Total Return Securities Fund
SWZ- Exchange
- NYSE
- SEC CIK
- 0000813623
In the last 90 days, Total Return Securities Fund insiders filed 8 open-market purchases and 0 sales; 42 institutions reported holding it in 13F filings for Q2 2026, worth $32.3M in total; Gardner Russo & Quinn is the only superinvestor holding it.
13F holders, Q3 2024
Institutional positions in Total Return Securities Fund as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- −4 vs. Q2 2024
- Shares held
- 5.91M
- +257.3K (+4.6%) vs. Q2 2024
- Total value
- $52.8M
- +$7.21M (+15.8%) vs. Q2 2024
- New holders
- 3
- 10 more added
- Sold out
- 7
- 9 more reduced
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWZ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $32.3M |
| Q1 2026 | 42 | $29.6M |
| Q4 2025 | 41 | $52.0M |
| Q3 2025 | 42 | $39.8M |
| Q2 2025 | 39 | $38.4M |
| Q1 2025 | 37 | $54.9M |
| Q4 2024 | 38 | $44.5M |
| Q3 2024 | 38 | $52.8M |
| Q2 2024 | 42 | $45.6M |
| Q1 2024 | 36 | $43.8M |
| Q4 2023 | 33 | $44.6M |
| Q3 2023 | 33 | $39.9M |
| Q2 2023 | 33 | $40.0M |
| Q1 2023 | 31 | $39.0M |
| Q4 2022 | 34 | $36.3M |
| Q3 2022 | 31 | $31.0M |
| Q2 2022 | 31 | $37.2M |
| Q1 2022 | 34 | $44.9M |
| Q4 2021 | 36 | $49.9M |
| Q3 2021 | 37 | $46.7M |
| Q2 2021 | 39 | $49.9M |
| Q1 2021 | 35 | $46.8M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Total Return Securities Fund; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 2,149,803 | $19.2M | 0.03% | −24,462−1.1% | Reduced |
| Lazard Asset Management LLC | 744,544 | $6.66M | 0.01% | +40,204+5.7% | Added |
| 1607 Capital Partners, LLC | 407,364 | $3.65M | 0.33% | +43,501+12.0% | Added |
| Shaker Financial Services, LLC | 327,809 | $2.93M | 1.11% | +3,835+1.2% | Added |
| CSS LLC | 290,275 | $2.60M | 0.15% | −10,893−3.6% | Reduced |
| Gardner Russo & Quinn LLCSuperinvestorGardner Russo & Quinn | 283,350 | $2.54M | 0.03% | +3,982+1.4% | Added |
| Saba Capital Management, L.P. | 261,182 | $2.34M | 0.05% | +261,182 | New |
| Bulldog Investors, LLP | 237,472 | $2.13M | 0.71% | +480+0.2% | Added |
| Karpus Management, Inc. | 212,490 | $1.90M | 0.05% | −13,585−6.0% | Reduced |
| Commonwealth Equity Services, LLC | 123,876 | $1.11M | 0.00% | −246−0.2% | Reduced |
| Morgan Stanley | 111,927 | $1.00M | 0.00% | +15,785+16.4% | Added |
| Uhlmann Price Securities, LLC | 99,685 | $892.2K | 0.71% | +99,685 | New |
| Envestnet Asset Management Inc | 96,377 | $862.6K | 0.00% | +15,403+19.0% | Added |
| Uncommon Cents Investing LLC | 91,900 | $822.5K | 0.23% | +100+0.1% | Added |
| Blue Bell Private Wealth Management, LLC | 91,317 | $817.3K | 0.16% | 00.0% | Unchanged |
| Sanctuary Advisors, LLC | 91,021 | $710.0K | 0.00% | +1,390+1.6% | Added |
| UBS Group AG | 69,534 | $622.3K | 0.00% | −1,850−2.6% | Reduced |
| CNH Partners LLC | 39,365 | $352.3K | 0.01% | −11,058−21.9% | Reduced |
| Delta Capital Management LLC | 33,363 | $299.0K | 0.17% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 20,479 | $183.3K | 0.01% | −1,560−7.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 17,929 | $160.5K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 17,686 | $158.3K | 0.00% | +4,160+30.8% | Added |
| Gamco Investors, Inc. Et Al | 16,048 | $143.6K | 0.00% | 00.0% | Unchanged |
| Capital Investment Counsel, Inc | 14,961 | $133.9K | 0.02% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 12,876 | $115.2K | 0.00% | 00.0% | Unchanged |
| SageView Advisory Group, LLC | 11,834 | $105.9K | 0.01% | −5,943−33.4% | Reduced |
| Wells Fargo & Company | 10,237 | $91.6K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 5,162 | $46.2K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 4,777 | $42.8K | 0.00% | −499−9.5% | Reduced |
| Winmill & Co. Inc | 3,270 | $29.3K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 2,877 | $25.7K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 2,550 | $22.8K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,829 | $16.4K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 1,068 | $9.56K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 951 | $8.51K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 835 | $7.00K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 708 | $6.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 180 | $1.61K | 0.00% | +180 | New |
| City of London Investment Management Co Ltd | 0 | $0 | 0.00% | −45,679−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −36,192−100.0% | Sold out |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −24,129−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −23,298−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −20,166−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −13,017−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |