2026SEC
CHARCharlton Aria Acquisition Corp13G/A9.05%800.0K shares+1.77 ppfrom 7.28%Feb 14, 20252 filingsMay 15, 2025SEC
RANGURange Capital Acquisition Corp.13G7.55%785.5K sharesNewFeb 14, 20251 filingFeb 14, 2025SEC
SDHISiddhi Acquisition Corp (Cayman Islands)13G6.10%1.70M sharesNewAug 14, 20251 filingAug 14, 2025SEC
CHPGChampionsGate Acquisition Corp13G5.77%496.9K sharesNewAug 14, 20251 filingAug 14, 2025SEC
VNMEVendome Acquisition Corp I13G/A5.46%1.09M shares−3.79 ppfrom 9.25%Nov 14, 20252 filingsMay 15, 2026SEC
DAAQUDigital Asset Acquisition Corp.13G5.19%896.1K sharesNewAug 14, 20251 filingAug 14, 2025SEC

Latest filings

375 filings on file made by Vivaldi Asset Management, LLC or listing it as a reporting person; the latest 20 are shown.

Schedule 13D and 13G filings by Vivaldi Asset Management, LLC
CompanyFiled (ET)FormStakeChangeEvent dateFiling
TCW Specialty Lending LLCCommon UnitsSep 4, 20265:18 PM ET13G/A11.19%2.30M shares0.00 ppfrom 11.19%Jun 30, 2026SEC
TCW Specialty Lending LLCCommon UnitsSep 4, 20265:15 PM ET13G11.19%2.30M sharesNewApr 30, 2026SEC
BC Partners Lending CorpCommon StockSep 4, 20265:11 PM ET13G/A14.59%567.1K shares−5.95 ppfrom 20.54%Mar 31, 2025SEC
ALFCenturion Acquisition Corp.Aug 14, 20261:02 PM ET13G/A0.00%0 shares–Below 5%Jun 30, 2026SEC
BLFYBlue Foundry BancorpAug 14, 20261:01 PM ET13G/A0.00%0 shares−5.25 ppfrom 5.25%Below 5%Jun 30, 2026SEC
LEGTLegato Merger Corp. IIIAug 14, 202612:59 PM ET13G/A0.00%0 shares−5.59 ppfrom 5.59%Below 5%Jun 30, 2026SEC
PHYTPyrophyte Acquisition Corp.Aug 14, 202612:58 PM ET13G/A0.00%0 shares–Below 5%Jun 30, 2026SEC
SIMASIM Acquisition Corp. IAug 14, 202612:57 PM ET13G/A0.00%0 shares−5.63 ppfrom 5.63%Below 5%Jun 30, 2026SEC
FMACUFuture Money Acquisition CorpAug 14, 202612:55 PM ET13G/A3.80%600.0K shares−1.41 ppfrom 5.21%Below 5%Jun 30, 2026SEC
GPATGP-Act III Acquisition Corp.Aug 14, 202612:11 PM ET13G/A0.00%0 shares–Below 5%Jun 30, 2026SEC
CUBLionheart HoldingsAug 14, 202611:58 AM ET13G/A3.70%850.0K shares–Below 5%Jun 30, 2026SEC
DMAADrugs Made In America Acquisition Corp.Aug 14, 202611:56 AM ET13G/A3.24%786.5K shares−2.93 ppfrom 6.17%Below 5%Jun 30, 2026SEC
MACIMelar Acquisition Corp. I/CaymanAug 14, 202611:50 AM ET13G/A2.51%240.0K shares−6.43 ppfrom 8.94%Below 5%Jun 30, 2026SEC
AFJKAimei Health Technology Co., Ltd.Aug 10, 202612:41 PM ET13G/A21.48%680.0K shares+10.37 ppfrom 11.11%Apr 30, 2026SEC
Invesco Real Estate Income Trust Inc.Class I Common Stock, par value $0.0001 per share ("Common Stock")Jun 5, 20261:57 PM ET13G/A47.81%1.83M shares−4.98 ppfrom 52.79%May 31, 2026SEC
VNMEVendome Acquisition Corp IMay 15, 20264:31 PM ET13G/A5.46%1.09M shares−3.79 ppfrom 9.25%Mar 31, 2026SEC
Voyager Acquisition Corp./Cayman IslandsClass A Ordinary Shares, par value $0.0001 per shareMay 15, 20264:24 PM ET13G/A2.47%624.9K shares−5.77 ppfrom 8.24%Below 5%Mar 31, 2026SEC
TVATexas Ventures Acquisition III CorpMay 15, 20264:13 PM ET13G/A2.87%645.0K shares−4.81 ppfrom 7.68%Below 5%Mar 31, 2026SEC
SIMASIM Acquisition Corp. IMay 15, 20264:04 PM ET13G/A5.63%1.31M shares–Mar 31, 2026SEC
Siddhi Acquisition Corp.Class A Ordinary Shares, par value $0.0001 per shareMay 15, 20263:58 PM ET13G/A4.67%1.30M shares–Below 5%Mar 31, 2026SEC