Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Avantax, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 155
- +4 vs. Q4 2021
- Shares held
- 44.9M
- −478.7K (−1.1%) vs. Q4 2021
- Total value
- $877.3M
- +$92.1M (+11.7%) vs. Q4 2021
- New holders
- 16
- 45 more added
- Sold out
- 12
- 63 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 3 | $0 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 5 | $0 | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 19 | $0 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Quent Capital, LLC | 6 | $0 | 0.00% | +6 | New |
| Sageworth Trust Co of South Dakota | 26 | $1.00K | 0.00% | −123−82.6% | Reduced |
| Tarbox Family Office, Inc. | 43 | $1.00K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 106 | $2.00K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 82 | $2.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 100 | $2.00K | 0.00% | +100 | New |
| Federation des caisses Desjardins du Quebec | 200 | $3.91K | 0.00% | −70−25.9% | Reduced |
| Northwestern Mutual Wealth Management Co | 200 | $4.00K | 0.00% | +135+207.7% | Added |
| CWM, LLC | 276 | $5.00K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 265 | $5.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 236 | $5.00K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 300 | $6.00K | 0.01% | −1,900−86.4% | Reduced |
| Tower Research Capital LLC (TRC) | 620 | $12.0K | 0.00% | −1,678−73.0% | Reduced |
| Sutton Wealth Advisors Inc. | 673 | $13.2K | 0.00% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 794 | $15.0K | 0.00% | 00.0% | Unchanged |
| Cornerstone Management, Inc. | 1,940 | $37.9K | 0.01% | +1,940 | New |
| US Bancorp | 2,040 | $39.0K | 0.00% | −147−6.7% | Reduced |
| The PNC Financial Services Group, Inc. | 2,927 | $57.0K | 0.00% | −3−0.1% | Reduced |
| Captrust Financial Advisors | 2,936 | $57.0K | 0.00% | +1,499+104.3% | Added |
| Metropolitan Life Insurance Co | 3,081 | $60.2K | 0.00% | −9,580−75.7% | Reduced |
| Ameritas Investment Partners, Inc. | 3,770 | $74.0K | 0.00% | −455−10.8% | Reduced |
| Altshuler Shaham Ltd | 4,380 | $86.0K | 0.00% | +1,841+72.5% | Added |
| Counterpoint Mutual Funds LLC | 4,398 | $86.0K | 0.07% | +2,813+177.5% | Added |
| Macquarie Group Ltd | 5,050 | $99.0K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,154 | $120.0K | 0.00% | 00.0% | Unchanged |
| Econ Financial Services Corp | 6,424 | $126.0K | 0.09% | +6,424 | New |
| SG Americas Securities, LLC | 6,769 | $132.0K | 0.00% | +6,769 | New |
| State of Wyoming | 6,872 | $134.0K | 0.07% | −6,803−49.7% | Reduced |
| Mutual of America Capital Management LLC | 7,020 | $137.0K | 0.00% | +364+5.5% | Added |
| UBS Group AG | 7,644 | $150.0K | 0.00% | −11,325−59.7% | Reduced |
| ProShare Advisors LLC | 10,820 | $211.0K | 0.00% | −1,306−10.8% | Reduced |
| First Citizens Bank & Trust Co | 10,905 | $214.0K | 0.01% | −54−0.5% | Reduced |
| Envestnet Asset Management Inc | 11,218 | $219.0K | 0.00% | +204+1.9% | Added |
| Public Employees Retirement Association of Colorado | 11,663 | $228.0K | 0.00% | 00.0% | Unchanged |
| Arizona State Retirement System | 13,169 | $257.0K | 0.00% | +69+0.5% | Added |
| Bank of Montreal | 12,918 | $260.0K | 0.00% | −71−0.5% | Reduced |
| Teachers Retirement System of the State of Kentucky | 13,546 | $265.0K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 13,577 | $265.0K | 0.01% | +13,577 | New |
| Wells Fargo & Company | 13,896 | $272.0K | 0.00% | −16,846−54.8% | Reduced |
| Virginia Retirement Systems Et Al | 14,400 | $282.0K | 0.00% | −11,900−45.2% | Reduced |
| Everence Capital Management Inc | 15,340 | $300.0K | 0.02% | 00.0% | Unchanged |
| HSBC Holdings PLC | 15,154 | $302.0K | 0.00% | +15,154 | New |
| Cim Investment Mangement Inc | 15,569 | $304.0K | 0.10% | −1,815−10.4% | Reduced |
| Royal Bank of Canada | 17,454 | $341.0K | 0.00% | −6,210−26.2% | Reduced |
| Oregon Public Employees Retirement Fund | 18,276 | $357.0K | 0.00% | −400−2.1% | Reduced |
| State of Tennessee, Treasury Department | 18,365 | $359.0K | 0.00% | +2,783+17.9% | Added |
| HRT Financial LP | 18,464 | $360.0K | 0.00% | −15,861−46.2% | Reduced |
| Tudor Investment Corp Et Al | 19,429 | $380.0K | 0.01% | −61,876−76.1% | Reduced |
| Maryland State Retirement & Pension System | 19,537 | $382.0K | 0.01% | +372+1.9% | Added |
| Voya Investment Management LLC | 19,912 | $389.0K | 0.00% | +774+4.0% | Added |
| Manufacturers Life Insurance Company, The | 20,553 | $401.8K | 0.00% | −5,542−21.2% | Reduced |
| IndexIQ Advisors LLC | 20,569 | $402.0K | 0.01% | −4,810−19.0% | Reduced |
| Gsa Capital Partners LLP | 22,301 | $436.0K | 0.06% | −12,129−35.2% | Reduced |
| Amalgamated Bank | 22,440 | $439.0K | 0.00% | −1,373−5.8% | Reduced |
| Amalgamated Financial Corp. | 22,440 | $439.0K | 0.00% | +22,440 | New |
| Victory Capital Management Inc | 23,005 | $466.0K | 0.00% | +23,005 | New |
| FMR LLC | 25,129 | $491.0K | 0.00% | +8,302+49.3% | Added |
| Louisiana State Employees Retirement System | 23,700 | $498.0K | 0.01% | +100+0.4% | Added |
| Hennion & Walsh Asset Management, Inc. | 26,038 | $509.0K | 0.03% | +438+1.7% | Added |
| MetLife Investment Management | 26,891 | $525.7K | 0.00% | +9,336+53.2% | Added |
| American International Group, Inc. | 27,859 | $545.0K | 0.00% | −1,709−5.8% | Reduced |
| Putnam Investments LLC | 28,382 | $555.0K | 0.00% | −2,023−6.7% | Reduced |
| State Board of Administration of Florida Retirement System | 29,315 | $573.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 33,055 | $646.0K | 0.02% | +33,055 | New |
| State of Alaska, Department of Revenue | 33,889 | $662.0K | 0.01% | −605−1.8% | Reduced |
| Texas Permanent School Fund | 34,540 | $675.0K | 0.01% | −739−2.1% | Reduced |
| Ensign Peak Advisors, Inc | 34,908 | $682.0K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 35,831 | $700.0K | 0.00% | +25+0.1% | Added |
| Pacific Ridge Capital Partners, LLC | 37,580 | $735.0K | 0.14% | 00.0% | Unchanged |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 38,745 | $757.0K | 0.04% | 00.0% | Unchanged |
| Barclays PLC | 39,136 | $766.0K | 0.00% | −24,378−38.4% | Reduced |
| Thrivent Financial for Lutherans | 39,661 | $775.0K | 0.00% | +130.0% | Added |
| Arrowstreet Capital, Limited Partnership | 40,463 | $791.0K | 0.00% | −313,236−88.6% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 42,000 | $821.0K | 0.01% | +5,178+14.1% | Added |
| Cubist Systematic Strategies, LLC | 41,987 | $821.0K | 0.01% | +11,366+37.1% | Added |
| Citigroup Inc | 42,174 | $825.0K | 0.00% | +4,707+12.6% | Added |
| Great West Life Assurance Co | 41,727 | $837.0K | 0.00% | 00.0% | Unchanged |
| Yousif Capital Management, LLC | 44,590 | $872.0K | 0.01% | −230−0.5% | Reduced |
| Comerica Bank | 41,833 | $879.0K | 0.01% | −230−0.5% | Reduced |
| UBS Asset Management Americas Inc | 48,740 | $952.9K | 0.00% | −9,531−16.4% | Reduced |
| SEI Investments Co | 50,519 | $988.0K | 0.00% | +50,519 | New |
| Prudential Financial Inc | 50,594 | $989.0K | 0.00% | −619−1.2% | Reduced |
| Alliancebernstein L.P. | 51,441 | $1.01M | 0.00% | +21,370+71.1% | Added |
| Assenagon Asset Management S.A. | 52,775 | $1.03M | 0.00% | +52,775 | New |
| Bank of America Corp | 53,345 | $1.04M | 0.00% | −24,382−31.4% | Reduced |
| Zacks Investment Management | 54,069 | $1.06M | 0.01% | +54,069 | New |
| Avantax Advisory Services, Inc. | 59,339 | $1.16M | 0.02% | −352−0.6% | Reduced |
| Credit Suisse AG | 60,882 | $1.19M | 0.00% | +632+1.0% | Added |
| California State Teachers Retirement System | 62,172 | $1.22M | 0.00% | −5,374−8.0% | Reduced |
| Jane Street Group, LLC | 65,677 | $1.28M | 0.00% | +43,534+196.6% | Added |
| CastleKnight Management LP | 66,235 | $1.29M | 0.35% | 00.0% | Unchanged |