Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Avantax, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 156
- +7 vs. Q2 2022
- Shares held
- 44.6M
- −987.1K (−2.2%) vs. Q2 2022
- Total value
- $863.4M
- +$21.2M (+2.5%) vs. Q2 2022
- New holders
- 25
- 62 more added
- Sold out
- 18
- 43 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $0 | 0.00% | −55−98.2% | Reduced |
| Rockefeller Capital Management L.P. | 25 | $0 | 0.00% | −42−62.7% | Reduced |
| Clearstead Advisors, LLC | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 3 | $0 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 5 | $0 | 0.00% | 00.0% | Unchanged |
| Quent Capital, LLC | 6 | $0 | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 16 | $0 | 0.00% | +16 | New |
| Covestor Ltd | 3 | $0 | 0.00% | +3 | New |
| Meeder Asset Management Inc | 52 | $1.00K | 0.00% | +51+5,100.0% | Added |
| Nisa Investment Advisors, LLC | 39 | $1.00K | 0.00% | +39 | New |
| Farmers & Merchants Investments Inc | 30 | $1.00K | 0.00% | +30 | New |
| Wipfli Financial Advisors LLC, | 28 | $1.00K | 0.00% | +28 | New |
| Fifth Third Bancorp | 106 | $2.00K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 82 | $2.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 81 | $2.00K | 0.00% | +62+326.3% | Added |
| Parallel Advisors, LLC | 100 | $2.00K | 0.00% | +90+900.0% | Added |
| UBS Group AG | 133 | $3.00K | 0.00% | −632−82.6% | Reduced |
| Lindbrook Capital, LLC | 148 | $3.00K | 0.00% | +20+15.6% | Added |
| Federation des caisses Desjardins du Quebec | 200 | $3.87K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 277 | $5.00K | 0.00% | +12+4.5% | Added |
| TCI Wealth Advisors, Inc. | 236 | $5.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 391 | $8.00K | 0.00% | +96+32.5% | Added |
| Sutton Wealth Advisors Inc. | 693 | $13.4K | 0.01% | −1−0.1% | Reduced |
| US Bancorp | 911 | $17.0K | 0.00% | −777−46.0% | Reduced |
| Advisor Group Holdings, Inc. | 885 | $17.0K | 0.00% | +687+347.0% | Added |
| Cornerstone Management, Inc. | 1,940 | $37.5K | 0.01% | 00.0% | Unchanged |
| Altshuler Shaham Ltd | 2,974 | $58.0K | 0.00% | +1,302+77.9% | Added |
| Metropolitan Life Insurance Co | 3,081 | $59.6K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 3,366 | $65.0K | 0.00% | +104+3.2% | Added |
| Ameritas Investment Partners, Inc. | 3,770 | $72.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 3,899 | $75.0K | 0.00% | −2,902−42.7% | Reduced |
| KBC Group NV | 4,013 | $78.0K | 0.00% | 00.0% | Unchanged |
| Macquarie Group Ltd | 4,488 | $98.0K | 0.00% | −562−11.1% | Reduced |
| Allspring Global Investments Holdings, LLC | 5,328 | $103.0K | 0.00% | +3,635+214.7% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,154 | $119.0K | 0.00% | 00.0% | Unchanged |
| STRS Ohio | 8,900 | $172.0K | 0.00% | +8,900 | New |
| Tower Research Capital LLC (TRC) | 9,476 | $183.0K | 0.00% | +7,710+436.6% | Added |
| Mutual of America Capital Management LLC | 9,499 | $184.0K | 0.00% | +1,564+19.7% | Added |
| Ancora Advisors, LLC | 10,900 | $211.0K | 0.01% | +7,200+194.6% | Added |
| Simplex Trading, LLC | 11,163 | $215.0K | 0.01% | −29,105−72.3% | Reduced |
| Fox Run Management, L.L.C. | 11,450 | $221.0K | 0.09% | +11,450 | New |
| Arizona State Retirement System | 11,555 | $223.0K | 0.00% | −308−2.6% | Reduced |
| Public Employees Retirement Association of Colorado | 11,663 | $226.0K | 0.00% | 00.0% | Unchanged |
| Bailard, Inc. | 12,000 | $232.0K | 0.01% | +12,000 | New |
| Teachers Retirement System of the State of Kentucky | 14,408 | $279.0K | 0.00% | +14,408 | New |
| Qube Research & Technologies Ltd | 15,138 | $293.0K | 0.00% | +15,138 | New |
| Everence Capital Management Inc | 15,340 | $297.0K | 0.03% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 15,477 | $299.0K | 0.02% | +691+4.7% | Added |
| Oregon Public Employees Retirement Fund | 15,576 | $301.0K | 0.00% | 00.0% | Unchanged |
| Cim Investment Mangement Inc | 15,569 | $301.0K | 0.13% | 00.0% | Unchanged |
| HighVista Strategies LLC | 15,872 | $307.0K | 0.18% | 00.0% | Unchanged |
| Barclays PLC | 16,038 | $310.0K | 0.00% | +1,313+8.9% | Added |
| Landscape Capital Management, L.L.C. | 16,193 | $313.0K | 0.04% | +16,193 | New |
| Royal Bank of Canada | 16,240 | $314.0K | 0.00% | +1,518+10.3% | Added |
| State of Wyoming | 17,043 | $329.0K | 0.16% | +5,935+53.4% | Added |
| ExodusPoint Capital Management, LP | 17,327 | $335.0K | 0.00% | +17,327 | New |
| Rock Creek Group, LP | 18,132 | $351.0K | 0.05% | +18,132 | New |
| Citadel Advisors LLC | 18,566 | $359.0K | 0.00% | +18,566 | New |
| Assenagon Asset Management S.A. | 18,895 | $365.0K | 0.00% | +18,895 | New |
| Manufacturers Life Insurance Company, The | 18,941 | $366.3K | 0.00% | −413−2.1% | Reduced |
| Voya Investment Management LLC | 18,975 | $367.0K | 0.00% | 00.0% | Unchanged |
| State of Tennessee, Treasury Department | 19,246 | $372.0K | 0.00% | +881+4.8% | Added |
| Teacher Retirement System of Texas | 19,429 | $376.0K | 0.00% | +19,429 | New |
| Maryland State Retirement & Pension System | 19,501 | $377.0K | 0.03% | +355+1.9% | Added |
| AQR Capital Management LLC | 19,949 | $386.0K | 0.00% | +19,949 | New |
| BNP Paribas Arbitrage, SA | 19,977 | $386.4K | 0.00% | +4,656+30.4% | Added |
| Citigroup Inc | 22,512 | $435.0K | 0.00% | +1,907+9.3% | Added |
| Louisiana State Employees Retirement System | 22,800 | $441.0K | 0.01% | 00.0% | Unchanged |
| Amalgamated Bank | 23,172 | $448.0K | 0.00% | +426+1.9% | Added |
| FMR LLC | 23,407 | $453.0K | 0.00% | −408−1.7% | Reduced |
| New York Life Investment Management LLC | 25,904 | $501.0K | 0.01% | +2,050+8.6% | Added |
| Susquehanna International Group, LLP | 25,934 | $502.0K | 0.00% | +4,838+22.9% | Added |
| American International Group, Inc. | 26,094 | $505.0K | 0.00% | +554+2.2% | Added |
| Two Sigma Investments, LP | 26,510 | $513.0K | 0.00% | +26,510 | New |
| MetLife Investment Management | 26,891 | $520.1K | 0.00% | 00.0% | Unchanged |
| Putnam Investments LLC | 27,537 | $533.0K | 0.00% | −498−1.8% | Reduced |
| Victory Capital Management Inc | 27,686 | $535.0K | 0.00% | −5,095−15.5% | Reduced |
| PEAK6 Investments LLC | 29,185 | $564.0K | 0.02% | +29,185 | New |
| State Board of Administration of Florida Retirement System | 29,315 | $567.0K | 0.00% | 00.0% | Unchanged |
| Trexquant Investment LP | 32,624 | $631.0K | 0.02% | −12,503−27.7% | Reduced |
| State of Alaska, Department of Revenue | 33,107 | $640.0K | 0.01% | −2,632−7.4% | Reduced |
| Texas Permanent School Fund | 34,342 | $664.0K | 0.01% | +20+0.1% | Added |
| Cubist Systematic Strategies, LLC | 34,840 | $674.0K | 0.00% | +14,662+72.7% | Added |
| Ensign Peak Advisors, Inc | 34,908 | $675.0K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 35,720 | $691.0K | 0.00% | +5,702+19.0% | Added |
| Pacific Ridge Capital Partners, LLC | 37,610 | $727.0K | 0.19% | +170+0.5% | Added |
| Price T Rowe Associates Inc | 37,964 | $735.0K | 0.00% | −26,554−41.2% | Reduced |
| Yousif Capital Management, LLC | 38,579 | $746.0K | 0.01% | −566−1.4% | Reduced |
| Comerica Bank | 36,548 | $761.0K | 0.01% | −3,925−9.7% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 43,502 | $841.0K | 0.01% | +431+1.0% | Added |
| CastleKnight Management LP | 45,000 | $870.0K | 0.28% | −21,235−32.1% | Reduced |
| Tudor Investment Corp Et Al | 45,334 | $877.0K | 0.02% | +17,961+65.6% | Added |
| Jackson Creek Investment Advisors LLC | 46,968 | $908.0K | 0.43% | −2,055−4.2% | Reduced |
| Prudential Financial Inc | 48,609 | $940.0K | 0.00% | +65+0.1% | Added |
| Bank of America Corp | 48,979 | $948.0K | 0.00% | +29,365+149.7% | Added |
| Thrivent Financial for Lutherans | 49,356 | $955.0K | 0.00% | +2,937+6.3% | Added |
| Alliancebernstein L.P. | 51,428 | $995.0K | 0.00% | +134+0.3% | Added |
| UBS Asset Management Americas Inc | 55,201 | $1.07M | 0.00% | +6,461+13.3% | Added |
| California State Teachers Retirement System | 55,397 | $1.07M | 0.00% | −2,097−3.6% | Reduced |