Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Avantax, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 155
- +11 vs. Q1 2021
- Shares held
- 44.0M
- −442.3K (−1.0%) vs. Q1 2021
- Total value
- $760.9M
- +$22.2M (+3.0%) vs. Q1 2021
- New holders
- 21
- 50 more added
- Sold out
- 10
- 59 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| ProShare Advisors LLC | 13,927 | $241.0K | 0.00% | −388−2.7% | Reduced |
| Teachers Retirement System of the State of Kentucky | 13,546 | $234.0K | 0.00% | 00.0% | Unchanged |
| Arizona State Retirement System | 13,096 | $227.0K | 0.00% | −890−6.4% | Reduced |
| First Citizens Bank & Trust Co | 12,513 | $217.0K | 0.01% | +736+6.2% | Added |
| UBS Group AG | 12,525 | $216.0K | 0.00% | −19,476−60.9% | Reduced |
| Envestnet Asset Management Inc | 12,390 | $214.0K | 0.00% | +888+7.7% | Added |
| Belvedere Trading LLC | 13,194 | $213.0K | 0.09% | +13,194 | New |
| Trexquant Investment LP | 12,269 | $212.0K | 0.02% | −8,103−39.8% | Reduced |
| Simplex Trading, LLC | 11,998 | $207.0K | 0.01% | −15,678−56.6% | Reduced |
| Tower Research Capital LLC (TRC) | 11,849 | $205.0K | 0.01% | +8,512+255.1% | Added |
| Public Employees Retirement Association of Colorado | 11,663 | $202.0K | 0.00% | 00.0% | Unchanged |
| C M Bidwell & Associates Ltd | 11,510 | $199.0K | 0.13% | +11,510 | New |
| Aigen Investment Management, LP | 11,343 | $196.0K | 0.03% | −4,410−28.0% | Reduced |
| Man Group plc | 10,870 | $188.0K | 0.00% | +10,870 | New |
| Metropolitan Life Insurance Co | 10,577 | $183.1K | 0.00% | −2,331−18.1% | Reduced |
| Wedge Capital Management L L P | 10,073 | $174.0K | 0.00% | +10,073 | New |
| Cutler Group LP | 9,101 | $157.0K | 0.01% | +210+2.4% | Added |
| SG Americas Securities, LLC | 7,371 | $128.0K | 0.00% | −7,635−50.9% | Reduced |
| Mutual of America Capital Management LLC | 6,883 | $119.0K | 0.00% | +439+6.8% | Added |
| Panagora Asset Management Inc | 6,200 | $107.0K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,154 | $107.0K | 0.00% | 00.0% | Unchanged |
| Macquarie Group Ltd | 5,050 | $87.0K | 0.00% | +4,488+798.6% | Added |
| State of Wyoming | 4,686 | $81.0K | 0.05% | +4,686 | New |
| Pinz Capital Management, LP | 4,600 | $80.0K | 0.02% | −3,000−39.5% | Reduced |
| Ameritas Investment Partners, Inc. | 4,225 | $73.0K | 0.00% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 3,626 | $63.0K | 0.00% | +3,626 | New |
| Wells Fargo & Company | 3,278 | $57.0K | 0.00% | −16,658−83.6% | Reduced |
| The PNC Financial Services Group, Inc. | 3,006 | $52.0K | 0.00% | −15−0.5% | Reduced |
| Leonteq Securities AG | 3,000 | $51.9K | 0.00% | +1,890+170.3% | Added |
| FORA Capital, LLC | 2,449 | $42.0K | 0.01% | +2,449 | New |
| Altshuler Shaham Ltd | 2,279 | $39.0K | 0.00% | +952+71.7% | Added |
| Harbour Investments, Inc. | 2,010 | $35.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,831 | $31.0K | 0.00% | −2−0.1% | Reduced |
| Captrust Financial Advisors | 1,436 | $25.0K | 0.00% | −25−1.7% | Reduced |
| Sutton Wealth Advisors Inc. | 658 | $11.4K | 0.00% | 00.0% | Unchanged |
| Eaton Vance Management | 432 | $7.00K | 0.00% | +238+122.7% | Added |
| Fifth Third Bancorp | 402 | $7.00K | 0.00% | +402 | New |
| Versant Capital Management, Inc | 339 | $6.00K | 0.00% | +1+0.3% | Added |
| Federation des caisses Desjardins du Quebec | 270 | $4.67K | 0.00% | 00.0% | Unchanged |
| Fuller & Thaler Asset Management, Inc. | 177 | $3.00K | 0.00% | −705,955−100.0% | Reduced |
| Advisor Group Holdings, Inc. | 226 | $3.00K | 0.00% | −2,100−90.3% | Reduced |
| Spire Wealth Management | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Sageworth Trust Co | 200 | $3.00K | 0.00% | +200 | New |
| AdvisorNet Financial, Inc | 105 | $2.00K | 0.00% | 00.0% | Unchanged |
| Tarbox Family Office, Inc. | 43 | $1.00K | 0.00% | 00.0% | Unchanged |
| Joseph P. Lucia & Associates, LLC | 33 | $1.00K | 0.00% | 00.0% | Unchanged |
| Brewin Dolphin Ltd | 30 | $519 | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 27 | $0 | 0.00% | +26+2,600.0% | Added |
| Credit Agricole S A | 3 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Tfo-TDC, LLC | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 13 | $0 | 0.00% | +13 | New |
| Rockefeller Capital Management L.P. | 10 | $0 | 0.00% | +10 | New |
| IAG Wealth Partners, LLC | 10 | – | – | 00.0% | Unchanged |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −98,600−100.0% | Sold out |
| Atom Investors LP | 0 | $0 | 0.00% | −46,991−100.0% | Sold out |
| Globeflex Capital L P | 0 | $0 | 0.00% | −31,521−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −22,945−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −17,947−100.0% | Sold out |
| Parallax Volatility Advisers, L.P. | 0 | $0 | 0.00% | −15,291−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −10,177−100.0% | Sold out |
| Barrett Asset Management, LLC | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Aua Capital Management, LLC | 0 | $0 | 0.00% | −46−100.0% | Sold out |