Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Avantax, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 151
- +10 vs. Q3 2021
- Shares held
- 45.4M
- +1.58M (+3.6%) vs. Q3 2021
- Total value
- $785.2M
- +$103.0M (+15.1%) vs. Q3 2021
- New holders
- 24
- 42 more added
- Sold out
- 14
- 58 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cim Investment Mangement Inc | 17,384 | $301.0K | 0.09% | 00.0% | Unchanged |
| FMR LLC | 16,827 | $291.0K | 0.00% | +16,800+62,222.2% | Added |
| State of Tennessee, Treasury Department | 15,582 | $270.0K | 0.00% | 00.0% | Unchanged |
| Everence Capital Management Inc | 15,340 | $266.0K | 0.02% | 00.0% | Unchanged |
| State of Wyoming | 13,675 | $237.0K | 0.11% | +8,621+170.6% | Added |
| Teachers Retirement System of the State of Kentucky | 13,546 | $235.0K | 0.00% | 00.0% | Unchanged |
| Arizona State Retirement System | 13,100 | $227.0K | 0.00% | −88−0.7% | Reduced |
| Bank of Montreal | 12,989 | $226.0K | 0.00% | −2,609−16.7% | Reduced |
| Metropolitan Life Insurance Co | 12,661 | $219.3K | 0.00% | −391−3.0% | Reduced |
| ProShare Advisors LLC | 12,126 | $210.0K | 0.00% | +12,126 | New |
| PEAK6 Investments LLC | 11,650 | $202.0K | 0.01% | −5,721−32.9% | Reduced |
| Public Employees Retirement Association of Colorado | 11,663 | $202.0K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 11,014 | $191.0K | 0.00% | −1,179−9.7% | Reduced |
| First Citizens Bank & Trust Co | 10,959 | $189.0K | 0.01% | −1,221−10.0% | Reduced |
| Group One Trading, L.P. | 7,094 | $123.0K | 0.00% | −45,842−86.6% | Reduced |
| Mutual of America Capital Management LLC | 6,656 | $115.0K | 0.00% | +166+2.6% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,154 | $107.0K | 0.00% | 00.0% | Unchanged |
| Macquarie Group Ltd | 5,050 | $87.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 4,225 | $73.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,930 | $50.0K | 0.00% | +58+2.0% | Added |
| Altshuler Shaham Ltd | 2,539 | $44.0K | 0.00% | +247+10.8% | Added |
| Tower Research Capital LLC (TRC) | 2,298 | $40.0K | 0.00% | −12,828−84.8% | Reduced |
| Aquatic Capital Management LLC | 2,200 | $38.0K | 0.07% | +2,200 | New |
| US Bancorp | 2,187 | $37.0K | 0.00% | +273+14.3% | Added |
| Counterpoint Mutual Funds LLC | 1,585 | $27.0K | 0.03% | +1,585 | New |
| Captrust Financial Advisors | 1,437 | $25.0K | 0.00% | −24−1.6% | Reduced |
| Allspring Global Investments Holdings, LLC | 794 | $13.0K | 0.00% | +794 | New |
| Sutton Wealth Advisors Inc. | 673 | $11.7K | 0.00% | +15+2.3% | Added |
| Eaton Vance Management | 363 | $6.00K | 0.00% | +45+14.2% | Added |
| Versant Capital Management, Inc | 265 | $5.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 255 | $5.00K | 0.00% | +3+1.2% | Added |
| CWM, LLC | 276 | $5.00K | 0.00% | +276 | New |
| Federation des caisses Desjardins du Quebec | 270 | $4.68K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 236 | $4.00K | 0.00% | +236 | New |
| Sageworth Trust Co of South Dakota | 149 | $3.00K | 0.00% | +149 | New |
| Fuller & Thaler Asset Management, Inc. | 123 | $2.00K | 0.00% | −54−30.5% | Reduced |
| Spire Wealth Management | 100 | $2.00K | 0.00% | −100−50.0% | Reduced |
| Fifth Third Bancorp | 106 | $2.00K | 0.00% | +106 | New |
| Signet Financial Management, LLC | 128 | $2.00K | 0.00% | +128 | New |
| Byrne Asset Management LLC | 100 | $2.00K | 0.00% | +100 | New |
| Sageworth Trust Co | 46 | $1.00K | 0.00% | −154−77.0% | Reduced |
| Tarbox Family Office, Inc. | 43 | $1.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 65 | $1.00K | 0.00% | +65 | New |
| EverSource Wealth Advisors, LLC | 82 | $1.00K | 0.00% | +82 | New |
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 3 | $0 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 5 | $0 | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 10 | $0 | 0.00% | +10 | New |
| Parkside Financial Bank & Trust | 19 | $0 | 0.00% | +19 | New |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −268,291−100.0% | Sold out |
| SCW Capital Management, LP | 0 | $0 | 0.00% | −235,141−100.0% | Sold out |
| CM Management, LLC | 0 | $0 | 0.00% | −65,000−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −41,871−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −27,363−100.0% | Sold out |
| Jefferies Group LLC | 0 | $0 | 0.00% | −25,350−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −15,074−100.0% | Sold out |
| Wedge Capital Management L L P | 0 | $0 | 0.00% | −11,595−100.0% | Sold out |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −8,559−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −5,798−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −627−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −210−100.0% | Sold out |
| Joseph P. Lucia & Associates, LLC | 0 | $0 | 0.00% | −33−100.0% | Sold out |
| Brewin Dolphin Ltd | 0 | $0 | 0.00% | −30−100.0% | Sold out |