Total Return Securities Fund
SWZ- Exchange
- NYSE
- SEC CIK
- 0000813623
In the last 90 days, Total Return Securities Fund insiders filed 7 open-market purchases and 0 sales; 42 institutions reported holding it in 13F filings for Q2 2026, worth $32.0M in total; Gardner Russo & Quinn is the only superinvestor holding it.
13F holders, Q4 2025
Institutional positions in Total Return Securities Fund as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- −1 vs. Q3 2025
- Shares held
- 8.33M
- +1.83M (+28.1%) vs. Q3 2025
- Total value
- $51.7M
- +$12.3M (+31.1%) vs. Q3 2025
- New holders
- 9
- 14 more added
- Sold out
- 10
- 8 more reduced
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWZ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $32.0M |
| Q1 2026 | 42 | $29.3M |
| Q4 2025 | 41 | $51.7M |
| Q3 2025 | 42 | $39.5M |
| Q2 2025 | 39 | $38.1M |
| Q1 2025 | 37 | $54.9M |
| Q4 2024 | 38 | $44.5M |
| Q3 2024 | 38 | $52.8M |
| Q2 2024 | 42 | $45.5M |
| Q1 2024 | 36 | $42.2M |
| Q4 2023 | 33 | $43.8M |
| Q3 2023 | 33 | $39.9M |
| Q2 2023 | 33 | $40.0M |
| Q1 2023 | 31 | $39.0M |
| Q4 2022 | 34 | $36.3M |
| Q3 2022 | 31 | $31.0M |
| Q2 2022 | 31 | $37.2M |
| Q1 2022 | 34 | $44.9M |
| Q4 2021 | 36 | $49.9M |
| Q3 2021 | 37 | $46.7M |
| Q2 2021 | 39 | $49.9M |
| Q1 2021 | 35 | $44.0M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Total Return Securities Fund; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| The PNC Financial Services Group, Inc. | 24 | $149 | 0.00% | −3,694−99.4% | Reduced |
| Royal Bank of Canada | 249 | $2.00K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 951 | $5.92K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 1,068 | $6.64K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 2,581 | $16.1K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 2,790 | $17.4K | 0.00% | −2,592−48.2% | Reduced |
| Winmill & Co. Inc | 3,370 | $21.1K | 0.01% | +100+3.1% | Added |
| SageView Advisory Group, LLC | 4,700 | $29.2K | 0.00% | +4,700 | New |
| Marex Group plc | 10,000 | $62.2K | 0.00% | +10,000 | New |
| Wells Fargo & Company | 10,565 | $65.7K | 0.00% | +730+7.4% | Added |
| Integris Wealth Management, LLC | 12,001 | $74.7K | 0.02% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 12,437 | $77.3K | 0.00% | +7,531+153.5% | Added |
| Raymond James Financial Inc | 13,940 | $86.7K | 0.00% | +90+0.6% | Added |
| B&L Asset Management LLC | 14,458 | $89.9K | 0.04% | −10.0% | Reduced |
| Capital Investment Counsel, Inc | 14,961 | $93.1K | 0.01% | +14,961 | New |
| TrueMark Investments, LLC | 15,276 | $95.0K | 0.02% | +15,276 | New |
| Kestra Advisory Services, LLC | 18,819 | $117.1K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 21,074 | $131.1K | 0.00% | +6,912+48.8% | Added |
| Logan Stone Capital, LLC | 27,811 | $173.0K | 0.04% | +27,811 | New |
| Gamco Investors, Inc. Et Al | 32,096 | $199.6K | 0.00% | +16,048+100.0% | Added |
| Almitas Capital LLC | 36,781 | $228.8K | 0.05% | +36,781 | New |
| Nixon Peabody Trust Co | 42,024 | $261.4K | 0.02% | +42,024 | New |
| Morgan Stanley | 42,272 | $262.9K | 0.00% | −10,879−20.5% | Reduced |
| Blue Bell Private Wealth Management, LLC | 64,513 | $401.3K | 0.06% | −128,190−66.5% | Reduced |
| Commonwealth Equity Services, LLC | 82,461 | $512.9K | 0.00% | −40,333−32.8% | Reduced |
| Sit Investment Associates Inc | 101,837 | $633.0K | 0.01% | +101,537+33,845.7% | Added |
| Noble Wealth Management PBC | 101,924 | $634.0K | 0.32% | +47,712+88.0% | Added |
| Uncommon Cents Investing LLC | 123,955 | $771.0K | 0.19% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 136,198 | $847.2K | 0.27% | −162,664−54.4% | Reduced |
| Gardner Russo & Quinn LLCSuperinvestorGardner Russo & Quinn | 146,284 | $909.9K | 0.01% | −287,953−66.3% | Reduced |
| Bulldog Investors, LLP | 161,903 | $1.01M | 0.22% | +55,001+51.4% | Added |
| Yakira Capital Management, Inc. | 192,016 | $1.19M | 0.40% | 00.0% | Unchanged |
| Evolve Private Wealth, LLC | 217,896 | $1.36M | 0.08% | +217,896 | New |
| Rivernorth Capital Management, LLC | 437,018 | $2.72M | 0.13% | +58,381+15.4% | Added |
| Icon Advisers Inc | 545,899 | $3.40M | 0.73% | +545,899 | New |
| Saba Capital Management, L.P. | 605,224 | $3.76M | 0.13% | +302,612+100.0% | Added |
| Matisse Capital | 610,000 | $3.79M | 1.70% | +3,000+0.5% | Added |
| CF Capital LLC | 661,145 | $4.11M | 2.04% | +467,622+241.6% | Added |
| CSS LLC | 1,659,007 | $10.3M | 0.58% | +1,114,324+204.6% | Added |
| Allspring Global Investments Holdings, LLC | 2,127,310 | $13.2M | 0.02% | 00.0% | Unchanged |
| Private Management Group Inc | 10,545 | – | – | 00.0% | Unchanged |
| Karpus Management, Inc. | 0 | $0 | 0.00% | −206,753−100.0% | Sold out |
| Uhlmann Price Securities, LLC | 0 | $0 | 0.00% | −111,654−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −87,500−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −87,500−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −75,080−100.0% | Sold out |
| Delta Capital Management LLC | 0 | $0 | 0.00% | −33,363−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −19,315−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −10,954−100.0% | Sold out |
| Federation des caisses Desjardins du Quebec | 0 | $0 | 0.00% | −1,829−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −835−100.0% | Sold out |