Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Avantax, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 155
- 0 vs. Q4 2022
- Shares held
- 36.0M
- −8.43M (−19.0%) vs. Q4 2022
- Total value
- $947.2M
- −$186.7M (−16.5%) vs. Q4 2022
- New holders
- 30
- 34 more added
- Sold out
- 30
- 64 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Covestor Ltd | 7 | $0 | 0.00% | −1−12.5% | Reduced |
| Huntington National Bank | 1 | $26 | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 2 | $53 | 0.00% | 00.0% | Unchanged |
| Ten Capital Wealth Advisors, LLC | 2 | $53 | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 3 | $79 | 0.00% | 00.0% | Unchanged |
| Quent Capital, LLC | 6 | $158 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 6 | $158 | 0.00% | +5+500.0% | Added |
| Clearstead Advisors, LLC | 10 | $264 | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 35 | $921 | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 39 | $1.00K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 41 | $1.00K | 0.00% | +41 | New |
| EverSource Wealth Advisors, LLC | 82 | $2.16K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 83 | $2.19K | 0.00% | +83 | New |
| Lindbrook Capital, LLC | 98 | $2.58K | 0.00% | −30−23.4% | Reduced |
| Ellevest, Inc. | 98 | $2.58K | 0.00% | +98 | New |
| Spire Wealth Management | 100 | $2.63K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 100 | $2.63K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 106 | $2.79K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 167 | $4.40K | 0.00% | +151+943.8% | Added |
| Federation des caisses Desjardins du Quebec | 200 | $5.26K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 236 | $6.21K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 276 | $7.26K | 0.00% | −1−0.4% | Reduced |
| Signaturefd, LLC | 306 | $8.05K | 0.00% | +306 | New |
| Belpointe Asset Management LLC | 324 | $8.53K | 0.00% | +38+13.3% | Added |
| CWM, LLC | 333 | $9.00K | 0.00% | +2+0.6% | Added |
| Engine Capital Management, LP | 500 | $13.0K | 0.00% | −2,369,884−100.0% | Reduced |
| Parkside Financial Bank & Trust | 680 | $17.9K | 0.00% | +46+7.3% | Added |
| US Bancorp | 729 | $19.2K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 1,100 | $29.0K | 0.00% | −6,100−84.7% | Reduced |
| Tower Research Capital LLC (TRC) | 1,707 | $45.0K | 0.00% | +1,079+171.8% | Added |
| Cornerstone Management, Inc. | 1,940 | $51.1K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 2,180 | $57.4K | 0.00% | +1,159+113.5% | Added |
| Metropolitan Life Insurance Co | 2,710 | $71.3K | 0.00% | −371−12.0% | Reduced |
| KBC Group NV | 3,336 | $88.0K | 0.00% | −677−16.9% | Reduced |
| The PNC Financial Services Group, Inc. | 3,351 | $88.2K | 0.00% | −15−0.4% | Reduced |
| Ameritas Investment Partners, Inc. | 3,770 | $99.2K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 16,607 | $125.1K | 0.00% | +16,607 | New |
| Amundi | 5,411 | $140.5K | 0.00% | +5,411 | New |
| Citadel Advisors LLC | 6,229 | $163.9K | 0.00% | −40,655−86.7% | Reduced |
| Allspring Global Investments Holdings, LLC | 7,528 | $198.1K | 0.00% | +1,791+31.2% | Added |
| AE Wealth Management LLC | 8,058 | $212.1K | 0.00% | +8,058 | New |
| Mutual of America Capital Management LLC | 8,199 | $215.8K | 0.00% | −1,836−18.3% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 8,215 | $216.2K | 0.00% | 00.0% | Unchanged |
| Panagora Asset Management Inc | 8,254 | $217.2K | 0.00% | +8,254 | New |
| Victory Capital Management Inc | 8,317 | $218.9K | 0.00% | −2,097−20.1% | Reduced |
| STRS Ohio | 8,900 | $234.0K | 0.00% | 00.0% | Unchanged |
| Cipher Capital LP | 8,944 | $235.4K | 0.04% | +8,944 | New |
| Gsa Capital Partners LLP | 9,990 | $263.0K | 0.03% | −44,219−81.6% | Reduced |
| Bridgefront Capital, LLC | 10,913 | $287.2K | 0.18% | +10,913 | New |
| Aquatic Capital Management LLC | 11,000 | $290.0K | 0.02% | +11,000 | New |
| Royal Bank of Canada | 11,519 | $303.0K | 0.00% | −3,769−24.7% | Reduced |
| Public Employees Retirement Association of Colorado | 11,663 | $307.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 11,797 | $310.5K | 0.00% | −849−6.7% | Reduced |
| Wells Fargo & Company | 11,813 | $310.9K | 0.00% | +9,240+359.1% | Added |
| Kula Investments, LLC | 11,907 | $313.4K | 0.08% | +11,907 | New |
| Moran Wealth Management, LLC | 12,020 | $316.4K | 0.01% | −3,348−21.8% | Reduced |
| Campbell & CO Investment Adviser LLC | 12,264 | $322.8K | 0.06% | +12,264 | New |
| Arizona State Retirement System | 12,487 | $328.7K | 0.00% | +362+3.0% | Added |
| Oregon Public Employees Retirement Fund | 12,845 | $338.1K | 0.00% | −3,082−19.4% | Reduced |
| State of Tennessee, Treasury Department | 13,421 | $353.2K | 0.00% | −20,527−60.5% | Reduced |
| State of Wyoming | 13,453 | $354.1K | 0.11% | −5,032−27.2% | Reduced |
| Natixis Advisors, L.P. | 14,237 | $375.0K | 0.00% | +14,237 | New |
| Teachers Retirement System of the State of Kentucky | 14,408 | $380.0K | 0.00% | 00.0% | Unchanged |
| Graham Capital Management, L.P. | 15,334 | $403.6K | 0.01% | +15,334 | New |
| Everence Capital Management Inc | 15,340 | $404.0K | 0.03% | 00.0% | Unchanged |
| Maryland State Retirement & Pension System | 16,032 | $422.0K | 0.01% | −3,708−18.8% | Reduced |
| Teza Capital Management LLC | 17,154 | $451.5K | 0.10% | +17,154 | New |
| Cubist Systematic Strategies, LLC | 18,213 | $479.4K | 0.00% | +10,395+133.0% | Added |
| Dynamic Technology Lab Private Ltd | 18,491 | $487.0K | 0.04% | +18,491 | New |
| Louisiana State Employees Retirement System | 18,600 | $489.6K | 0.01% | −4,100−18.1% | Reduced |
| Voya Investment Management LLC | 18,766 | $493.9K | 0.00% | −9,350−33.3% | Reduced |
| Amalgamated Bank | 19,199 | $505.0K | 0.00% | −4,025−17.3% | Reduced |
| Manufacturers Life Insurance Company, The | 19,227 | $506.1K | 0.00% | +666+3.6% | Added |
| FMR LLC | 19,573 | $515.2K | 0.00% | +121+0.6% | Added |
| Janus Henderson Group PLC | 20,026 | $526.8K | 0.00% | +10,252+104.9% | Added |
| State Board of Administration of Florida Retirement System | 20,145 | $530.2K | 0.00% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 20,998 | $552.7K | 0.02% | +20,998 | New |
| Susquehanna International Group, LLP | 23,211 | $610.9K | 0.00% | +8,460+57.4% | Added |
| Ensign Peak Advisors, Inc | 23,758 | $625.3K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 24,152 | $635.7K | 0.00% | +1,065+4.6% | Added |
| Citigroup Inc | 24,869 | $654.6K | 0.00% | −7,986−24.3% | Reduced |
| New York State Common Retirement Fund | 25,017 | $658.4K | 0.00% | −10,700−30.0% | Reduced |
| Yousif Capital Management, LLC | 25,179 | $662.7K | 0.01% | −7,680−23.4% | Reduced |
| MetLife Investment Management | 25,201 | $663.3K | 0.00% | 00.0% | Unchanged |
| American International Group, Inc. | 25,502 | $671.2K | 0.00% | −398−1.5% | Reduced |
| State of Alaska, Department of Revenue | 27,262 | $717.0K | 0.01% | −6,081−18.2% | Reduced |
| Man Group plc | – | $721.9K | 0.00% | – | New |
| SG Americas Securities, LLC | 29,228 | $769.0K | 0.01% | +29,228 | New |
| Versor Investments LP | 30,000 | $789.6K | 0.10% | +30,000 | New |
| Price T Rowe Associates Inc | 31,811 | $838.0K | 0.00% | +387+1.2% | Added |
| BNP Paribas Arbitrage, SA | 33,200 | $873.8K | 0.00% | +19,892+149.5% | Added |
| EJF Capital LLC | 34,000 | $894.9K | 0.33% | +34,000 | New |
| Texas Permanent School Fund | 35,703 | $939.7K | 0.01% | +3,511+10.9% | Added |
| Credit Suisse AG | 36,816 | $969.0K | 0.00% | +90.0% | Added |
| Atomi Financial Group, Inc. | 37,296 | $981.6K | 0.55% | +37,296 | New |
| Pacific Ridge Capital Partners, LLC | 37,370 | $983.6K | 0.24% | −220−0.6% | Reduced |
| Millennium Management LLC | 39,092 | $1.03M | 0.00% | −250,365−86.5% | Reduced |
| Thrivent Financial for Lutherans | 39,453 | $1.04M | 0.00% | −9,664−19.7% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 42,153 | $1.11M | 0.01% | −9,094−17.7% | Reduced |
| UBS Asset Management Americas Inc | 45,306 | $1.19M | 0.00% | +45,306 | New |