Avantax, Inc.
AVTADelisted Nov 27, 2023- Industry
- Finance Services
- SEC CIK
- 0001068875
Avantax, Inc. was delisted on Nov 27, 2023; its insiders filed their last Form 4 on Nov 29, 2023; 161 institutions reported holding it in 13F filings for Q3 2023, worth $835.0M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Avantax, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 157
- +2 vs. Q3 2022
- Shares held
- 44.7M
- +98.2K (+0.2%) vs. Q3 2022
- Total value
- $1.14B
- +$278.8M (+32.3%) vs. Q3 2022
- New holders
- 18
- 45 more added
- Sold out
- 16
- 66 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AVTA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $26 |
| Q1 2026 | 1 | $26 |
| Q4 2025 | 1 | $26 |
| Q3 2025 | 1 | $26 |
| Q2 2025 | 1 | $26 |
| Q1 2025 | 2 | $26 |
| Q4 2024 | 2 | $26 |
| Q3 2024 | 2 | $26 |
| Q2 2024 | 2 | $26 |
| Q1 2024 | 2 | $26 |
| Q4 2023 | 2 | $26 |
| Q3 2023 | 161 | $835.0M |
| Q2 2023 | 147 | $755.5M |
| Q1 2023 | 155 | $947.2M |
| Q4 2022 | 157 | $1.14B |
| Q3 2022 | 156 | $863.4M |
| Q2 2022 | 149 | $842.1M |
| Q1 2022 | 155 | $877.3M |
| Q4 2021 | 151 | $785.2M |
| Q3 2021 | 141 | $682.3M |
| Q2 2021 | 155 | $760.9M |
| Q1 2021 | 144 | $738.7M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Avantax, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| HighVista Strategies LLC | 12,690 | $324.0K | 0.19% | −3,182−20.0% | Reduced |
| HSBC Holdings PLC | 12,642 | $323.6K | 0.00% | +12,642 | New |
| UBS Group AG | 12,646 | $322.9K | 0.00% | +12,513+9,408.3% | Added |
| Arizona State Retirement System | 12,125 | $309.6K | 0.00% | +570+4.9% | Added |
| Public Employees Retirement Association of Colorado | 11,663 | $298.0K | 0.00% | 00.0% | Unchanged |
| Ergoteles LLC | 10,930 | $279.0K | 0.01% | +10,930 | New |
| Victory Capital Management Inc | 10,414 | $265.9K | 0.00% | −17,272−62.4% | Reduced |
| Mutual of America Capital Management LLC | 10,035 | $256.2K | 0.00% | +536+5.6% | Added |
| Yakira Capital Management, Inc. | 10,000 | $255.3K | 0.05% | +10,000 | New |
| Janus Henderson Group PLC | 9,774 | $249.4K | 0.00% | +9,774 | New |
| ExodusPoint Capital Management, LP | 9,187 | $235.0K | 0.00% | −8,140−47.0% | Reduced |
| Bailard, Inc. | 9,077 | $231.7K | 0.01% | −2,923−24.4% | Reduced |
| STRS Ohio | 8,900 | $227.0K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 8,215 | $209.7K | 0.00% | +2,061+33.5% | Added |
| Cubist Systematic Strategies, LLC | 7,818 | $199.6K | 0.00% | −27,022−77.6% | Reduced |
| Ancora Advisors, LLC | 7,200 | $184.0K | 0.01% | −3,700−33.9% | Reduced |
| Allspring Global Investments Holdings, LLC | 5,737 | $146.5K | 0.00% | +409+7.7% | Added |
| Ameritas Investment Partners, Inc. | 3,770 | $103.0K | 0.00% | 00.0% | Unchanged |
| KBC Group NV | 4,013 | $102.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 3,366 | $85.9K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 3,081 | $78.7K | 0.00% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 2,973 | $75.9K | 0.00% | −26,212−89.8% | Reduced |
| Rock Creek Group, LP | 2,742 | $70.0K | 0.01% | −15,390−84.9% | Reduced |
| Wells Fargo & Company | 2,573 | $65.7K | 0.00% | −1,326−34.0% | Reduced |
| Point72 Middle East FZE | 2,029 | $51.8K | 0.00% | +2,029 | New |
| Cornerstone Management, Inc. | 1,940 | $49.5K | 0.01% | 00.0% | Unchanged |
| Altshuler Shaham Ltd | 1,419 | $36.2K | 0.00% | −1,555−52.3% | Reduced |
| Advisor Group Holdings, Inc. | 1,021 | $26.0K | 0.00% | +136+15.4% | Added |
| Money Concepts Capital Corp | 889 | $22.7K | 0.00% | −14,588−94.3% | Reduced |
| US Bancorp | 729 | $18.6K | 0.00% | −182−20.0% | Reduced |
| Sutton Wealth Advisors Inc. | 691 | $17.6K | 0.01% | −2−0.3% | Reduced |
| Parkside Financial Bank & Trust | 634 | $16.2K | 0.00% | +553+682.7% | Added |
| Tower Research Capital LLC (TRC) | 628 | $16.0K | 0.00% | −8,848−93.4% | Reduced |
| CWM, LLC | 331 | $8.00K | 0.00% | −60−15.3% | Reduced |
| Belpointe Asset Management LLC | 286 | $7.30K | 0.00% | +286 | New |
| Versant Capital Management, Inc | 277 | $7.07K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 236 | $6.03K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 200 | $5.11K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 128 | $3.27K | 0.00% | −20−13.5% | Reduced |
| Spire Wealth Management | 100 | $3.00K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 106 | $2.71K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 100 | $2.55K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 82 | $2.09K | 0.00% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 39 | $1.00K | 0.00% | 00.0% | Unchanged |
| Farmers & Merchants Investments Inc | 35 | $894 | 0.00% | +5+16.7% | Added |
| Dark Forest Capital Management LP | 19 | $485 | 0.00% | +19 | New |
| Quadrant Capital Group LLC | 16 | $408 | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 10 | $255 | 0.00% | 00.0% | Unchanged |
| Quent Capital, LLC | 6 | $153 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 5 | $128 | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 3 | $77 | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 2 | $51 | 0.00% | +2 | New |
| Ten Capital Wealth Advisors, LLC | 2 | $51 | 0.00% | +2 | New |
| Huntington National Bank | 1 | $26 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1 | $26 | 0.00% | +1 | New |
| Rockefeller Capital Management L.P. | 25 | $0 | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 8 | $0 | 0.00% | +5+166.7% | Added |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −710,739−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −309,631−100.0% | Sold out |
| Voss Capital, LLC | 0 | $0 | 0.00% | −129,013−100.0% | Sold out |
| Golden Gate Private Equity, Inc. | 0 | $0 | 0.00% | −106,080−100.0% | Sold out |
| UBS Asset Management Americas Inc | 0 | $0 | 0.00% | −55,201−100.0% | Sold out |
| Jackson Creek Investment Advisors LLC | 0 | $0 | 0.00% | −46,968−100.0% | Sold out |
| CastleKnight Management LP | 0 | $0 | 0.00% | −45,000−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −32,624−100.0% | Sold out |
| AQR Capital Management LLC | 0 | $0 | 0.00% | −19,949−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −16,193−100.0% | Sold out |
| Cim Investment Mangement Inc | 0 | $0 | 0.00% | −15,569−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −15,138−100.0% | Sold out |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −11,450−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −11,163−100.0% | Sold out |
| Macquarie Group Ltd | 0 | $0 | 0.00% | −4,488−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −52−100.0% | Sold out |
| Wipfli Financial Advisors LLC, | – | – | – | – | Not filed |