| Financial Management Professionals, Inc. | 175 | $1.00 萬 | 0.00% | +87+98.9% | 加碼 |
| AlphaMark Advisors, LLC | 150 | $9,000 | 0.00% | 00.0% | 不變 |
| Retirement Group, LLC | 146 | $9,000 | 0.00% | 00.0% | 不變 |
| Laurel Wealth Planning LLC | 144 | $9,000 | 0.01% | 00.0% | 不變 |
| Allworth Financial LP | 158 | $9,000 | 0.00% | +26+19.7% | 加碼 |
| Newbridge Financial Services Group, Inc. | 138 | $8,000 | 0.00% | 00.0% | 不變 |
| Field & Main Bank | 143 | $8,000 | 0.01% | +143 | 新進 |
| Global Retirement Partners, LLC | 111 | $7,000 | 0.00% | −116−51.1% | 減碼 |
| Private Capital Group, LLC | 113 | $7,000 | 0.01% | +37+48.7% | 加碼 |
| Schubert & Co | 118 | $7,000 | 0.01% | +118 | 新進 |
| Farmers & Merchants Trust Co of Chambersburg PA | 100 | $6,000 | 0.00% | 00.0% | 不變 |
| Carolina Wealth Advisors, LLC | 100 | $6,000 | 0.00% | 00.0% | 不變 |
| Lee Financial Co | 100 | $6,000 | 0.00% | +100 | 新進 |
| Financial Perspectives, Inc | 100 | $5,921 | 0.00% | 00.0% | 不變 |
| Optiver Holding B.V. | 83 | $5,000 | 0.00% | −229−73.4% | 減碼 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 90 | $5,000 | 0.00% | 00.0% | 不變 |
| Mascoma Wealth Management LLC | 85 | $5,000 | 0.00% | 00.0% | 不變 |
| EverSource Wealth Advisors, LLC | 81 | $5,000 | 0.00% | 00.0% | 不變 |
| HHM Wealth Advisors, LLC | 85 | $5,000 | 0.00% | 00.0% | 不變 |
| West Bancorporation Inc | 62 | $4,000 | 0.00% | 00.0% | 不變 |
| Fieldpoint Private Securities, LLC | 50 | $3,000 | 0.00% | −515−91.2% | 減碼 |
| PFG Private Wealth Management, LLC | 54 | $3,000 | 0.00% | 00.0% | 不變 |
| Disciplined Investments, LLC | 50 | $3,000 | 0.00% | 00.0% | 不變 |
| Iron Horse Wealth Management, LLC | 45 | $3,000 | 0.00% | +45 | 新進 |
| Archer Investment Corp | 37 | $2,191 | 0.00% | 00.0% | 不變 |
| Endurance Wealth Management, Inc. | 42 | $2,000 | 0.00% | 00.0% | 不變 |
| Institutional & Family Asset Management, LLC | 39 | $2,000 | 0.00% | +11+39.3% | 加碼 |
| Sierra Capital LLC | 29 | $2,000 | 0.00% | +6+26.1% | 加碼 |
| Mach-1 Financial Group, Inc. | 37 | $2,000 | 0.00% | 00.0% | 不變 |
| Raffa Wealth Management, LLC | 20 | $1,184 | 0.00% | 00.0% | 不變 |
| Addison Advisors LLC | 25 | $1,000 | 0.00% | −1,275−98.1% | 減碼 |
| SOA Wealth Advisors, LLC. | 25 | $1,000 | 0.00% | 00.0% | 不變 |
| Bell Investment Advisors, Inc | 25 | $1,000 | 0.00% | +25 | 新進 |
| Old North State Trust, LLC | 5 | $288 | 0.26% | 00.0% | 不變 |
| MUFG Securities (Canada), Ltd. | 0 | $0 | 0.00% | −3,800,000−100.0% | 清倉 |
| Artemis Investment Management LLP | 0 | $0 | 0.00% | −397,503−100.0% | 清倉 |
| Barometer Capital Management Inc. | 0 | $0 | 0.00% | −156,478−100.0% | 清倉 |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −168,828−100.0% | 清倉 |
| Waratah Capital Advisors Ltd. | 0 | $0 | 0.00% | −135,296−100.0% | 清倉 |
| Manitou Investment Management Ltd. | 0 | $0 | 0.00% | −107,803−100.0% | 清倉 |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −107,600−100.0% | 清倉 |
| Eaton Vance Management | 0 | $0 | 0.00% | −60,692−100.0% | 清倉 |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −55,726−100.0% | 清倉 |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −41,785−100.0% | 清倉 |
| Edgestream Partners, L.P. | 0 | $0 | 0.00% | −47,129−100.0% | 清倉 |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −11,597−100.0% | 清倉 |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −10,426−100.0% | 清倉 |
| Seven Eight Capital, LP | 0 | $0 | 0.00% | −9,999−100.0% | 清倉 |
| Boston Trust Walden Corp | 0 | $0 | 0.00% | −8,250−100.0% | 清倉 |
| Sterling Manor Financial, LLC | 0 | $0 | 0.00% | −7,562−100.0% | 清倉 |
| Unio Capital LLC | 0 | $0 | 0.00% | −4,903−100.0% | 清倉 |
| Blueprint Investment Partners LLC | 0 | $0 | 0.00% | −4,665−100.0% | 清倉 |
| West Family Investments, Inc. | 0 | $0 | 0.00% | −4,523−100.0% | 清倉 |
| EHP Funds Inc. | 0 | $0 | 0.00% | −3,600−100.0% | 清倉 |
| TrinityPoint Wealth, LLC | 0 | $0 | 0.00% | −3,400−100.0% | 清倉 |
| Power Corp of Canada | 0 | $0 | 0.00% | −3,298−100.0% | 清倉 |
| Gotham Asset Management, LLC | 0 | $0 | 0.00% | −3,202−100.0% | 清倉 |
| Prudential Financial Inc | 0 | $0 | 0.00% | −3,167−100.0% | 清倉 |
| Titus Wealth Management | 0 | $0 | 0.00% | −3,124−100.0% | 清倉 |
| Commons Capital, LLC | 0 | $0 | 0.00% | −3,126−100.0% | 清倉 |
| Ridgewood Investments LLC | 0 | $0 | 0.00% | −3,082−100.0% | 清倉 |
| Stokes Family Office, LLC | 0 | $0 | 0.00% | −3,004−100.0% | 清倉 |
| Fiduciary Trust Co | 0 | $0 | 0.00% | −2,912−100.0% | 清倉 |
| Aull & Monroe Investment Management Corp | 0 | $0 | 0.00% | −2,900−100.0% | 清倉 |
| Wealthsimple Inc. | 0 | $0 | 0.00% | −2,255−100.0% | 清倉 |
| JCIC Asset Management Inc. | 0 | $0 | 0.00% | −2,600−100.0% | 清倉 |
| Fortitude Advisory Group L.L.C. | 0 | $0 | 0.00% | −2,549−100.0% | 清倉 |
| Mirova | 0 | $0 | 0.00% | −1,884−100.0% | 清倉 |
| Prospera Financial Services Inc | 0 | $0 | 0.00% | −1,833−100.0% | 清倉 |
| Natixis Investment Managers International | 0 | $0 | 0.00% | −1,055−100.0% | 清倉 |
| Sandy Spring Bank | 0 | $0 | 0.00% | −1,010−100.0% | 清倉 |
| Bedel Financial Consulting, Inc. | 0 | $0 | 0.00% | −800−100.0% | 清倉 |
| Atlas Capital Advisors LLC | 0 | $0 | 0.00% | −484−100.0% | 清倉 |
| Manchester Capital Management LLC | 0 | $0 | 0.00% | −257−100.0% | 清倉 |
| Accel Wealth Management | 0 | $0 | 0.00% | −163−100.0% | 清倉 |
| Tortoise Investment Management, LLC | 0 | $0 | 0.00% | −100−100.0% | 清倉 |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −60−100.0% | 清倉 |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −30−100.0% | 清倉 |
| Private Ocean, LLC | 0 | $0 | 0.00% | −8−100.0% | 清倉 |
| Gemmer Asset Management LLC | 0 | $0 | 0.00% | −27−100.0% | 清倉 |
| Parametric Portfolio Associates LLC | – | – | – | – | 本季未申報 |
| Virginia Retirement Systems Et Al | – | – | – | – | 本季未申報 |
| NN Investment Partners Holdings N.V. | – | – | – | – | 本季未申報 |
| Susquehanna Fundamental Investments, LLC | – | – | – | – | 本季未申報 |
| Teachers Retirement System of the State of Kentucky | – | – | – | – | 本季未申報 |
| Astrantus Ltd | – | – | – | – | 本季未申報 |
| Lenox Wealth Advisors, LLC | – | – | – | – | 本季未申報 |
| Dixon Hughes Goodman Wealth Advisors LLC | – | – | – | – | 本季未申報 |
