Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Avantax, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 155
- +11 vs. Q1 2021
- Shares held
- 44.0M
- −442.3K (−1.0%) vs. Q1 2021
- Total value
- $760.9M
- +$22.2M (+3.0%) vs. Q1 2021
- New holders
- 21
- 50 more added
- Sold out
- 10
- 59 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 1 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 27 | $0 | 0.00% | +26+2,600.0% | Added |
| Credit Agricole S A | 3 | $0 | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Tfo-TDC, LLC | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 13 | $0 | 0.00% | +13 | New |
| Rockefeller Capital Management L.P. | 10 | $0 | 0.00% | +10 | New |
| Brewin Dolphin Ltd | 30 | $519 | 0.00% | 00.0% | Unchanged |
| Tarbox Family Office, Inc. | 43 | $1.00K | 0.00% | 00.0% | Unchanged |
| Joseph P. Lucia & Associates, LLC | 33 | $1.00K | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 105 | $2.00K | 0.00% | 00.0% | Unchanged |
| Fuller & Thaler Asset Management, Inc. | 177 | $3.00K | 0.00% | −705,955−100.0% | Reduced |
| Advisor Group Holdings, Inc. | 226 | $3.00K | 0.00% | −2,100−90.3% | Reduced |
| Spire Wealth Management | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Sageworth Trust Co | 200 | $3.00K | 0.00% | +200 | New |
| Federation des caisses Desjardins du Quebec | 270 | $4.67K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 339 | $6.00K | 0.00% | +1+0.3% | Added |
| Eaton Vance Management | 432 | $7.00K | 0.00% | +238+122.7% | Added |
| Fifth Third Bancorp | 402 | $7.00K | 0.00% | +402 | New |
| Sutton Wealth Advisors Inc. | 658 | $11.4K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 1,436 | $25.0K | 0.00% | −25−1.7% | Reduced |
| US Bancorp | 1,831 | $31.0K | 0.00% | −2−0.1% | Reduced |
| Harbour Investments, Inc. | 2,010 | $35.0K | 0.00% | 00.0% | Unchanged |
| Altshuler Shaham Ltd | 2,279 | $39.0K | 0.00% | +952+71.7% | Added |
| FORA Capital, LLC | 2,449 | $42.0K | 0.01% | +2,449 | New |
| Leonteq Securities AG | 3,000 | $51.9K | 0.00% | +1,890+170.3% | Added |
| The PNC Financial Services Group, Inc. | 3,006 | $52.0K | 0.00% | −15−0.5% | Reduced |
| Wells Fargo & Company | 3,278 | $57.0K | 0.00% | −16,658−83.6% | Reduced |
| Point72 Hong Kong Ltd | 3,626 | $63.0K | 0.00% | +3,626 | New |
| Ameritas Investment Partners, Inc. | 4,225 | $73.0K | 0.00% | 00.0% | Unchanged |
| Pinz Capital Management, LP | 4,600 | $80.0K | 0.02% | −3,000−39.5% | Reduced |
| State of Wyoming | 4,686 | $81.0K | 0.05% | +4,686 | New |
| Macquarie Group Ltd | 5,050 | $87.0K | 0.00% | +4,488+798.6% | Added |
| Panagora Asset Management Inc | 6,200 | $107.0K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,154 | $107.0K | 0.00% | 00.0% | Unchanged |
| Mutual of America Capital Management LLC | 6,883 | $119.0K | 0.00% | +439+6.8% | Added |
| SG Americas Securities, LLC | 7,371 | $128.0K | 0.00% | −7,635−50.9% | Reduced |
| Cutler Group LP | 9,101 | $157.0K | 0.01% | +210+2.4% | Added |
| Wedge Capital Management L L P | 10,073 | $174.0K | 0.00% | +10,073 | New |
| Metropolitan Life Insurance Co | 10,577 | $183.1K | 0.00% | −2,331−18.1% | Reduced |
| Man Group plc | 10,870 | $188.0K | 0.00% | +10,870 | New |
| Aigen Investment Management, LP | 11,343 | $196.0K | 0.03% | −4,410−28.0% | Reduced |
| C M Bidwell & Associates Ltd | 11,510 | $199.0K | 0.13% | +11,510 | New |
| Public Employees Retirement Association of Colorado | 11,663 | $202.0K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 11,849 | $205.0K | 0.01% | +8,512+255.1% | Added |
| Simplex Trading, LLC | 11,998 | $207.0K | 0.01% | −15,678−56.6% | Reduced |
| Trexquant Investment LP | 12,269 | $212.0K | 0.02% | −8,103−39.8% | Reduced |
| Belvedere Trading LLC | 13,194 | $213.0K | 0.09% | +13,194 | New |
| Envestnet Asset Management Inc | 12,390 | $214.0K | 0.00% | +888+7.7% | Added |
| UBS Group AG | 12,525 | $216.0K | 0.00% | −19,476−60.9% | Reduced |
| First Citizens Bank & Trust Co | 12,513 | $217.0K | 0.01% | +736+6.2% | Added |
| Arizona State Retirement System | 13,096 | $227.0K | 0.00% | −890−6.4% | Reduced |
| Teachers Retirement System of the State of Kentucky | 13,546 | $234.0K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 13,927 | $241.0K | 0.00% | −388−2.7% | Reduced |
| Everence Capital Management Inc | 15,340 | $266.0K | 0.02% | +15,340 | New |
| CWM Advisors, LLC | 15,840 | $274.0K | 0.04% | +480+3.1% | Added |
| HRT Financial LP | 16,119 | $279.0K | 0.00% | +16,119 | New |
| Quadrature Capital Ltd | 16,092 | $279.0K | 0.01% | +16,092 | New |
| Bank of Montreal | 16,516 | $295.0K | 0.00% | +4,441+36.8% | Added |
| State of Tennessee, Treasury Department | 17,242 | $298.0K | 0.00% | 00.0% | Unchanged |
| Cim Investment Mangement Inc | 17,384 | $301.0K | 0.09% | 00.0% | Unchanged |
| MetLife Investment Management | 17,555 | $303.9K | 0.00% | +5,463+45.2% | Added |
| Royal Bank of Canada | 17,793 | $309.0K | 0.00% | +1,438+8.8% | Added |
| BNP Paribas Arbitrage, SA | 19,131 | $331.2K | 0.00% | −6,898−26.5% | Reduced |
| Oregon Public Employees Retirement Fund | 19,676 | $341.0K | 0.00% | 00.0% | Unchanged |
| Voya Investment Management LLC | 20,018 | $347.0K | 0.00% | −991−4.7% | Reduced |
| Louisiana State Employees Retirement System | 21,800 | $377.0K | 0.01% | −100−0.5% | Reduced |
| Squarepoint Ops LLC | 23,194 | $401.0K | 0.00% | +2,425+11.7% | Added |
| Acadian Asset Management LLC | 23,508 | $407.0K | 0.00% | +23,508 | New |
| IndexIQ Advisors LLC | 24,313 | $421.0K | 0.01% | −250−1.0% | Reduced |
| Amalgamated Bank | 24,760 | $429.0K | 0.00% | +24,760 | New |
| Susquehanna International Group, LLP | 25,318 | $438.0K | 0.00% | −125,141−83.2% | Reduced |
| Barclays PLC | 25,385 | $439.0K | 0.00% | −34,750−57.8% | Reduced |
| Citigroup Inc | 27,070 | $469.0K | 0.00% | +21,559+391.2% | Added |
| Walleye Trading LLC | 27,666 | $479.0K | 0.01% | −205,804−88.2% | Reduced |
| Manufacturers Life Insurance Company, The | 28,151 | $487.0K | 0.00% | −51−0.2% | Reduced |
| State Board of Administration of Florida Retirement System | 29,467 | $510.0K | 0.00% | +2,118+7.7% | Added |
| Jump Financial, LLC | 29,700 | $514.0K | 0.05% | +29,700 | New |
| American International Group, Inc. | 31,550 | $546.0K | 0.00% | −536−1.7% | Reduced |
| Dynamic Technology Lab Private Ltd | 31,883 | $552.0K | 0.06% | +20,260+174.3% | Added |
| State of Alaska, Department of Revenue | 33,504 | $579.0K | 0.01% | +861+2.6% | Added |
| Pacific Ridge Capital Partners, LLC | 36,090 | $625.0K | 0.11% | −440−1.2% | Reduced |
| Texas Permanent School Fund | 36,081 | $625.0K | 0.01% | +29+0.1% | Added |
| Occudo Quantitative Strategies LP | 36,585 | $633.0K | 0.10% | +36,585 | New |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 37,155 | $643.0K | 0.01% | −60−0.2% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 37,455 | $648.0K | 0.03% | −7,654−17.0% | Reduced |
| Alliancebernstein L.P. | 38,264 | $662.0K | 0.00% | −7,600−16.6% | Reduced |
| Thrivent Financial for Lutherans | 39,580 | $685.0K | 0.00% | −61−0.2% | Reduced |
| Engineers Gate Manager LP | 40,244 | $697.0K | 0.04% | −8,811−18.0% | Reduced |
| Comerica Bank | 45,392 | $709.0K | 0.00% | −3,368−6.9% | Reduced |
| UBS Asset Management Americas Inc | 41,161 | $712.5K | 0.00% | +9,318+29.3% | Added |
| Great West Life Assurance Co | 41,727 | $723.0K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 43,580 | $754.0K | 0.00% | +380+0.9% | Added |
| Ensign Peak Advisors, Inc | 45,338 | $785.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 49,833 | $863.0K | 0.00% | −103,719−67.5% | Reduced |
| Prudential Financial Inc | 52,103 | $902.0K | 0.00% | −4,160−7.4% | Reduced |
| Public Employees Retirement System of Ohio | 54,279 | $940.0K | 0.00% | +53,739+9,951.7% | Added |
| Cubist Systematic Strategies, LLC | 54,308 | $940.0K | 0.01% | +54,308 | New |
| Avantax Advisory Services, Inc. | 56,011 | $969.0K | 0.02% | +5,700+11.3% | Added |
| Benefit Street Partners LLC | 59,100 | $1.02M | 0.39% | +31,100+111.1% | Added |