Total Return Securities Fund
SWZ- Exchange
- NYSE
- SEC CIK
- 0000813623
13F holders, Q1 2026
Positions as of Mar 31, 2026.
Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 42
- +1 vs. Q4 2025
- Shares held
- 4.95M
- −3.37M (−40.5%) vs. Q4 2025
- Total value
- $29.62M
- −$22.4M (−43.1%) vs. Q4 2025
Compare with Q4 2025: new holders and sold out
Holders over time
39 in Q2 2021 → 42 in Q1 2026
Institutions
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CSS LLC/IL | 1,020,547 | $6.05M | 0.34% | −638,460−38.5% | Reduced |
| Allspring Global Investments Holdings, LLC | 650,702 | $3.86M | 0.01% | −1,476,608−69.4% | Reduced |
| ICON ADVISERS INC/CO | 500,294 | $2.97M | 0.69% | −45,605−8.4% | Reduced |
| Matisse Capital | 407,269 | $2.42M | 1.03% | −202,731−33.2% | Reduced |
| Saba Capital Management, L.P. | 404,080 | $2.4M | 0.08% | −201,144−33.2% | Reduced |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 331,019 | $1.96M | 0.10% | −105,999−24.3% | Reduced |
| Shaker Financial Services, LLC | 322,395 | $1.91M | 0.67% | +186,197+136.7% | Added |
| EVOLVE PRIVATE WEALTH, LLC | 146,290 | $867.5K | 0.05% | −71,606−32.9% | Reduced |
| Yakira Capital Management, Inc. | 125,557 | $744.55K | 0.22% | −66,459−34.6% | Reduced |
| GARDNER RUSSO & QUINN LLCSuperinvestorGardner Russo & Quinn | 97,667 | $579.16K | 0.01% | −48,617−33.2% | Reduced |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 88,274 | $523.47K | 0.08% | +23,761+36.8% | Added |
| Uncommon Cents Investing LLC | 84,372 | $500.33K | 0.12% | −39,583−31.9% | Reduced |
| Alpine Global Management, LLC | 81,274 | $481.96K | 0.07% | +81,274 | New |
| Noble Wealth Management PBC | 69,379 | $411.42K | 0.21% | −32,545−31.9% | Reduced |
| COMMONWEALTH EQUITY SERVICES, LLC | 62,145 | $368.52K | 0.00% | −20,316−24.6% | Reduced |
| PRIVATE MANAGEMENT GROUP INC | 10,545 | $306.01K | 0.01% | 00.0% | Unchanged |
| MORGAN STANLEY | 51,524 | $305.54K | 0.00% | +9,252+21.9% | Added |
| CF Capital LLC | 47,591 | $282.22K | 0.34% | −613,554−92.8% | Reduced |
| UBS Group AG | 47,295 | $280.46K | 0.00% | +26,221+124.4% | Added |
| Almitas Capital LLC | 46,454 | $275.47K | 0.06% | +9,673+26.3% | Added |
| NIXON PEABODY TRUST CO | 42,024 | $249.2K | 0.02% | 00.0% | Unchanged |
| Bulldog Investors, LLP | 39,787 | $235.94K | 0.05% | −122,116−75.4% | Reduced |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 35,909 | $212.94K | 0.01% | +35,909 | New |
| GAMCO INVESTORS, INC. ET AL | 32,096 | $190.33K | 0.00% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 27,811 | $164.92K | 0.05% | 00.0% | Unchanged |
| ADVISOR GROUP HOLDINGS, INC. | 23,343 | $138.41K | 0.00% | +10,906+87.7% | Added |
| XTX Topco Ltd | 19,964 | $118.39K | 0.00% | +19,964 | New |
| Kestra Advisory Services, LLC | 18,819 | $111.6K | 0.00% | 00.0% | Unchanged |
| WELLS FARGO & COMPANY/MN | 17,435 | $103.39K | 0.00% | +6,870+65.0% | Added |
| RAYMOND JAMES FINANCIAL INC | 16,590 | $98.38K | 0.00% | +2,650+19.0% | Added |
| Capital Investment Counsel, Inc | 14,961 | $88.72K | 0.01% | 00.0% | Unchanged |
| B&L ASSET MANAGEMENT LLC | 14,458 | $85.74K | 0.04% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 14,458 | $85.74K | 0.00% | +14,458 | New |
| Fortis Capital Advisors, LLC | 14,458 | $85.74K | 0.01% | +14,458 | New |
| TrueMark Investments, LLC | 10,749 | $63.74K | 0.01% | −4,527−29.6% | Reduced |
| Integris Wealth Management, LLC | 10,053 | $59.62K | 0.01% | −1,948−16.2% | Reduced |
| WINMILL & CO. INC | 2,250 | $13.34K | 0.00% | −1,120−33.2% | Reduced |
| JPMORGAN CHASE & CO | 1,723 | $10.18K | 0.00% | −858−33.2% | Reduced |
| Ancora Advisors, LLC | 1,068 | $6.33K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 951 | $5.64K | 0.00% | 00.0% | Unchanged |
| ROYAL BANK OF CANADA | 249 | $1K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 16 | $95 | 0.00% | −8−33.3% | Reduced |
| SIT INVESTMENT ASSOCIATES INC | 0 | $0 | 0.00% | −101,837−100.0% | Sold out |
| Marex Group plc | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| SageView Advisory Group, LLC | 0 | $0 | 0.00% | −4,700−100.0% | Sold out |
| BANK OF AMERICA CORP /DE/ | 0 | $0 | 0.00% | −2,790−100.0% | Sold out |