TRI-CONTINENTAL Corp
TY- Exchange
- NYSE
- SEC CIK
- 0000099614
No open-market purchases or sales by TRI-CONTINENTAL Corp insiders were filed in the last 90 days; 158 institutions reported holding it in 13F filings for Q2 2026, worth $240.3M in total; no superinvestor holds it.
Other share classesTY.P
13F holders, Q3 2021
Institutional positions in TRI-CONTINENTAL Corp as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 113
- −6 vs. Q2 2021
- Shares held
- 6.91M
- +213.0K (+3.2%) vs. Q2 2021
- Total value
- $230.7M
- +$2.45M (+1.1%) vs. Q2 2021
- New holders
- 5
- 47 more added
- Sold out
- 11
- 18 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting TY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 158 | $240.3M |
| Q1 2026 | 153 | $217.0M |
| Q4 2025 | 151 | $219.9M |
| Q3 2025 | 154 | $224.5M |
| Q2 2025 | 149 | $205.8M |
| Q1 2025 | 145 | $191.0M |
| Q4 2024 | 149 | $218.3M |
| Q3 2024 | 136 | $232.7M |
| Q2 2024 | 135 | $201.8M |
| Q1 2024 | 129 | $203.6M |
| Q4 2023 | 125 | $190.0M |
| Q3 2023 | 120 | $174.8M |
| Q2 2023 | 122 | $178.1M |
| Q1 2023 | 116 | $170.0M |
| Q4 2022 | 125 | $167.0M |
| Q3 2022 | 114 | $167.9M |
| Q2 2022 | 121 | $179.0M |
| Q1 2022 | 130 | $229.6M |
| Q4 2021 | 142 | $236.4M |
| Q3 2021 | 113 | $230.7M |
| Q2 2021 | 120 | $228.2M |
| Q1 2021 | 117 | $211.0M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding TRI-CONTINENTAL Corp; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 186,871 | $6.24M | 0.00% | +936+0.5% | Added |
| Shaker Financial Services, LLC | 226,654 | $7.57M | 3.03% | +4,387+2.0% | Added |
| Raymond James & Associates | 229,598 | $7.66M | 0.01% | −4,291−1.8% | Reduced |
| Cornerstone Advisors, LLC | 257,574 | $8.60M | 0.50% | +48,040+22.9% | Added |
| Mark Stevens | 279,995 | $9.35M | 1.05% | −13,853−4.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 280,945 | $9.38M | 0.02% | −10,242−3.5% | Reduced |
| Morgan Stanley | 346,496 | $11.6M | 0.00% | +2,236+0.6% | Added |
| Relative Value Partners Group, LLC | 398,730 | $13.3M | 1.00% | +640.0% | Added |
| Lazard Asset Management LLC | 433,075 | $14.5M | 0.02% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 452,029 | $15.1M | 4.42% | −1,461−0.3% | Reduced |
| Wells Fargo & Company | 462,833 | $15.5M | 0.00% | +23,055+5.2% | Added |
| Bard Financial Services, Inc. | 545,659 | $18.2M | 1.61% | +15,887+3.0% | Added |
| Parametric Portfolio Associates LLC | 567,249 | $18.9M | 0.01% | +8,997+1.6% | Added |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −16,939−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −7,680−100.0% | Sold out |
| Wade G W & Inc | 0 | $0 | 0.00% | −7,528−100.0% | Sold out |
| Bradley Foster & Sargent Inc | 0 | $0 | 0.00% | −5,963−100.0% | Sold out |
| Evermay Wealth Management LLC | 0 | $0 | 0.00% | −5,591−100.0% | Sold out |
| Twin Lakes Capital Management, LLC | 0 | $0 | 0.00% | −960−100.0% | Sold out |
| Personal Wealth Partners | 0 | $0 | 0.00% | −780−100.0% | Sold out |
| CVA Family Office, LLC | 0 | $0 | 0.00% | −464−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −381−100.0% | Sold out |
| Trust Co of Vermont | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Selective Wealth Management, Inc. | 0 | $0 | 0.00% | −275−100.0% | Sold out |
| CWM, LLC | – | – | – | – | Not filed |