Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Avantax, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 157
- +2 vs. Q3 2022
- Shares held
- 44.7M
- +98.2K (+0.2%) vs. Q3 2022
- Total value
- $1.14B
- +$278.8M (+32.3%) vs. Q3 2022
- New holders
- 18
- 45 more added
- Sold out
- 16
- 66 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rockefeller Capital Management L.P. | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 8 | $0 | 0.00% | +5+166.7% | Added |
| Huntington National Bank | 1 | $26 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1 | $26 | 0.00% | +1 | New |
| Caldwell Sutter Capital, Inc. | 2 | $51 | 0.00% | +2 | New |
| Ten Capital Wealth Advisors, LLC | 2 | $51 | 0.00% | +2 | New |
| Credit Agricole S A | 3 | $77 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 5 | $128 | 0.00% | 00.0% | Unchanged |
| Quent Capital, LLC | 6 | $153 | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 10 | $255 | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 16 | $408 | 0.00% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 19 | $485 | 0.00% | +19 | New |
| Farmers & Merchants Investments Inc | 35 | $894 | 0.00% | +5+16.7% | Added |
| Nisa Investment Advisors, LLC | 39 | $1.00K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 82 | $2.09K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 100 | $2.55K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 106 | $2.71K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 100 | $3.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 128 | $3.27K | 0.00% | −20−13.5% | Reduced |
| Federation des caisses Desjardins du Quebec | 200 | $5.11K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 236 | $6.03K | 0.00% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 277 | $7.07K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 286 | $7.30K | 0.00% | +286 | New |
| CWM, LLC | 331 | $8.00K | 0.00% | −60−15.3% | Reduced |
| Tower Research Capital LLC (TRC) | 628 | $16.0K | 0.00% | −8,848−93.4% | Reduced |
| Parkside Financial Bank & Trust | 634 | $16.2K | 0.00% | +553+682.7% | Added |
| Sutton Wealth Advisors Inc. | 691 | $17.6K | 0.01% | −2−0.3% | Reduced |
| US Bancorp | 729 | $18.6K | 0.00% | −182−20.0% | Reduced |
| Money Concepts Capital Corp | 889 | $22.7K | 0.00% | −14,588−94.3% | Reduced |
| Advisor Group Holdings, Inc. | 1,021 | $26.0K | 0.00% | +136+15.4% | Added |
| Altshuler Shaham Ltd | 1,419 | $36.2K | 0.00% | −1,555−52.3% | Reduced |
| Cornerstone Management, Inc. | 1,940 | $49.5K | 0.01% | 00.0% | Unchanged |
| Point72 Middle East FZE | 2,029 | $51.8K | 0.00% | +2,029 | New |
| Wells Fargo & Company | 2,573 | $65.7K | 0.00% | −1,326−34.0% | Reduced |
| Rock Creek Group, LP | 2,742 | $70.0K | 0.01% | −15,390−84.9% | Reduced |
| PEAK6 Investments LLC | 2,973 | $75.9K | 0.00% | −26,212−89.8% | Reduced |
| Metropolitan Life Insurance Co | 3,081 | $78.7K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 3,366 | $85.9K | 0.00% | 00.0% | Unchanged |
| KBC Group NV | 4,013 | $102.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 3,770 | $103.0K | 0.00% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 5,737 | $146.5K | 0.00% | +409+7.7% | Added |
| Ancora Advisors, LLC | 7,200 | $184.0K | 0.01% | −3,700−33.9% | Reduced |
| Cubist Systematic Strategies, LLC | 7,818 | $199.6K | 0.00% | −27,022−77.6% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 8,215 | $209.7K | 0.00% | +2,061+33.5% | Added |
| STRS Ohio | 8,900 | $227.0K | 0.00% | 00.0% | Unchanged |
| Bailard, Inc. | 9,077 | $231.7K | 0.01% | −2,923−24.4% | Reduced |
| ExodusPoint Capital Management, LP | 9,187 | $235.0K | 0.00% | −8,140−47.0% | Reduced |
| Janus Henderson Group PLC | 9,774 | $249.4K | 0.00% | +9,774 | New |
| Yakira Capital Management, Inc. | 10,000 | $255.3K | 0.05% | +10,000 | New |
| Mutual of America Capital Management LLC | 10,035 | $256.2K | 0.00% | +536+5.6% | Added |
| Victory Capital Management Inc | 10,414 | $265.9K | 0.00% | −17,272−62.4% | Reduced |
| Ergoteles LLC | 10,930 | $279.0K | 0.01% | +10,930 | New |
| Public Employees Retirement Association of Colorado | 11,663 | $298.0K | 0.00% | 00.0% | Unchanged |
| Arizona State Retirement System | 12,125 | $309.6K | 0.00% | +570+4.9% | Added |
| UBS Group AG | 12,646 | $322.9K | 0.00% | +12,513+9,408.3% | Added |
| HSBC Holdings PLC | 12,642 | $323.6K | 0.00% | +12,642 | New |
| HighVista Strategies LLC | 12,690 | $324.0K | 0.19% | −3,182−20.0% | Reduced |
| BNP Paribas Arbitrage, SA | 13,308 | $339.8K | 0.00% | −6,669−33.4% | Reduced |
| Teacher Retirement System of Texas | 13,762 | $351.0K | 0.00% | −5,667−29.2% | Reduced |
| Teachers Retirement System of the State of Kentucky | 14,408 | $368.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 14,751 | $376.6K | 0.00% | −11,183−43.1% | Reduced |
| Royal Bank of Canada | 15,288 | $389.0K | 0.00% | −952−5.9% | Reduced |
| Everence Capital Management Inc | 15,340 | $392.0K | 0.03% | 00.0% | Unchanged |
| Moran Wealth Management, LLC | 15,368 | $392.3K | 0.01% | +15,368 | New |
| Oregon Public Employees Retirement Fund | 15,927 | $406.6K | 0.01% | +351+2.3% | Added |
| State of Wyoming | 18,485 | $471.9K | 0.16% | +1,442+8.5% | Added |
| Manufacturers Life Insurance Company, The | 18,561 | $473.9K | 0.00% | −380−2.0% | Reduced |
| Jane Street Group, LLC | 19,230 | $490.9K | 0.00% | +19,230 | New |
| FMR LLC | 19,452 | $496.6K | 0.00% | −3,955−16.9% | Reduced |
| Maryland State Retirement & Pension System | 19,740 | $504.0K | 0.01% | +239+1.2% | Added |
| State Board of Administration of Florida Retirement System | 20,145 | $514.3K | 0.00% | −9,170−31.3% | Reduced |
| MML Investors Services, LLC | 20,556 | $525.0K | 0.00% | +20,556 | New |
| Louisiana State Employees Retirement System | 22,700 | $580.0K | 0.02% | −100−0.4% | Reduced |
| Barclays PLC | 23,087 | $589.4K | 0.00% | +7,049+44.0% | Added |
| Amalgamated Bank | 23,224 | $593.0K | 0.01% | +52+0.2% | Added |
| Ensign Peak Advisors, Inc | 23,758 | $606.5K | 0.00% | −11,150−31.9% | Reduced |
| Aristeia Capital LLC | 25,000 | $638.3K | 0.01% | +25,000 | New |
| MetLife Investment Management | 25,201 | $643.4K | 0.00% | −1,690−6.3% | Reduced |
| American International Group, Inc. | 25,900 | $661.2K | 0.00% | −194−0.7% | Reduced |
| Putnam Investments LLC | 27,523 | $702.7K | 0.00% | −14−0.1% | Reduced |
| Voya Investment Management LLC | 28,116 | $717.8K | 0.00% | +9,141+48.2% | Added |
| New York Life Investment Management LLC | 29,018 | $740.8K | 0.01% | +3,114+12.0% | Added |
| Comerica Bank | 28,228 | $762.0K | 0.01% | −8,320−22.8% | Reduced |
| Price T Rowe Associates Inc | 31,424 | $802.0K | 0.00% | −6,540−17.2% | Reduced |
| Texas Permanent School Fund | 32,192 | $822.0K | 0.01% | −2,150−6.3% | Reduced |
| Citigroup Inc | 32,855 | $838.8K | 0.00% | +10,343+45.9% | Added |
| Yousif Capital Management, LLC | 32,859 | $838.9K | 0.01% | −5,720−14.8% | Reduced |
| State of Alaska, Department of Revenue | 33,343 | $851.0K | 0.01% | +236+0.7% | Added |
| State of Tennessee, Treasury Department | 33,948 | $866.0K | 0.00% | +14,702+76.4% | Added |
| New York State Common Retirement Fund | 35,717 | $911.9K | 0.00% | −30.0% | Reduced |
| Quadrature Capital Ltd | 36,586 | $933.3K | 0.03% | +36,586 | New |
| Credit Suisse AG | 36,807 | $939.7K | 0.00% | −25,601−41.0% | Reduced |
| Pacific Ridge Capital Partners, LLC | 37,590 | $959.7K | 0.23% | −20−0.1% | Reduced |
| Assenagon Asset Management S.A. | 40,411 | $1.03M | 0.00% | +21,516+113.9% | Added |
| Bank of America Corp | 40,897 | $1.04M | 0.00% | −8,082−16.5% | Reduced |
| Citadel Advisors LLC | 46,884 | $1.20M | 0.00% | +28,318+152.5% | Added |
| Prudential Financial Inc | 48,314 | $1.23M | 0.00% | −295−0.6% | Reduced |
| Thrivent Financial for Lutherans | 49,117 | $1.25M | 0.00% | −239−0.5% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 51,247 | $1.31M | 0.01% | +7,745+17.8% | Added |
| Alliancebernstein L.P. | 51,491 | $1.31M | 0.00% | +63+0.1% | Added |