TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $240.3M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q1 2024
Institutional positions in TRI-CONTINENTAL Corp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 129
- +5 vs. Q4 2023
- Shares held
- 6.63M
- +40.9K (+0.6%) vs. Q4 2023
- Total value
- $203.6M
- +$13.6M (+7.1%) vs. Q4 2023
- New holders
- 15
- 31 more added
- Sold out
- 10
- 41 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $240.3M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $219.9M |
| Q3 2025 | 154 | $224.5M |
| Q2 2025 | 149 | $205.8M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $232.7M |
| Q2 2024 | 135 | $201.8M |
| Q1 2024 | 129 | $203.6M |
| Q4 2023 | 125 | $190.0M |
| Q3 2023 | 120 | $174.8M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $170.0M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $167.9M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $236.4M |
| Q3 2021 | 113 | $230.7M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First Trust Advisors LP | 52,793 | $1.63M | 0.00% | +3,229+6.5% | Added |
| CIBC Private Wealth Group, LLC | 53,470 | $1.64M | 0.00% | +53,470 | New |
| Stolper Co | 53,152 | $1.64M | 0.59% | +380+0.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 56,687 | $1.75M | 0.01% | +3,430+6.4% | Added |
| RB Capital Management, LLC | 57,681 | $1.78M | 0.48% | −2,813−4.7% | Reduced |
| Advisor Group Holdings, Inc. | 71,701 | $1.99M | 0.00% | −900−1.2% | Reduced |
| Integrated Wealth Concepts LLC | 68,494 | $2.11M | 0.03% | −2,951−4.1% | Reduced |
| Shaker Financial Services, LLC | 69,475 | $2.14M | 0.83% | +33,011+90.5% | Added |
| Mariner, LLC | 74,116 | $2.28M | 0.00% | +594+0.8% | Added |
| Capstone Financial Advisors, Inc. | 75,513 | $2.33M | 0.16% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 80,722 | $2.49M | 0.02% | −705−0.9% | Reduced |
| Royal Bank of Canada | 86,810 | $2.67M | 0.00% | −2,862−3.2% | Reduced |
| 1620 Investment Advisors, Inc. | 88,692 | $2.73M | 2.79% | +1,464+1.7% | Added |
| Stifel Financial Corp | 101,858 | $3.14M | 0.00% | −2,277−2.2% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 114,038 | $3.51M | 0.01% | −4,964−4.2% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 130,014 | $4.00M | 0.21% | −2,641−2.0% | Reduced |
| Cornerstone Advisors, LLC | 141,736 | $4.37M | 0.18% | +55,141+63.7% | Added |
| Uncommon Cents Investing LLC | 167,959 | $5.17M | 1.58% | −754−0.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 213,487 | $6.58M | 0.01% | −9,470−4.2% | Reduced |
| Relative Value Partners Group, LLC | 236,144 | $6.84M | 0.42% | −5,295−2.2% | Reduced |
| HTLF Bank | 234,037 | $7.21M | 0.83% | −5,011−2.1% | Reduced |
| UBS Group AG | 243,348 | $7.50M | 0.00% | −8,029−3.2% | Reduced |
| Wells Fargo & Company | 265,035 | $8.16M | 0.00% | −4,713−1.7% | Reduced |
| Raymond James & Associates | 298,712 | $9.20M | 0.01% | −5,604−1.8% | Reduced |
| Blue Bell Private Wealth Management, LLC | 413,891 | $12.7M | 2.73% | −1,978−0.5% | Reduced |
| Lazard Asset Management LLC | 449,805 | $13.9M | 0.02% | 00.0% | Unchanged |
| Bard Financial Services, Inc. | 516,795 | $15.9M | 1.69% | −20,388−3.8% | Reduced |
| Morgan Stanley | 539,952 | $16.6M | 0.00% | −56,856−9.5% | Reduced |
| Allspring Global Investments Holdings, LLC | 548,544 | $16.9M | 0.03% | −18,544−3.3% | Reduced |
| Baltimore-Washington Financial Advisors, Inc. | 0 | $0 | 0.00% | −57,192−100.0% | Sold out |
| Daymark Wealth Partners, LLC | 0 | $0 | 0.00% | −8,609−100.0% | Sold out |
| Wesbanco Bank Inc | 0 | $0 | 0.00% | −8,473−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −8,215−100.0% | Sold out |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −7,385−100.0% | Sold out |
| EP Wealth Advisors, LLC | 0 | $0 | 0.00% | −7,345−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −486−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −105−100.0% | Sold out |
| Creative Financial Designs Inc | 0 | $0 | 0.00% | −55−100.0% | Sold out |
| Cassady Schiller Wealth Management, LLC | 0 | $0 | 0.00% | −21−100.0% | Sold out |
| Strategic Investment Solutions, Inc. | – | – | – | – | Not filed |