Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Avantax, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 155
- 0 vs. Q4 2022
- Shares held
- 36.0M
- −8.43M (−19.0%) vs. Q4 2022
- Total value
- $947.2M
- −$186.7M (−16.5%) vs. Q4 2022
- New holders
- 30
- 34 more added
- Sold out
- 30
- 64 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kula Investments, LLC | 11,907 | $313.4K | 0.08% | +11,907 | New |
| Wells Fargo & Company | 11,813 | $310.9K | 0.00% | +9,240+359.1% | Added |
| UBS Group AG | 11,797 | $310.5K | 0.00% | −849−6.7% | Reduced |
| Public Employees Retirement Association of Colorado | 11,663 | $307.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 11,519 | $303.0K | 0.00% | −3,769−24.7% | Reduced |
| Aquatic Capital Management LLC | 11,000 | $290.0K | 0.02% | +11,000 | New |
| Bridgefront Capital, LLC | 10,913 | $287.2K | 0.18% | +10,913 | New |
| Gsa Capital Partners LLP | 9,990 | $263.0K | 0.03% | −44,219−81.6% | Reduced |
| Cipher Capital LP | 8,944 | $235.4K | 0.04% | +8,944 | New |
| STRS Ohio | 8,900 | $234.0K | 0.00% | 00.0% | Unchanged |
| Victory Capital Management Inc | 8,317 | $218.9K | 0.00% | −2,097−20.1% | Reduced |
| Panagora Asset Management Inc | 8,254 | $217.2K | 0.00% | +8,254 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 8,215 | $216.2K | 0.00% | 00.0% | Unchanged |
| Mutual of America Capital Management LLC | 8,199 | $215.8K | 0.00% | −1,836−18.3% | Reduced |
| AE Wealth Management LLC | 8,058 | $212.1K | 0.00% | +8,058 | New |
| Allspring Global Investments Holdings, LLC | 7,528 | $198.1K | 0.00% | +1,791+31.2% | Added |
| Citadel Advisors LLC | 6,229 | $163.9K | 0.00% | −40,655−86.7% | Reduced |
| Amundi | 5,411 | $140.5K | 0.00% | +5,411 | New |
| Envestnet Asset Management Inc | 16,607 | $125.1K | 0.00% | +16,607 | New |
| Ameritas Investment Partners, Inc. | 3,770 | $99.2K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 3,351 | $88.2K | 0.00% | −15−0.4% | Reduced |
| KBC Group NV | 3,336 | $88.0K | 0.00% | −677−16.9% | Reduced |
| Metropolitan Life Insurance Co | 2,710 | $71.3K | 0.00% | −371−12.0% | Reduced |
| Advisor Group Holdings, Inc. | 2,180 | $57.4K | 0.00% | +1,159+113.5% | Added |
| Cornerstone Management, Inc. | 1,940 | $51.1K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1,707 | $45.0K | 0.00% | +1,079+171.8% | Added |
| Ancora Advisors, LLC | 1,100 | $29.0K | 0.00% | −6,100−84.7% | Reduced |
| US Bancorp | 729 | $19.2K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 680 | $17.9K | 0.00% | +46+7.3% | Added |
| Engine Capital Management, LP | 500 | $13.0K | 0.00% | −2,369,884−100.0% | Reduced |
| CWM, LLC | 333 | $9.00K | 0.00% | +2+0.6% | Added |
| Belpointe Asset Management LLC | 324 | $8.53K | 0.00% | +38+13.3% | Added |
| Signaturefd, LLC | 306 | $8.05K | 0.00% | +306 | New |
| Versant Capital Management, Inc | 276 | $7.26K | 0.00% | −1−0.4% | Reduced |
| TCI Wealth Advisors, Inc. | 236 | $6.21K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 200 | $5.26K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 167 | $4.40K | 0.00% | +151+943.8% | Added |
| Fifth Third Bancorp | 106 | $2.79K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 100 | $2.63K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 100 | $2.63K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 98 | $2.58K | 0.00% | −30−23.4% | Reduced |
| Ellevest, Inc. | 98 | $2.58K | 0.00% | +98 | New |
| Assetmark, Inc | 83 | $2.19K | 0.00% | +83 | New |
| EverSource Wealth Advisors, LLC | 82 | $2.16K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 39 | $1.00K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 41 | $1.00K | 0.00% | +41 | New |
| Farmers & Merchants Investments Inc | 35 | $921 | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 10 | $264 | 0.00% | 00.0% | Unchanged |
| Quent Capital, LLC | 6 | $158 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 6 | $158 | 0.00% | +5+500.0% | Added |
| Credit Agricole S A | 3 | $79 | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 2 | $53 | 0.00% | 00.0% | Unchanged |
| Ten Capital Wealth Advisors, LLC | 2 | $53 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $26 | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 7 | $0 | 0.00% | −1−12.5% | Reduced |
| Hill Path Capital LP | 0 | $0 | 0.00% | −2,312,749−100.0% | Sold out |
| Portolan Capital Management, LLC | 0 | $0 | 0.00% | −376,123−100.0% | Sold out |
| Jupiter Asset Management Ltd | 0 | $0 | 0.00% | −281,024−100.0% | Sold out |
| Kestrel Investment Management Corp | 0 | $0 | 0.00% | −184,750−100.0% | Sold out |
| EAM Global Investors LLC | 0 | $0 | 0.00% | −82,133−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −63,992−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −56,588−100.0% | Sold out |
| EAM Investors, LLC | 0 | $0 | 0.00% | −55,494−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −40,411−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −36,586−100.0% | Sold out |
| New York Life Investment Management LLC | 0 | $0 | 0.00% | −29,018−100.0% | Sold out |
| Putnam Investments LLC | 0 | $0 | 0.00% | −27,523−100.0% | Sold out |
| Aristeia Capital LLC | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| MML Investors Services, LLC | 0 | $0 | 0.00% | −20,556−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −19,230−100.0% | Sold out |
| HighVista Strategies LLC | 0 | $0 | 0.00% | −12,690−100.0% | Sold out |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −12,642−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −10,930−100.0% | Sold out |
| Yakira Capital Management, Inc. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −9,187−100.0% | Sold out |
| Bailard, Inc. | 0 | $0 | 0.00% | −9,077−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −2,973−100.0% | Sold out |
| Rock Creek Group, LP | 0 | $0 | 0.00% | −2,742−100.0% | Sold out |
| Point72 Middle East FZE | 0 | $0 | 0.00% | −2,029−100.0% | Sold out |
| Altshuler Shaham Ltd | 0 | $0 | 0.00% | −1,419−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −889−100.0% | Sold out |
| Sutton Wealth Advisors Inc. | 0 | $0 | 0.00% | −691−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −19−100.0% | Sold out |
| AdvisorNet Financial, Inc | 0 | $0 | 0.00% | −5−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −25−100.0% | Sold out |
| Rothschild & Co Asset Management US Inc. | – | – | – | – | Not filed |
| Comerica Bank | – | – | – | – | Not filed |