TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $240.3M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q1 2022
Institutional positions in TRI-CONTINENTAL Corp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 130
- −10 vs. Q4 2021
- Shares held
- 7.43M
- +310.7K (+4.4%) vs. Q4 2021
- Total value
- $229.6M
- −$6.79M (−2.9%) vs. Q4 2021
- New holders
- 11
- 44 more added
- Sold out
- 21
- 37 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $240.3M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $219.9M |
| Q3 2025 | 154 | $224.5M |
| Q2 2025 | 149 | $205.8M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $232.7M |
| Q2 2024 | 135 | $201.8M |
| Q1 2024 | 129 | $203.6M |
| Q4 2023 | 125 | $190.0M |
| Q3 2023 | 120 | $174.8M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $170.0M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $167.9M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $236.4M |
| Q3 2021 | 113 | $230.7M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Thrivent Financial for Lutherans | 54,088 | $1.67M | 0.00% | +8,068+17.5% | Added |
| Commonwealth Equity Services, LLC | 54,432 | $1.68M | 0.00% | +6,103+12.6% | Added |
| Cornerstone Advisory, LLC | 54,971 | $1.70M | 0.26% | +1,840+3.5% | Added |
| Stolper Co | 55,478 | $1.71M | 0.72% | +3,092+5.9% | Added |
| RB Capital Management, LLC | 59,596 | $1.84M | 0.60% | −314−0.5% | Reduced |
| Advisor Group Holdings, Inc. | 66,797 | $2.06M | 0.00% | +9,429+16.4% | Added |
| Royal Bank of Canada | 71,616 | $2.21M | 0.00% | +4,566+6.8% | Added |
| D.A. Davidson & Co. | 71,673 | $2.21M | 0.02% | +9,871+16.0% | Added |
| Capstone Financial Advisors, Inc. | 75,513 | $2.33M | 0.17% | 00.0% | Unchanged |
| First Trust Advisors LP | 76,688 | $2.37M | 0.00% | −2,607−3.3% | Reduced |
| 1620 Investment Advisors, Inc. | 84,550 | $2.81M | 3.05% | 00.0% | Unchanged |
| 1832 Asset Management L.P. | 118,469 | $3.60M | 0.01% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 145,461 | $4.49M | 0.06% | +84,207+137.5% | Added |
| UBS Group AG | 147,589 | $4.55M | 0.00% | −3,836−2.5% | Reduced |
| Uncommon Cents Investing LLC | 167,521 | $5.17M | 1.87% | +6,279+3.9% | Added |
| Stifel Financial Corp | 172,300 | $5.31M | 0.01% | +2,686+1.6% | Added |
| Bank of America Corp | 180,189 | $5.56M | 0.00% | −4,546−2.5% | Reduced |
| Allspring Global Investments Holdings, LLC | 239,213 | $7.38M | 0.01% | +22,926+10.6% | Added |
| Wells Fargo & Company | 269,015 | $8.30M | 0.00% | +16,918+6.7% | Added |
| Mark Stevens | 279,374 | $8.62M | 0.96% | +1,214+0.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 287,649 | $8.87M | 0.02% | −7,155−2.4% | Reduced |
| Morgan Stanley | 296,609 | $9.15M | 0.00% | −94,052−24.1% | Reduced |
| Raymond James & Associates | 298,010 | $9.19M | 0.01% | +52,702+21.5% | Added |
| Cornerstone Advisors, LLC | 289,521 | $9.22M | 0.54% | +178,010+159.6% | Added |
| Shaker Financial Services, LLC | 336,694 | $10.4M | 3.91% | +223,476+197.4% | Added |
| Relative Value Partners Group, LLC | 385,844 | $11.9M | 0.83% | −8,804−2.2% | Reduced |
| Blue Bell Private Wealth Management, LLC | 446,260 | $13.8M | 3.92% | −4,942−1.1% | Reduced |
| Lazard Asset Management LLC | 451,748 | $13.9M | 0.02% | +6,840+1.5% | Added |
| Parametric Portfolio Associates LLC | 537,671 | $16.6M | 0.01% | −59,638−10.0% | Reduced |
| Bard Financial Services, Inc. | 608,876 | $18.8M | 1.53% | +16,094+2.7% | Added |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −34,522−100.0% | Sold out |
| AdvisorNet Financial, Inc | 0 | $0 | 0.00% | −20,657−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −18,437−100.0% | Sold out |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −13,237−100.0% | Sold out |
| RSM US Wealth Management LLC | 0 | $0 | 0.00% | −10,194−100.0% | Sold out |
| BlackRock Inc. | 0 | $0 | 0.00% | −10,019−100.0% | Sold out |
| Silicon Hills Wealth Management, LLC | 0 | $0 | 0.00% | −9,257−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −9,086−100.0% | Sold out |
| Minot Wealth Management LLC | 0 | $0 | 0.00% | −7,527−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −7,089−100.0% | Sold out |
| Main Street Financial Solutions, LLC | 0 | $0 | 0.00% | −6,313−100.0% | Sold out |
| Strategy Asset Managers LLC | 0 | $0 | 0.00% | −6,171−100.0% | Sold out |
| Pinnacle Associates Ltd | 0 | $0 | 0.00% | −6,142−100.0% | Sold out |
| Widmann Financial Services, Inc. | 0 | $0 | 0.00% | −3,750−100.0% | Sold out |
| FSB Premier Wealth Management, Inc. | 0 | $0 | 0.00% | −1,262−100.0% | Sold out |
| Cassady Schiller Wealth Management, LLC | 0 | $0 | 0.00% | −1,150−100.0% | Sold out |
| Confluence Wealth Services, Inc. | 0 | $0 | 0.00% | −1,118−100.0% | Sold out |
| Richwood Investment Advisors, LLC | 0 | $0 | 0.00% | −600−100.0% | Sold out |
| Trust Co of Vermont | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −183−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −7−100.0% | Sold out |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |
| Harbour Investments, Inc. | – | – | – | – | Not filed |