TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $240.3M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q1 2026
Institutional positions in TRI-CONTINENTAL Corp as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 153
- +3 vs. Q4 2025
- Shares held
- 6.86M
- +132.3K (+2.0%) vs. Q4 2025
- Total value
- $217.0M
- −$2.71M (−1.2%) vs. Q4 2025
- New holders
- 12
- 49 more added
- Sold out
- 9
- 35 more reduced
1 institution that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $240.3M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $219.9M |
| Q3 2025 | 154 | $224.5M |
| Q2 2025 | 149 | $205.8M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $232.7M |
| Q2 2024 | 135 | $201.8M |
| Q1 2024 | 129 | $203.6M |
| Q4 2023 | 125 | $190.0M |
| Q3 2023 | 120 | $174.8M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $170.0M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $167.9M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $236.4M |
| Q3 2021 | 113 | $230.7M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Kirr Marbach & Co LLC | 19,882 | $628.1K | 0.11% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 21,082 | $666.0K | 0.01% | −5,811−21.6% | Reduced |
| Cetera Investment Advisers | 22,608 | $714.2K | 0.00% | −460−2.0% | Reduced |
| The PNC Financial Services Group, Inc. | 22,817 | $720.8K | 0.00% | +6,215+37.4% | Added |
| Baltimore-Washington Financial Advisors, Inc. | 24,416 | $771.3K | 0.03% | 00.0% | Unchanged |
| Wiley Bros.-Aintree Capital, LLC | 24,644 | $774.7K | 0.00% | +1,120+4.8% | Added |
| Advisors Asset Management, Inc. | 24,598 | $777.1K | 0.01% | −400−1.6% | Reduced |
| Thrivent Financial for Lutherans | 25,907 | $819.0K | 0.00% | 00.0% | Unchanged |
| Creative Planning | 25,948 | $819.7K | 0.00% | +153+0.6% | Added |
| Stolper Co | 18,450 | $847.0K | 0.28% | −43,205−70.1% | Reduced |
| Wolverine Asset Management LLC | 28,679 | $906.0K | 0.01% | +22,721+381.4% | Added |
| HighTower Advisors, LLC | 29,065 | $918.1K | 0.00% | +137+0.5% | Added |
| Altus Wealth Group LLC | 29,614 | $935.5K | 0.38% | −568−1.9% | Reduced |
| Albion Financial Group | 30,496 | $963.4K | 0.06% | 00.0% | Unchanged |
| Whitener Capital Management, Inc. | 33,821 | $1.07M | 0.24% | +69+0.2% | Added |
| Steward Partners Investment Advisory, LLC | 38,095 | $1.20M | 0.01% | +6,457+20.4% | Added |
| Quadrant Private Wealth Management, LLC | 38,406 | $1.21M | 0.19% | 00.0% | Unchanged |
| Pathstone Holdings, LLC | 38,657 | $1.22M | 0.00% | +25,878+202.5% | Added |
| Beckerman Institutional, LLC | 39,994 | $1.26M | 0.67% | −510−1.3% | Reduced |
| Allworth Financial LP | 41,186 | $1.30M | 0.01% | +100+0.2% | Added |
| Bank of America Corp | 46,881 | $1.48M | 0.00% | +53+0.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 48,350 | $1.53M | 0.00% | −182−0.4% | Reduced |
| Concurrent Investment Advisors, LLC | 49,345 | $1.56M | 0.02% | +4,533+10.1% | Added |
| Commonwealth Equity Services, LLC | 55,259 | $1.75M | 0.00% | +1,306+2.4% | Added |
| Royal Bank of Canada | 58,243 | $1.84M | 0.00% | +1,072+1.9% | Added |
| RB Capital Management, LLC | 60,974 | $1.93M | 0.41% | −2,520−4.0% | Reduced |
| Evolve Private Wealth, LLC | 61,634 | $1.95M | 0.10% | +40+0.1% | Added |
| Platform Technology Partners | 66,996 | $2.12M | 0.41% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 73,108 | $2.31M | 0.01% | −1,035−1.4% | Reduced |
| Capstone Financial Advisors, Inc. | 75,513 | $2.39M | 0.13% | 00.0% | Unchanged |
| LPL Financial LLC | 78,691 | $2.49M | 0.00% | −2,612−3.2% | Reduced |
| Altium Capital Management LP | 78,920 | $2.49M | 5.93% | +38,469+95.1% | Added |
| Wealth Enhancement Advisory Services, LLC | 82,630 | $2.64M | 0.01% | −44,407−35.0% | Reduced |
| First Trust Advisors LP | 84,592 | $2.67M | 0.00% | +11,254+15.3% | Added |
| EP Wealth Advisors, LLC | 86,270 | $2.73M | 0.01% | −1,850−2.1% | Reduced |
| 1620 Investment Advisors, Inc. | 92,650 | $2.93M | 1.98% | +312+0.3% | Added |
| Shaker Financial Services, LLC | 93,663 | $2.96M | 1.03% | +23,218+33.0% | Added |
| Mariner, LLC | 96,591 | $3.05M | 0.00% | +2,677+2.9% | Added |
| Stifel Financial Corp | 103,652 | $3.27M | 0.00% | +3,782+3.8% | Added |
| Advisor Group Holdings, Inc. | 123,077 | $3.89M | 0.01% | +98,253+395.8% | Added |
| Hennion & Walsh Asset Management, Inc. | 144,772 | $4.57M | 0.15% | +20,996+17.0% | Added |
| Cornerstone Advisory, LLC | 151,571 | $4.79M | 0.45% | +4,099+2.8% | Added |
| Uncommon Cents Investing LLC | 159,671 | $5.04M | 1.17% | −185−0.1% | Reduced |
| Wells Fargo & Company | 166,093 | $5.25M | 0.00% | −9,426−5.4% | Reduced |
| Umb Bank N A | 177,792 | $5.62M | 0.08% | −2,788−1.5% | Reduced |
| Colony Group, LLC | 198,736 | $6.28M | 0.01% | +6,046+3.1% | Added |
| UBS Group AG | 213,270 | $6.74M | 0.00% | −48,927−18.7% | Reduced |
| Raymond James Financial Inc | 260,984 | $8.24M | 0.00% | −12,742−4.7% | Reduced |
| Allspring Global Investments Holdings, LLC | 366,014 | $11.6M | 0.02% | +31,757+9.5% | Added |
| Blue Bell Private Wealth Management, LLC | 430,043 | $13.6M | 1.95% | +9,111+2.2% | Added |
| Lazard Asset Management LLC | 514,535 | $16.3M | 0.03% | −3,091−0.6% | Reduced |
| Morgan Stanley | 553,797 | $17.5M | 0.00% | −8,616−1.5% | Reduced |
| Saba Capital Management, L.P. | 735,098 | $23.2M | 0.74% | +33,497+4.8% | Added |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −17,171−100.0% | Sold out |
| Tiaa Trust, National Association | 0 | $0 | 0.00% | −10,136−100.0% | Sold out |
| Choate Investment Advisors | 0 | $0 | 0.00% | −6,578−100.0% | Sold out |
| Closed-End Fund Advisors, Inc. | 0 | $0 | 0.00% | −6,338−100.0% | Sold out |
| Main Street Financial Solutions, LLC | 0 | $0 | 0.00% | −6,286−100.0% | Sold out |
| Alliance Wealth Strategies, LLC d/b/a Brown Edwards Wealth Strategies | 0 | $0 | 0.00% | −6,272−100.0% | Sold out |
| Mezzasalma Advisors, LLC | 0 | $0 | 0.00% | −6,249−100.0% | Sold out |
| Retirement Income Solutions, Inc | 0 | $0 | 0.00% | −6,213−100.0% | Sold out |
| Commonwealth Retirement Investments LLC | 0 | $0 | 0.00% | −900−100.0% | Sold out |
| CIBC Private Wealth Group, LLC | – | – | – | – | Not filed |