Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Avantax, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
AVTA is no longer listed, so this page shows Q3 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 161
- +14 vs. Q2 2023
- Shares held
- 32.6M
- −1.11M (−3.3%) vs. Q2 2023
- Total value
- $835.0M
- +$79.5M (+10.5%) vs. Q2 2023
- New holders
- 37
- 39 more added
- Sold out
- 23
- 64 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Janney Montgomery Scott LLC | 17,382 | $445.0K | 0.00% | +1,029+6.3% | Added |
| Comerica Bank | 16,858 | $431.2K | 0.00% | +16,858 | New |
| Royce & Associates LP | 16,448 | $420.7K | 0.00% | −12,470−43.1% | Reduced |
| Two Sigma Investments, LP | 16,410 | $419.8K | 0.00% | −18,500−53.0% | Reduced |
| Amalgamated Bank | 16,390 | $419.0K | 0.00% | −1,510−8.4% | Reduced |
| FORA Capital, LLC | 16,324 | $417.6K | 0.04% | +16,324 | New |
| Manufacturers Life Insurance Company, The | 15,904 | $406.8K | 0.00% | −581−3.5% | Reduced |
| Everence Capital Management Inc | 15,340 | $392.0K | 0.03% | 00.0% | Unchanged |
| Teachers Retirement System of the State of Kentucky | 15,246 | $390.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 15,232 | $389.6K | 0.00% | −20,024−56.8% | Reduced |
| New York State Common Retirement Fund | 15,113 | $386.6K | 0.00% | −71−0.5% | Reduced |
| Guggenheim Capital LLC | 14,887 | $380.8K | 0.00% | +14,887 | New |
| Dark Forest Capital Management LP | 14,310 | $366.1K | 0.03% | +1,293+9.9% | Added |
| Maryland State Retirement & Pension System | 13,540 | $346.4K | 0.01% | −1,494−9.9% | Reduced |
| Public Employees Retirement Association of Colorado | 11,663 | $298.0K | 0.00% | 00.0% | Unchanged |
| State Board of Administration of Florida Retirement System | 11,295 | $288.9K | 0.00% | +120+1.1% | Added |
| State of Wyoming | 11,283 | $288.6K | 0.06% | +4,367+63.1% | Added |
| Walleye Trading LLC | 11,280 | $288.5K | 0.01% | +11,280 | New |
| Oregon Public Employees Retirement Fund | 10,945 | $280.0K | 0.00% | −1,100−9.1% | Reduced |
| Arizona State Retirement System | 10,437 | $267.0K | 0.00% | +440+4.4% | Added |
| CenterBook Partners LP | 10,270 | $262.7K | 0.03% | +580+6.0% | Added |
| Walleye Capital LLC | 10,156 | $259.8K | 0.00% | +10,156 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 9,772 | $250.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 8,418 | $215.0K | 0.00% | +988+13.3% | Added |
| Wells Fargo & Company | 8,349 | $213.6K | 0.00% | −10,423−55.5% | Reduced |
| Amundi | 4,724 | $121.3K | 0.00% | −399−7.8% | Reduced |
| Quantbot Technologies LP | 4,730 | $121.0K | 0.01% | +4,730 | New |
| Ameritas Investment Partners, Inc. | 3,911 | $100.0K | 0.00% | +660+20.3% | Added |
| The PNC Financial Services Group, Inc. | 3,568 | $91.3K | 0.00% | +349+10.8% | Added |
| Tower Research Capital LLC (TRC) | 2,691 | $68.8K | 0.00% | −2,245−45.5% | Reduced |
| Group One Trading, L.P. | 2,583 | $66.1K | 0.00% | −5,768−69.1% | Reduced |
| Metropolitan Life Insurance Co | 2,439 | $62.4K | 0.00% | +286+13.3% | Added |
| Lazard Asset Management LLC | 1,778 | $45.0K | 0.00% | +1,778 | New |
| KBC Group NV | 1,644 | $42.0K | 0.00% | −1,692−50.7% | Reduced |
| Advisor Group Holdings, Inc. | 1,368 | $35.0K | 0.00% | +553+67.9% | Added |
| Ancora Advisors, LLC | 1,100 | $28.1K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 1,009 | $25.8K | 0.01% | +310+44.3% | Added |
| Allspring Global Investments Holdings, LLC | 983 | $25.1K | 0.00% | −3,315−77.1% | Reduced |
| US Bancorp | 784 | $20.1K | 0.00% | +55+7.5% | Added |
| CWM, LLC | 318 | $8.00K | 0.00% | −6−1.9% | Reduced |
| Versant Capital Management, Inc | 276 | $7.06K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 207 | $5.29K | 0.00% | +101+95.3% | Added |
| Federation des caisses Desjardins du Quebec | 200 | $5.12K | 0.00% | 00.0% | Unchanged |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 114 | $2.92K | 0.00% | +114 | New |
| Parallel Advisors, LLC | 100 | $2.56K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 100 | $2.56K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 98 | $2.51K | 0.00% | 00.0% | Unchanged |
| Impact Partnership Wealth, LLC | 86 | $2.20K | 0.00% | −13,346−99.4% | Reduced |
| EverSource Wealth Advisors, LLC | 82 | $2.10K | 0.00% | 00.0% | Unchanged |
| Parallax Volatility Advisers, L.P. | 72 | $1.84K | 0.00% | +72 | New |
| Quadrant Capital Group LLC | 42 | $1.07K | 0.00% | +26+162.5% | Added |
| Nisa Investment Advisors, LLC | 39 | $998 | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 35 | $895 | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 24 | $614 | 0.00% | +24 | New |
| Allworth Financial LP | 20 | $512 | 0.00% | +20 | New |
| Abound Wealth Management | 13 | $333 | 0.00% | 00.0% | Unchanged |
| Crewe Advisors LLC | 5 | $128 | 0.00% | −1−16.7% | Reduced |
| Credit Agricole S A | 3 | $77 | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 2 | $51 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $26 | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 5 | $0 | 0.00% | −8−61.5% | Reduced |
| P2 Capital Partners, LLC | 0 | $0 | 0.00% | −2,300,000−100.0% | Sold out |
| Jacobs Levy Equity Management, Inc | 0 | $0 | 0.00% | −778,517−100.0% | Sold out |
| No Street GP LP | 0 | $0 | 0.00% | −698,400−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −144,800−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −101,159−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −72,691−100.0% | Sold out |
| Wedge Capital Management L L P | 0 | $0 | 0.00% | −72,118−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −44,261−100.0% | Sold out |
| Atomi Financial Group, Inc. | 0 | $0 | 0.00% | −31,694−100.0% | Sold out |
| Ensign Peak Advisors, Inc | 0 | $0 | 0.00% | −23,758−100.0% | Sold out |
| Fifth Lane Capital, LP | 0 | $0 | 0.00% | −21,397−100.0% | Sold out |
| Sciencast Management LP | 0 | $0 | 0.00% | −15,999−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −16,309−100.0% | Sold out |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −13,601−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −9,367−100.0% | Sold out |
| Counterpoint Mutual Funds LLC | 0 | $0 | 0.00% | −4,919−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −4,600−100.0% | Sold out |
| Gladius Capital Management LP | 0 | $0 | 0.00% | −1,239−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −495−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −55−100.0% | Sold out |
| Ronald Blue Trust, Inc. | 0 | $0 | 0.00% | −41−100.0% | Sold out |
| Clearstead Advisors, LLC | 0 | $0 | 0.00% | −10−100.0% | Sold out |
| Quent Capital, LLC | 0 | $0 | 0.00% | −6−100.0% | Sold out |