Total Return Securities Fund
SWZ- Exchange
- NYSE
- SEC CIK
- 0000813623
In the last 90 days, Total Return Securities Fund insiders filed 8 open-market purchases and 0 sales; 42 institutions reported holding it in 13F filings for Q2 2026, worth $32.3M in total; Gardner Russo & Quinn is the only superinvestor holding it.
13F holders, Q4 2024
Institutional positions in Total Return Securities Fund as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- +1 vs. Q3 2024
- Shares held
- 5.93M
- +38.8K (+0.7%) vs. Q3 2024
- Total value
- $44.5M
- −$8.08M (−15.4%) vs. Q3 2024
- New holders
- 3
- 13 more added
- Sold out
- 2
- 8 more reduced
1 institution that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWZ on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 42 | $32.3M |
| Q1 2026 | 42 | $29.6M |
| Q4 2025 | 41 | $52.0M |
| Q3 2025 | 42 | $39.8M |
| Q2 2025 | 39 | $38.4M |
| Q1 2025 | 37 | $54.9M |
| Q4 2024 | 38 | $44.5M |
| Q3 2024 | 38 | $52.8M |
| Q2 2024 | 42 | $45.6M |
| Q1 2024 | 36 | $43.8M |
| Q4 2023 | 33 | $44.6M |
| Q3 2023 | 33 | $39.9M |
| Q2 2023 | 33 | $40.0M |
| Q1 2023 | 31 | $39.0M |
| Q4 2022 | 34 | $36.3M |
| Q3 2022 | 31 | $31.0M |
| Q2 2022 | 31 | $37.2M |
| Q1 2022 | 34 | $44.9M |
| Q4 2021 | 36 | $49.9M |
| Q3 2021 | 37 | $46.7M |
| Q2 2021 | 39 | $49.9M |
| Q1 2021 | 35 | $46.8M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Total Return Securities Fund; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 1,967,302 | $14.7M | 0.02% | −182,501−8.5% | Reduced |
| Lazard Asset Management LLC | 719,312 | $5.39M | 0.01% | −25,232−3.4% | Reduced |
| 1607 Capital Partners, LLC | 459,592 | $3.44M | 0.28% | +52,228+12.8% | Added |
| Saba Capital Management, L.P. | 325,779 | $2.44M | 0.06% | +64,597+24.7% | Added |
| CSS LLC | 290,275 | $2.17M | 0.13% | 00.0% | Unchanged |
| Gardner Russo & Quinn LLCSuperinvestorGardner Russo & Quinn | 288,801 | $2.16M | 0.02% | +5,451+1.9% | Added |
| Karpus Management, Inc. | 275,120 | $2.06M | 0.06% | +62,630+29.5% | Added |
| Shaker Financial Services, LLC | 252,561 | $1.89M | 0.72% | −75,248−23.0% | Reduced |
| Bulldog Investors, LLP | 237,472 | $1.78M | 0.46% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 149,366 | $1.12M | 0.00% | +52,989+55.0% | Added |
| Uhlmann Price Securities, LLC | 140,919 | $1.06M | 0.80% | +41,234+41.4% | Added |
| Commonwealth Equity Services, LLC | 124,976 | $936.0K | 0.00% | +1,100+0.9% | Added |
| Sanctuary Advisors, LLC | 97,879 | $860.4K | 0.01% | +6,858+7.5% | Added |
| Morgan Stanley | 98,061 | $734.5K | 0.00% | −13,866−12.4% | Reduced |
| Uncommon Cents Investing LLC | 92,100 | $689.8K | 0.21% | +200+0.2% | Added |
| Blue Bell Private Wealth Management, LLC | 91,317 | $684.0K | 0.13% | 00.0% | Unchanged |
| UBS Group AG | 58,818 | $440.5K | 0.00% | −10,716−15.4% | Reduced |
| CNH Partners LLC | 33,571 | $251.4K | 0.01% | −5,794−14.7% | Reduced |
| Delta Capital Management LLC | 33,363 | $250.0K | 0.14% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 33,340 | $249.7K | 0.00% | +33,340 | New |
| Logan Stone Capital, LLC | 31,779 | $238.0K | 0.08% | +31,779 | New |
| Susquehanna International Group, LLP | 20,070 | $150.3K | 0.00% | +20,070 | New |
| LPL Financial LLC | 17,910 | $134.1K | 0.00% | +224+1.3% | Added |
| Gamco Investors, Inc. Et Al | 16,048 | $120.2K | 0.00% | 00.0% | Unchanged |
| Capital Investment Counsel, Inc | 14,961 | $112.1K | 0.02% | 00.0% | Unchanged |
| Bank of America Corp | 13,672 | $102.4K | 0.00% | +10,795+375.2% | Added |
| Kestra Advisory Services, LLC | 12,876 | $96.4K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 10,237 | $76.7K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 6,244 | $46.8K | 0.00% | +3,694+144.9% | Added |
| Advisor Group Holdings, Inc. | 4,819 | $36.1K | 0.00% | +42+0.9% | Added |
| Winmill & Co. Inc | 3,270 | $24.5K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 2,581 | $19.3K | 0.00% | −2,581−50.0% | Reduced |
| Federation des caisses Desjardins du Quebec | 1,829 | $13.7K | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 1,068 | $8.00K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 951 | $7.12K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 835 | $6.00K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 527 | $4.00K | 0.00% | −181−25.6% | Reduced |
| US Bancorp | 180 | $1.35K | 0.00% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 0 | $0 | 0.00% | −20,479−100.0% | Sold out |
| SageView Advisory Group, LLC | 0 | $0 | 0.00% | −11,834−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | – | – | – | – | Not filed |