TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $240.3M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q3 2023
Institutional positions in TRI-CONTINENTAL Corp as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 120
- −1 vs. Q2 2023
- Shares held
- 6.58M
- +102.4K (+1.6%) vs. Q2 2023
- Total value
- $174.8M
- −$2.66M (−1.5%) vs. Q2 2023
- New holders
- 10
- 32 more added
- Sold out
- 11
- 38 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $240.3M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $219.9M |
| Q3 2025 | 154 | $224.5M |
| Q2 2025 | 149 | $205.8M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $232.7M |
| Q2 2024 | 135 | $201.8M |
| Q1 2024 | 129 | $203.6M |
| Q4 2023 | 125 | $190.0M |
| Q3 2023 | 120 | $174.8M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $170.0M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $167.9M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $236.4M |
| Q3 2021 | 113 | $230.7M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| 1620 Investment Advisors, Inc. | 85,926 | $2.28M | 2.65% | −476−0.6% | Reduced |
| Shaker Financial Services, LLC | 87,931 | $2.34M | 1.09% | +17,185+24.3% | Added |
| Royal Bank of Canada | 91,723 | $2.44M | 0.00% | −1,044−1.1% | Reduced |
| Cornerstone Advisors, LLC | 94,693 | $2.52M | 0.12% | +13,738+17.0% | Added |
| Stifel Financial Corp | 103,709 | $2.76M | 0.00% | −32,163−23.7% | Reduced |
| Commonwealth Equity Services, LLC | 109,607 | $2.91M | 0.01% | +479+0.4% | Added |
| Wealth Enhancement Advisory Services, LLC | 115,971 | $3.08M | 0.01% | +115,971 | New |
| Hennion & Walsh Asset Management, Inc. | 128,024 | $3.40M | 0.22% | +12,748+11.1% | Added |
| Uncommon Cents Investing LLC | 172,463 | $4.59M | 1.68% | +1,310+0.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 231,027 | $6.14M | 0.01% | −18,719−7.5% | Reduced |
| Relative Value Partners Group, LLC | 245,668 | $6.53M | 0.44% | −3,577−1.4% | Reduced |
| Mark Stevens | 249,725 | $6.64M | 0.89% | −9,041−3.5% | Reduced |
| UBS Group AG | 251,525 | $6.69M | 0.00% | −1,743−0.7% | Reduced |
| Wells Fargo & Company | 254,397 | $6.76M | 0.00% | −14,446−5.4% | Reduced |
| Raymond James & Associates | 305,568 | $8.13M | 0.01% | −14,380−4.5% | Reduced |
| Blue Bell Private Wealth Management, LLC | 419,981 | $11.2M | 3.01% | −2,457−0.6% | Reduced |
| Allspring Global Investments Holdings, LLC | 445,892 | $11.9M | 0.02% | +38,962+9.6% | Added |
| Lazard Asset Management LLC | 449,805 | $12.0M | 0.02% | −2,682−0.6% | Reduced |
| Bard Financial Services, Inc. | 567,653 | $15.1M | 1.87% | −38,752−6.4% | Reduced |
| Morgan Stanley | 591,208 | $15.7M | 0.00% | −57,695−8.9% | Reduced |
| Retirement Income Solutions, Inc | 0 | $0 | 0.00% | −17,328−100.0% | Sold out |
| AMG National Trust Bank | 0 | $0 | 0.00% | −15,791−100.0% | Sold out |
| CI Private Wealth, LLC | 0 | $0 | 0.00% | −9,806−100.0% | Sold out |
| Cozad Asset Management Inc | 0 | $0 | 0.00% | −9,116−100.0% | Sold out |
| Nwam LLC | 0 | $0 | 0.00% | −9,106−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −5,866−100.0% | Sold out |
| Tilia Fiduciary Partners, Inc. | 0 | $0 | 0.00% | −667−100.0% | Sold out |
| Addison Advisors LLC | 0 | $0 | 0.00% | −470−100.0% | Sold out |
| CVA Family Office, LLC | 0 | $0 | 0.00% | −464−100.0% | Sold out |
| Fiduciary Alliance LLC | 0 | $0 | 0.00% | −327−100.0% | Sold out |
| EverSource Wealth Advisors, LLC | 0 | $0 | 0.00% | −38−100.0% | Sold out |
| Tiaa, FSB | – | – | – | – | Not filed |