Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Avantax, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 149
- −1 vs. Q1 2022
- Shares held
- 45.6M
- +943.0K (+2.1%) vs. Q1 2022
- Total value
- $842.1M
- −$31.2M (−3.6%) vs. Q1 2022
- New holders
- 18
- 34 more added
- Sold out
- 19
- 67 more reduced
5 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sageworth Trust Co of South Dakota | 26 | $0 | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 3 | $0 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 5 | $0 | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 19 | $0 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Quent Capital, LLC | 6 | $0 | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 1 | $0 | 0.00% | +1 | New |
| Huntington National Bank | 56 | $1.00K | 0.00% | +55+5,500.0% | Added |
| Rockefeller Capital Management L.P. | 67 | $1.00K | 0.00% | +57+570.0% | Added |
| Fifth Third Bancorp | 106 | $2.00K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 82 | $2.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 128 | $2.00K | 0.00% | +128 | New |
| Federation des caisses Desjardins du Quebec | 200 | $3.69K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 236 | $4.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 198 | $4.00K | 0.00% | −162−45.0% | Reduced |
| CWM, LLC | 295 | $5.00K | 0.00% | +19+6.9% | Added |
| Versant Capital Management, Inc | 265 | $5.00K | 0.00% | 00.0% | Unchanged |
| Sutton Wealth Advisors Inc. | 694 | $12.8K | 0.01% | +21+3.1% | Added |
| UBS Group AG | 765 | $14.0K | 0.00% | −6,879−90.0% | Reduced |
| Altshuler Shaham Ltd | 1,672 | $31.0K | 0.00% | −2,708−61.8% | Reduced |
| US Bancorp | 1,688 | $31.0K | 0.00% | −352−17.3% | Reduced |
| Allspring Global Investments Holdings, LLC | 1,693 | $31.0K | 0.00% | +899+113.2% | Added |
| Tower Research Capital LLC (TRC) | 1,766 | $33.0K | 0.00% | +1,146+184.8% | Added |
| Cornerstone Management, Inc. | 1,940 | $35.8K | 0.01% | 00.0% | Unchanged |
| Captrust Financial Advisors | 2,831 | $52.0K | 0.00% | −105−3.6% | Reduced |
| Metropolitan Life Insurance Co | 3,081 | $56.9K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 3,262 | $60.0K | 0.00% | +335+11.4% | Added |
| Ancora Advisors, LLC | 3,700 | $69.0K | 0.00% | −248,062−98.5% | Reduced |
| Ameritas Investment Partners, Inc. | 3,770 | $69.0K | 0.00% | 00.0% | Unchanged |
| KBC Group NV | 4,013 | $74.0K | 0.00% | +4,013 | New |
| Macquarie Group Ltd | 5,050 | $93.0K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,154 | $114.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 6,801 | $126.0K | 0.00% | −7,095−51.1% | Reduced |
| Counterpoint Mutual Funds LLC | 7,237 | $134.0K | 0.09% | +2,839+64.6% | Added |
| SG Americas Securities, LLC | 7,773 | $143.0K | 0.00% | +1,004+14.8% | Added |
| Mutual of America Capital Management LLC | 7,935 | $146.0K | 0.00% | +915+13.0% | Added |
| Skylands Capital, LLC | 8,400 | $155.0K | 0.02% | +8,400 | New |
| Envestnet Asset Management Inc | 10,157 | $187.0K | 0.00% | −1,061−9.5% | Reduced |
| First Citizens Bank & Trust Co | 10,126 | $187.0K | 0.01% | −779−7.1% | Reduced |
| State of Wisconsin Investment Board | 10,558 | $195.0K | 0.00% | +10,558 | New |
| State of Wyoming | 11,108 | $205.0K | 0.13% | +4,236+61.6% | Added |
| Corton Capital Inc. | 11,593 | $214.0K | 0.20% | +11,593 | New |
| Public Employees Retirement Association of Colorado | 11,663 | $215.0K | 0.00% | 00.0% | Unchanged |
| Arizona State Retirement System | 11,863 | $219.0K | 0.00% | −1,306−9.9% | Reduced |
| Delphia (USA) Inc. | 12,724 | $235.0K | 0.16% | +12,724 | New |
| Ergoteles LLC | 12,800 | $236.0K | 0.01% | +12,800 | New |
| HSBC Holdings PLC | 13,234 | $246.0K | 0.00% | −1,920−12.7% | Reduced |
| Barclays PLC | 14,725 | $272.0K | 0.00% | −24,411−62.4% | Reduced |
| Royal Bank of Canada | 14,722 | $272.0K | 0.00% | −2,732−15.7% | Reduced |
| Money Concepts Capital Corp | 14,786 | $278.0K | 0.02% | +1,209+8.9% | Added |
| BNP Paribas Arbitrage, SA | 15,321 | $282.8K | 0.00% | −56,205−78.6% | Reduced |
| Everence Capital Management Inc | 15,340 | $283.0K | 0.03% | 00.0% | Unchanged |
| Cim Investment Mangement Inc | 15,569 | $287.0K | 0.12% | 00.0% | Unchanged |
| Oregon Public Employees Retirement Fund | 15,576 | $288.0K | 0.00% | −2,700−14.8% | Reduced |
| HighVista Strategies LLC | 15,872 | $293.0K | 0.18% | +15,872 | New |
| State of Tennessee, Treasury Department | 18,365 | $339.0K | 0.00% | 00.0% | Unchanged |
| Voya Investment Management LLC | 18,975 | $350.0K | 0.00% | −937−4.7% | Reduced |
| Maryland State Retirement & Pension System | 19,146 | $353.0K | 0.01% | −391−2.0% | Reduced |
| Manufacturers Life Insurance Company, The | 19,354 | $357.3K | 0.00% | −1,199−5.8% | Reduced |
| Bank of America Corp | 19,614 | $361.0K | 0.00% | −33,731−63.2% | Reduced |
| Cubist Systematic Strategies, LLC | 20,178 | $372.0K | 0.00% | −21,809−51.9% | Reduced |
| Citigroup Inc | 20,605 | $380.0K | 0.00% | −21,569−51.1% | Reduced |
| Susquehanna International Group, LLP | 21,096 | $389.0K | 0.00% | +21,096 | New |
| Amalgamated Bank | 22,746 | $420.0K | 0.00% | +306+1.4% | Added |
| Louisiana State Employees Retirement System | 22,800 | $435.0K | 0.01% | −900−3.8% | Reduced |
| FMR LLC | 23,815 | $440.0K | 0.00% | −1,314−5.2% | Reduced |
| New York Life Investment Management LLC | 23,854 | $440.0K | 0.01% | +23,854 | New |
| American International Group, Inc. | 25,540 | $471.0K | 0.00% | −2,319−8.3% | Reduced |
| MetLife Investment Management | 26,891 | $496.4K | 0.00% | 00.0% | Unchanged |
| Tudor Investment Corp Et Al | 27,373 | $505.0K | 0.01% | +7,944+40.9% | Added |
| Putnam Investments LLC | 28,035 | $518.0K | 0.00% | −347−1.2% | Reduced |
| State Board of Administration of Florida Retirement System | 29,315 | $541.0K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 30,018 | $554.0K | 0.00% | −5,813−16.2% | Reduced |
| Victory Capital Management Inc | 32,781 | $605.0K | 0.00% | +9,776+42.5% | Added |
| Texas Permanent School Fund | 34,322 | $634.0K | 0.01% | −218−0.6% | Reduced |
| Ensign Peak Advisors, Inc | 34,908 | $644.0K | 0.00% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 35,280 | $651.0K | 0.02% | −73,631−67.6% | Reduced |
| State of Alaska, Department of Revenue | 35,739 | $659.0K | 0.01% | +1,850+5.5% | Added |
| Pacific Ridge Capital Partners, LLC | 37,440 | $691.0K | 0.16% | −140−0.4% | Reduced |
| Yousif Capital Management, LLC | 39,145 | $723.0K | 0.01% | −5,445−12.2% | Reduced |
| Jane Street Group, LLC | 40,193 | $742.0K | 0.00% | −25,484−38.8% | Reduced |
| Simplex Trading, LLC | 40,268 | $743.0K | 0.02% | +7,213+21.8% | Added |
| Comerica Bank | 40,473 | $771.0K | 0.01% | −1,360−3.3% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 43,071 | $795.0K | 0.01% | +1,071+2.6% | Added |
| Trexquant Investment LP | 45,127 | $833.0K | 0.04% | +45,127 | New |
| Great West Life Assurance Co | 46,164 | $852.0K | 0.00% | +4,437+10.6% | Added |
| Thrivent Financial for Lutherans | 46,419 | $857.0K | 0.00% | +6,758+17.0% | Added |
| Prudential Financial Inc | 48,544 | $896.0K | 0.00% | −2,050−4.1% | Reduced |
| UBS Asset Management Americas Inc | 48,740 | $899.7K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 50,660 | $935.0K | 0.00% | −55,623−52.3% | Reduced |
| Alliancebernstein L.P. | 51,294 | $947.0K | 0.00% | −147−0.3% | Reduced |
| Jackson Creek Investment Advisors LLC | 49,023 | $980.0K | 0.40% | +49,023 | New |
| Archon Capital Management LLC | 56,208 | $1.04M | 0.37% | −431,140−88.5% | Reduced |
| Gsa Capital Partners LLP | 57,122 | $1.05M | 0.16% | +34,821+156.1% | Added |
| California State Teachers Retirement System | 57,494 | $1.06M | 0.00% | −4,678−7.5% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 58,000 | $1.07M | 0.01% | −27,500−32.2% | Reduced |
| SEI Investments Co | 58,386 | $1.08M | 0.00% | +7,867+15.6% | Added |
| Credit Suisse AG | 58,709 | $1.08M | 0.00% | −2,173−3.6% | Reduced |