Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Avantax, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 155
- +4 vs. Q4 2021
- Shares held
- 44.9M
- −478.7K (−1.1%) vs. Q4 2021
- Total value
- $877.3M
- +$92.1M (+11.7%) vs. Q4 2021
- New holders
- 16
- 45 more added
- Sold out
- 12
- 63 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Oregon Public Employees Retirement Fund | 18,276 | $357.0K | 0.00% | −400−2.1% | Reduced |
| Royal Bank of Canada | 17,454 | $341.0K | 0.00% | −6,210−26.2% | Reduced |
| Cim Investment Mangement Inc | 15,569 | $304.0K | 0.10% | −1,815−10.4% | Reduced |
| HSBC Holdings PLC | 15,154 | $302.0K | 0.00% | +15,154 | New |
| Everence Capital Management Inc | 15,340 | $300.0K | 0.02% | 00.0% | Unchanged |
| Virginia Retirement Systems Et Al | 14,400 | $282.0K | 0.00% | −11,900−45.2% | Reduced |
| Wells Fargo & Company | 13,896 | $272.0K | 0.00% | −16,846−54.8% | Reduced |
| Teachers Retirement System of the State of Kentucky | 13,546 | $265.0K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 13,577 | $265.0K | 0.01% | +13,577 | New |
| Bank of Montreal | 12,918 | $260.0K | 0.00% | −71−0.5% | Reduced |
| Arizona State Retirement System | 13,169 | $257.0K | 0.00% | +69+0.5% | Added |
| Public Employees Retirement Association of Colorado | 11,663 | $228.0K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 11,218 | $219.0K | 0.00% | +204+1.9% | Added |
| First Citizens Bank & Trust Co | 10,905 | $214.0K | 0.01% | −54−0.5% | Reduced |
| ProShare Advisors LLC | 10,820 | $211.0K | 0.00% | −1,306−10.8% | Reduced |
| UBS Group AG | 7,644 | $150.0K | 0.00% | −11,325−59.7% | Reduced |
| Mutual of America Capital Management LLC | 7,020 | $137.0K | 0.00% | +364+5.5% | Added |
| State of Wyoming | 6,872 | $134.0K | 0.07% | −6,803−49.7% | Reduced |
| SG Americas Securities, LLC | 6,769 | $132.0K | 0.00% | +6,769 | New |
| Econ Financial Services Corp | 6,424 | $126.0K | 0.09% | +6,424 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,154 | $120.0K | 0.00% | 00.0% | Unchanged |
| Macquarie Group Ltd | 5,050 | $99.0K | 0.00% | 00.0% | Unchanged |
| Altshuler Shaham Ltd | 4,380 | $86.0K | 0.00% | +1,841+72.5% | Added |
| Counterpoint Mutual Funds LLC | 4,398 | $86.0K | 0.07% | +2,813+177.5% | Added |
| Ameritas Investment Partners, Inc. | 3,770 | $74.0K | 0.00% | −455−10.8% | Reduced |
| Metropolitan Life Insurance Co | 3,081 | $60.2K | 0.00% | −9,580−75.7% | Reduced |
| The PNC Financial Services Group, Inc. | 2,927 | $57.0K | 0.00% | −3−0.1% | Reduced |
| Captrust Financial Advisors | 2,936 | $57.0K | 0.00% | +1,499+104.3% | Added |
| US Bancorp | 2,040 | $39.0K | 0.00% | −147−6.7% | Reduced |
| Cornerstone Management, Inc. | 1,940 | $37.9K | 0.01% | +1,940 | New |
| Allspring Global Investments Holdings, LLC | 794 | $15.0K | 0.00% | 00.0% | Unchanged |
| Sutton Wealth Advisors Inc. | 673 | $13.2K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 620 | $12.0K | 0.00% | −1,678−73.0% | Reduced |
| Aquatic Capital Management LLC | 300 | $6.00K | 0.01% | −1,900−86.4% | Reduced |
| CWM, LLC | 276 | $5.00K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 265 | $5.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 236 | $5.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 200 | $4.00K | 0.00% | +135+207.7% | Added |
| Federation des caisses Desjardins du Quebec | 200 | $3.91K | 0.00% | −70−25.9% | Reduced |
| Fifth Third Bancorp | 106 | $2.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 82 | $2.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 100 | $2.00K | 0.00% | +100 | New |
| Sageworth Trust Co of South Dakota | 26 | $1.00K | 0.00% | −123−82.6% | Reduced |
| Tarbox Family Office, Inc. | 43 | $1.00K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 3 | $0 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 5 | $0 | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 19 | $0 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Quent Capital, LLC | 6 | $0 | 0.00% | +6 | New |
| Advisor Group Holdings, Inc. | 360 | – | – | +105+41.2% | Added |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −332,458−100.0% | Sold out |
| Benefit Street Partners LLC | 0 | $0 | 0.00% | −59,100−100.0% | Sold out |
| Public Employees Retirement System of Ohio | 0 | $0 | 0.00% | −53,201−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −43,255−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −38,282−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −11,650−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −7,094−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −363−100.0% | Sold out |
| Fuller & Thaler Asset Management, Inc. | 0 | $0 | 0.00% | −123−100.0% | Sold out |
| Signet Financial Management, LLC | 0 | $0 | 0.00% | −128−100.0% | Sold out |
| Sageworth Trust Co | 0 | $0 | 0.00% | −46−100.0% | Sold out |