Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
Q4 2022 vs. Q3 2022
How the institutions holding Avantax, Inc. changed between Q3 2022 and Q4 2022.
All holders in Q4 2022All holders in Q3 2022
| Measure | Q3 2022 | Of which not filed for Q4 2022 | Q4 2022 | Change |
|---|---|---|---|---|
| Holders | 156 | 1 | 157 | +2 |
| Shares | 44.6M | 28 | 44.7M | +98.2K (+0.2%) |
| Value | $863.4M | $1.00K | $1.14B | +$278.8M (+32.3%) |
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so the changes leave them out.
New holders (18)
Institutions that held Avantax, Inc. at the end of Q4 2022 but not at the end of Q3 2022.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Caption Management, LLC | 235,200 | $6.00M | 1.01% |
| Wellington Management Group LLP | 80,600 | $2.06M | 0.00% |
| HRT Financial LP | 53,914 | $1.38M | 0.02% |
| Quadrature Capital Ltd | 36,586 | $933.3K | 0.03% |
| Aristeia Capital LLC | 25,000 | $638.3K | 0.01% |
| MML Investors Services, LLC | 20,556 | $525.0K | 0.00% |
| Jane Street Group, LLC | 19,230 | $490.9K | 0.00% |
| Moran Wealth Management, LLC | 15,368 | $392.3K | 0.01% |
| HSBC Holdings PLC | 12,642 | $323.6K | 0.00% |
| Ergoteles LLC | 10,930 | $279.0K | 0.01% |
| Yakira Capital Management, Inc. | 10,000 | $255.3K | 0.05% |
| Janus Henderson Group PLC | 9,774 | $249.4K | 0.00% |
| Point72 Middle East FZE | 2,029 | $51.8K | 0.00% |
| Belpointe Asset Management LLC | 286 | $7.30K | 0.00% |
| Dark Forest Capital Management LP | 19 | $485 | 0.00% |
| Caldwell Sutter Capital, Inc. | 2 | $51 | 0.00% |
| Ten Capital Wealth Advisors, LLC | 2 | $51 | 0.00% |
| Northwestern Mutual Wealth Management Co | 1 | $26 | 0.00% |
Sold out (16)
Institutions that held Avantax, Inc. at the end of Q3 2022 and filed for Q4 2022 without it.
| Institution | Shares, Q3 2022 | Value, Q3 2022 |
|---|---|---|
| Weiss Asset Management LP | 710,739 | $13.7M |
| Bank of Montreal | 309,631 | $6.22M |
| Voss Capital, LLC | 129,013 | $2.50M |
| Golden Gate Private Equity, Inc. | 106,080 | $2.05M |
| UBS Asset Management Americas Inc | 55,201 | $1.07M |
| Jackson Creek Investment Advisors LLC | 46,968 | $908.0K |
| CastleKnight Management LP | 45,000 | $870.0K |
| Trexquant Investment LP | 32,624 | $631.0K |
| AQR Capital Management LLC | 19,949 | $386.0K |
| Landscape Capital Management, L.L.C. | 16,193 | $313.0K |
| Cim Investment Mangement Inc | 15,569 | $301.0K |
| Qube Research & Technologies Ltd | 15,138 | $293.0K |
| Fox Run Management, L.L.C. | 11,450 | $221.0K |
| Simplex Trading, LLC | 11,163 | $215.0K |
| Macquarie Group Ltd | 4,488 | $98.0K |
| Meeder Asset Management Inc | 52 | $1.00K |
Not filed for Q4 2022 yet (1)
Institutions that held Avantax, Inc. at the end of Q3 2022 and haven't filed a 13F for Q4 2022. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2022 | Value, Q3 2022 |
|---|---|---|
| Wipfli Financial Advisors LLC, | 28 | $1.00K |